Penguin Solutions, Inc. — Director's Dealing 2018

Jan 19, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2018-01-16

Reporting Person: Marten Alan (Sr. VP, Chief Strategy Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-01-16	Ordinary Shares	M	8700	$2.64	Acquired	96366	Direct
2018-01-16	Ordinary Shares	S	7700	$35.63	Disposed	88666	Direct
2018-01-16	Ordinary Shares	S	1000	$36.44	Disposed	87666	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-01-16	Employee Stock Option (right to buy)	$2.64	M	8700	Disposed	2019-09-29	Common Stock (8700)	Direct

Footnotes

F1: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $35.13 to $36.01 and from $36.13 to $36.87. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.

F3: Includes restricted stock units.

F4: Fully vested and exercisable.