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Penguin Solutions, Inc. Director's Dealing 2024

Dec 27, 2024

31993_dirs_2024-12-27_32d17f32-c382-4356-88f2-6a2f26321f0e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penguin Solutions, Inc. (PENG)
CIK: 0001616533
Period of Report: 2024-12-26

Reporting Person: Pacheco Jack A (EVP, COO, Pres, Integrated Mem)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-12-26 Ordinary Shares M 6666 $9.195 Acquired 242626 Direct
2024-12-26 Ordinary Shares S 6666 $20 Disposed 235960 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-12-26 Employee Stock Option (right to buy) $9.195 M 6666 Disposed 2030-03-12 Ordinary Shares (6666) Direct

Footnotes

F1: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.

F2: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.