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Penguin Solutions, Inc. — Director's Dealing 2018
Nov 14, 2018
31993_dirs_2018-11-14_2894efd1-2ac2-49e5-bba0-469060177267.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2018-11-12
Reporting Person: Coull Thomas (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 8300 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $41.38 | 2028-06-08 | Ordinary Shares (25000) | Direct |
Footnotes
F1: Represents a restricted stock unit award that is scheduled to vest as to 1/2 of the award on June 8, 2019 and then as to 1/8 of the award in each calendar quarter thereafter.
F2: This option is scheduled to vest as to 1/4 of the award on June 8, 2019 and then as to 1/48 of the award in each calendar month thereafter.
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