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Penguin Solutions, Inc. — Director's Dealing 2024
Dec 27, 2024
31993_dirs_2024-12-27_32d17f32-c382-4356-88f2-6a2f26321f0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penguin Solutions, Inc. (PENG)
CIK: 0001616533
Period of Report: 2024-12-26
Reporting Person: Pacheco Jack A (EVP, COO, Pres, Integrated Mem)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-26 | Ordinary Shares | M | 6666 | $9.195 | Acquired | 242626 | Direct |
| 2024-12-26 | Ordinary Shares | S | 6666 | $20 | Disposed | 235960 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-26 | Employee Stock Option (right to buy) | $9.195 | M | 6666 | Disposed | 2030-03-12 | Ordinary Shares (6666) | Direct |
Footnotes
F1: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.
F2: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.
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