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Penguin Solutions, Inc. — Director's Dealing 2024
Jul 30, 2024
31993_dirs_2024-07-30_3b44a700-37d1-411a-b158-fda31e12ba83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2024-07-26
Reporting Person: Pacheco Jack A (EVP, COO, Pres, Mem Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-26 | Ordinary Shares | M | 13333 | $9.195 | Acquired | 225229 | Direct |
| 2024-07-26 | Ordinary Shares | S | 13333 | $23.1632 | Disposed | 211896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-26 | Employee Stock Option (right to buy) | $9.195 | M | 13333 | Disposed | 2030-03-12 | Ordinary Shares (13333) | Direct |
Footnotes
F1: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.
F2: This transaction was executed in multiple trades at prices ranging from $22.93 to $23.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.