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Penguin Solutions, Inc. — Director's Dealing 2017
Nov 21, 2017
31993_dirs_2017-11-21_c1fd6e6b-b096-46fb-8a7b-0db1f71ab90f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMART Global Holdings, Inc. (SGH)
CIK: 0001616533
Period of Report: 2017-11-20
Reporting Person: NAYYAR SANDEEP (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-20 | Ordinary Shares | S | 2705 | $33.58 | Disposed | 8606 | Direct |
| 2017-11-20 | Ordinary Shares | S | 455 | $34.86 | Disposed | 8151 | Direct |
| 2017-11-20 | Ordinary Shares | S | 1694 | $35.80 | Disposed | 6457 | Direct |
| 2017-11-20 | Ordinary Shares | S | 2294 | $36.73 | Disposed | 4163 | Direct |
Footnotes
F1: Shares sold pursuant to a previously established Rule 10b5-1 Plan.
F2: This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $33.33 to $34.32; from $34.33 to $35.18; from $35.41 to $36.21; and from $36.41 to $36.81. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.
F3: Includes Restricted Stock Units. This total has been corrected to reflect an inadvertent overstatement by 1 share in the amount reported in the reporting person's Form 3 filed May 23, 2017.