Penguin Solutions, Inc. — Director's Dealing 2018

Oct 18, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2018-10-15

Reporting Person: PATEL MUKESH (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-15	Ordinary Shares	S	24941	$31.86	Disposed	0	Indirect
2018-10-15	Ordinary Shares	S	14398	$31.85	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	10749	Direct

Footnotes

F1: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018.

F2: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.45 to $32.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.46 to $32.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4.

F4: Patel Family Partners L.P. - Fund No. 2

F5: The Patel Revocable Trust (U/A/D 6/6/2002)

F6: These shares, which were last reported in the reporting person's Form 4 filed January 30, 2018, were unintentionally omitted from the reporting person's submissions on Form 4 that were filed on February 20, 2018 and June 19, 2018.