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Penguin Solutions, Inc. — Director's Dealing 2025
Jul 22, 2025
31993_dirs_2025-07-22_a9a985a8-8136-433c-9aaa-714c017b2f86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penguin Solutions, Inc. (PENG)
CIK: 0001616533
Period of Report: 2025-07-20
Reporting Person: Pacheco Jack A (EVP, COO, Pres, Integrated Mem)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-07-20 | Common Stock | F | 2158 | $24.43 | Disposed | 227231 | Direct |
| 2025-07-21 | Common Stock | M | 3447 | $9.195 | Acquired | 230678 | Direct |
| 2025-07-21 | Common Stock | S | 3447 | $24.8356 | Disposed | 227231 | Direct |
| 2025-07-21 | Common Stock | M | 60000 | $10.775 | Acquired | 287231 | Direct |
| 2025-07-21 | Common Stock | S | 60000 | $24.8332 | Disposed | 227231 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-07-21 | Employee Stock Option (right to buy) | $9.195 | M | 3447 | Disposed | 2030-03-12 | Common Stock (3447) | Direct |
| 2025-07-21 | Employee Stock Option (right to buy) | $10.775 | M | 60000 | Disposed | 2029-01-22 | Common Stock (60000) | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.
F2: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 21, 2025.
F3: This transaction was executed in multiple trades at prices ranging from $24.33 to $25.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to
provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $24.25 to $25.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to
provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5: This option is fully vested and exercisable.