Penguin Solutions, Inc. — Director's Dealing 2020

Oct 28, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2020-10-23

Reporting Person: Adams Mark (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-23	Ordinary Shares	P	2500	$25.9932	Acquired	2500	Indirect
2020-10-23	Ordinary Shares	P	2500	$25.994	Acquired	5000	Indirect
2020-10-23	Ordinary Shares	P	2403	$26.0012	Acquired	7403	Indirect
2020-10-23	Ordinary Shares	P	2417	$25.9908	Acquired	9820	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	475000	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.84 to $26.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

F2: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.82 to $26.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

F3: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.87 to $26.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

F4: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.82 to $26.09. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.