Penguin Solutions, Inc. — Director's Dealing 2021

Mar 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2021-03-15

Reporting Person: Marten Alan (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-15	Ordinary Shares	M	3250	$11.55	Acquired	118916	Direct
2021-03-15	Ordinary Shares	S	3250	$45.9518	Disposed	115666	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-15	Employee Stock Options (right to buy)	$11.55	M	3250	Disposed	2026-05-23	Ordinary Shares (3250)	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $45.63 to $46.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Fully vested and exercisable.