Penguin Solutions, Inc. — Director's Dealing 2018

Mar 27, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2018-03-23

Reporting Person: Kim KiWan (SVP of EM & Pres. Brazil)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-23	Ordinary Shares	S	2380	$47.2861	Disposed	85609	Direct
2018-03-23	Ordinary Shares	S	10263	$48.5615	Disposed	75346	Direct
2018-03-23	Ordinary Shares	S	22664	$49.3655	Disposed	52682	Direct
2018-03-23	Ordinary Shares	S	10330	$50.2314	Disposed	42352	Direct
2018-03-23	Ordinary Shares	S	1101	$50.9664	Disposed	41251	Direct

Footnotes

F1: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017.

F2: The price reported in Colum 4 is a weighted average price. These were sold in multiple transactions at prices ranging from $46.90 to $47.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.90 to $48.89. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.90 to $49.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $50.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.93 to $51.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.