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Penguin Solutions, Inc. — Director's Dealing 2018
Jun 19, 2018
31993_dirs_2018-06-19_708d5db4-539a-4047-90d8-74d3cde6f90a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2018-06-15
Reporting Person: PATEL MUKESH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-15 | Ordinary Shares | S | 22956 | $41.62 | Disposed | 26925 | Indirect |
| 2018-06-15 | Ordinary Shares | S | 1984 | $42.28 | Disposed | 24941 | Indirect |
| 2018-06-15 | Ordinary Shares | S | 13798 | $41.64 | Disposed | 14998 | Indirect |
| 2018-06-15 | Ordinary Shares | S | 600 | $42.28 | Disposed | 14398 | Indirect |
Footnotes
F1: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018.
F2: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.21 to $42.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $42.21 to $42.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.25 to $42.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
F5: Patel Family Partners L.P. - Fund No. 2
F6: The Patel Revocable Trust (U/A/D 6/6/2002)