Penguin Solutions, Inc. — Director's Dealing 2019

Aug 3, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2019-07-17

Reporting Person: Dow Stephen C. (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-07-17	Ordinary Shares	P	17000	$31.49	Acquired	27000	Direct
2019-07-17	Ordinary Shares	P	56	$31.35	Acquired	27056	Direct
2019-07-17	Ordinary Shares	P	3	$31.34	Acquired	27059	Direct
2019-07-17	Ordinary Shares	S	944	$31.37	Disposed	26115	Direct
2019-07-17	Ordinary Shares	S	215	$31.36	Disposed	25900	Direct

Footnotes

F1: The price reported is a weighted average price. The reported securities were purchased in multiple transactions at prices ranging from $31.38 to $31.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2: The reporting person's sale of the Issuer's common stock at a price of $31.37 per share on July 17, 2019 reported herein included sales of 59 shares of the Issuer's common stock matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 3 shares of the Issuer's common stock at a price of $31.34 per share and 56 shares of Issuer's common stock at a price of $31.35 per share, each on July 17, 2019 as reported herein. The reporting person has paid to the Registrant $0.96 representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.