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Penguin Solutions, Inc. — Director's Dealing 2021
Oct 23, 2021
31993_dirs_2021-10-22_bfb7e1d8-ea05-4a78-88a6-8431446b27e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2021-10-20
Reporting Person: Pacheco Jack A (EVP, COO, Pres, Mem Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-27 | Ordinary Shares | A | 12000 | — | Acquired | 102409 | Direct |
| 2021-10-20 | Ordinary Shares | F | 3966 | $51.94 | Disposed | 106135 | Direct |
Footnotes
F1: Reflects an RSU award that vested as to 33% on October 20, 2021, and the remaining shares will vest semi-annually over the next two years.
F2: These 12,000 RSUs did not begin vesting until October 20, 2021. However, they were inadvertently omitted from the total amount of securities beneficially owned as reported in Column 5 of the Forms 4 filed by the reporting person on October 5, 2021 and October 7, 2021.
F3: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.