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Penguin Solutions, Inc. Director's Dealing 2018

Nov 14, 2018

31993_dirs_2018-11-14_2894efd1-2ac2-49e5-bba0-469060177267.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2018-11-12

Reporting Person: Coull Thomas (Senior Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 8300 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (right to buy) $41.38 2028-06-08 Ordinary Shares (25000) Direct

Footnotes

F1: Represents a restricted stock unit award that is scheduled to vest as to 1/2 of the award on June 8, 2019 and then as to 1/8 of the award in each calendar quarter thereafter.

F2: This option is scheduled to vest as to 1/4 of the award on June 8, 2019 and then as to 1/48 of the award in each calendar month thereafter.