Penguin Solutions, Inc. — Director's Dealing 2018

Apr 17, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2018-04-16

Reporting Person: Marten Alan (Sr. VP, Chief Strategy Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-04-16	Ordinary Shares	M	8500	$42.8087	Acquired	96166	Direct
2018-04-16	Ordinary Shares	S	4931	$42.3881	Disposed	91235	Direct
2018-04-16	Ordinary Shares	S	2469	$42.7841	Disposed	88766	Direct
2018-04-16	Ordinary Shares	S	300	$44.0277	Disposed	88466	Direct
2018-04-16	Ordinary Shares	S	800	$45.0200	Disposed	87666	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-04-16	Employee Stock Options (right to buy)	$2.64	M	8500	Disposed	2019-09-29	Ordinary Shares (8500)	Direct

Footnotes

F1: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017.

F2: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions within a one dollar price range, ranging in the aggregate from $41.6200 to $45.3400. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

F3: Fully vested and exercisable.