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Penguin Solutions, Inc. — Director's Dealing 2021
Jan 22, 2021
31993_dirs_2021-01-21_031d4c7a-b521-4112-8977-0c23e30e1733.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2021-01-19
Reporting Person: Marten Alan (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-19 | Ordinary Shares | M | 2800 | $11.55 | Acquired | 118466 | Direct |
| 2021-01-19 | Ordinary Shares | S | 2800 | $40.00 | Disposed | 115666 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-19 | Employee Stock Options (right to buy) | $11.55 | M | 2800 | Disposed | 2026-05-23 | Ordinary Shares (2800) | Direct |
Footnotes
F1: Fully vested and exercisable.
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