Penguin Solutions, Inc. — Director's Dealing 2021

Jul 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2021-07-12

Reporting Person: PATEL MUKESH (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-12	Ordinary Shares	D	5144	$53.02	Disposed	171468	Indirect
2021-07-14	Ordinary Shares	D	10000	$54.71	Disposed	161468	Indirect
2021-07-14	Ordinary Shares	D	4856	$54.59	Disposed	156612	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	21763	Direct

Footnotes

F1: Includes Restricted Stock Units.

F2: This transaction was executed in multiple trades at prices ranging from $53.000 to $53.315. The price reported above reflects the weighted average sale price rounded up to the nearest penny. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $54.37 to $55.29. The price reported above reflects the weighted average sale price rounded up to the nearest penny. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $54.40 to $54.66. The price reported above reflects the weighted average sale price rounded up to the nearest penny. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.