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Penguin Solutions, Inc. — Director's Dealing 2017
May 24, 2017
31993_dirs_2017-05-23_6ca4b544-6070-407b-9c68-23b0c2d0b81f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2017-05-22
Reporting Person: GOLDBERG BRUCE M (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 23664 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.64 | 2019-08-24 | Ordinary Shares (16666) | Direct | |
| Employee Stock Option (right to buy) | $2.64 | 2014-02-05 | Ordinary Shares (11036) | Direct | |
| Employee Stock Option (right to buy) | $11.55 | 2026-05-23 | Ordinary Shares (14057) | Direct |
Footnotes
F1: Includes Restricted Stock Units.
F2: Fully vested and exercisable.
F3: 50% vested on the first anniversary of grant with the remainder vesting quarterly through the second anniversary of grant.
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