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Penguin Solutions, Inc. — Director's Dealing 2017
May 24, 2017
31993_dirs_2017-05-23_c80530b2-2e1a-42bb-acfa-319f33ec9bdc.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2017-05-23
Reporting Person: Pacheco Jack A (Senior VP, CFO, COO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 111666 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $2.64 | 2025-01-01 | Ordinary Shares (54730) | Direct | |
| Employee Stock Options (right to buy) | $11.55 | 2026-05-23 | Ordinary Shares (90753) | Direct |
Footnotes
F1: Includes Restricted Stock Units.
F2: Vesting in monthly installments through September 2018.
F3: These options vest 50% on the first anniversary of grant with the remainder vesting quarterl through the second anniversary of grant.
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