Penguin Solutions, Inc. — Director's Dealing 2019

Mar 21, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2019-03-19

Reporting Person: GOLDBERG BRUCE M (VP, Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-19	Ordinary Shares	M	2000	$2.64	Acquired	8734	Direct
2019-03-19	Ordinary Shares	S	2000	$25.04	Disposed	6734	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-19	Employee Stock Options (right to buy)	$2.64	M	2000	Disposed	2019-08-24	Ordinary Shares (2000)	Direct

Footnotes

F1: The transactions were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017 and modified on 04/07/2018 and 08/03/2018.

F2: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $24.92 to $25.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

F3: The option vested and became exercisable in full by 08/24/2013.