Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Sign up Log in

PegBio Co., Ltd. Share Issue/Capital Change 2019

Apr 8, 2019

50676_rns_2019-04-08_7b0238e0-8c2a-4e8e-ac51-c55533ca51f9.pdf

Share Issue/Capital Change

Open in viewer

Opens in your device viewer

==> picture [104 x 57] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/03/2019

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer CMBC Capital Holdings Limited Date Submitted 08/04/2019

I. Movements in Authorised Share Capital

1. Ordinary Shares

_1._Ordinary Shares
(1) Stock code :1141
Description :
CMBC CAPITAL
No. of ordinary
shares
Par value
(State
currency)
Balance at close of preceding month100,000,000,000
HK$0.01
Increase/(decrease)
Nil
Balance at close of the month
100,000,000,000
HK$0.01		 CMBC CAPITAL Authorised share
capital
(State currency)
HK$1,000,000,000.00
Nil
HK$1,000,000,000.00
Par value
(State
currency)
HK$0.01
HK$0.01
(2) Stock code :N/A
Description :
N/A
No. of ordinary
shares
Balance at close of preceding month

Increase/(decrease)
Balance at close of the month
 Authorised share
capital
(State currency)
Par value
(State
currency)

March 2019

2. Preference Shares

Stock code : N/A Description : N/A No. of Par value Authorised share preference (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month

3. Other Classes of Shares

Stock code : N/A Description : N/A No. of other Par value Authorised share classes of (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month

Total authorised share capital at the end of the month (State HK$1,000,000,000.00 currency) :

March 2019

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of
the month		 No. of ordinary shares
(1)
(2)		 No. of ordinary shares
(1)
(2)		 No of preference
shares
No. of other
classes of shares		 No of preference
shares
No. of other
classes of shares
47,705,977,729
0

47,705,977,729		 N/A N/A
N/A
N/A		 N/A
N/A
N/A
N/A
N/A

III. Details of Movements in Issued Share Capital

Share Options (underShare OptionSchemes oftheIssuer) Share Options (underShare OptionSchemes oftheIssuer) Share Options (underShare OptionSchemes oftheIssuer) Share Options (underShare OptionSchemes oftheIssuer) Share Options (underShare OptionSchemes oftheIssuer)
Particulars of
share option
scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable		 Movement during the month No. of new shares of No. of new shares of
issuer issued during issuer which may be
the month pursuant
issued pursuant
thereto
thereto as at close of
the month

Granted
Exercised
Cancelled		 Lapsed
1. 2012 Share
Option Scheme
Scheme Mandate
1,569,566,788 new
shares
(08/09/2016)
Ordinary shares		 Nil

 Nil

 Nil

 Nil

 Nil
 Nil

(Note 1)
2. N/A
(
/
/
)
shares



(Note 1)
3. N/A
(
/
/
)
shares



(Note 1)
Total A. (Ordinary shares)
(Preference shares)
(Other class)
Total funds raised during the month from exercise
of options (State currency)
Nil		 Nil
N/A
N/A

March 2019

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry- dd/mm/yyyy)		 Description of warrants
(Date of expiry- dd/mm/yyyy)		 Description of warrants
(Date of expiry- dd/mm/yyyy)		 Currency
of nominal
value		 Nominal value
at close of
preceding
month
Exercised
during the
month		 No. of new
shares of
issuer
issued
during the
month
No. of new
shares of
issuer which
may be
issued
pursuant
Nominal value
at close of the
month
pursuant
thereto
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
No. of new
shares of
issuer which
may be
issued
pursuant
Nominal value
at close of the
month
pursuant
thereto
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
No. of new
shares of
issuer which
may be
issued
pursuant
Nominal value
at close of the
month
pursuant
thereto
thereto as at
close of the
month
1. N/A N/A
N/A
N/A
(
/
/
)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2. N/A



( /		 / )

(
/
/
)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. N/A



( /		 / )

(
/
/
)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A



( /		 / )

(
/
/
)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)



( /		 / )

March 2019

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency of
amount
outstandin
Amount at
close of
preceding
month
Converted
during the
month
Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
Amount at
close of
preceding
month
Converted
during the
month
Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
Amount at
close of
preceding
month
Converted
during the
month
Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
Amount at
close of
preceding
month
Converted
during the
month
Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
1. N/A
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))
2. N/A


Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. N/A


Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A


Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
N/A


N/A

N/A

March 2019

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


Options (other than under Share Option Schemes)
Options (other than under Share Option Schemes)		 , ,
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month
1.
2.
3.		 N/A N/A
N/A
N/A
(
/
/
)


shares_(Note 1)_
N/A
(
/
/
)
shares_(Note 1)_
N/A
(
/
/
)


shares_(Note 1)_
Total D.
(Ordinary shares)

(Preference shares)
(Other class)

March 2019

Other Movements in Issued Share Capital

Type of Issue No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
currency
_1._Rights issue
At price :
State		 Class
of
shares

issuable(Note 1)_

Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / /
)
( / /
)		 N/A N/A
currency
_2._Open offer
At price :
State		 Class
of
shares

issuable(Note 1)_

Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / /
)
( / /
)		 N/A N/A
currency
_3._Placing
At price :
State		 Class
of
shares

issuable(Note 1)_

Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / /
)
( / /
)		 N/A N/A
_4._Bonus issue Class
of
shares

issuable(Note 1)_
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / /
)
( / /
)		 N/A N/A

March 2019

Type of Issue
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
currency
_5._Scrip dividend
At price :
State		 Class
of
shares

issuable(Note 1)_

Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / /
)
( / /
)		 N/A N/A
_6._Repurchase of
shares		 Class
of
shares

repurchased(Note 1)_
Cancellation date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / /
)
( / /
)		 N/A N/A
_7._Redemption of
shares		 Class
of
shares

redeemed(Note 1)_
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / /
)
( / /
)		 N/A N/A
_8._Consideration
issue
State
currency
At price :		 Class
of
shares

issuable(Note 1)_

Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / /
)
( / /
)		 N/A N/A

March 2019

Type of Issue No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
9. Capital
reorganisation		 Class
of
shares

issuable(Note 1)_
Issue and allotment
date : (dd/mm/yyyy)
( / /
)
EGM approval date:
(dd/mm/yyyy)
( / /
)		 N/A N/A
10. Other
(Please specify)At price :
State
currency		 Class
of
shares

issuable(Note 1)_

Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / /
)
( / /
)		 N/A N/A
Total E.
(Ordinary
shares)N/A
(Preference shares)N/A
(Other class)N/A

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) Nil

(2) N/A Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A (These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)

IV. Confirmations

We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:

(Note 2)

  • (i) all money due to the listed issuer in respect of the issue of securities has been received by it;

  • (ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under “Qualifications of listing” have been fulfilled;

(iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;

March 2019

  • (iv) all the securities of each class are in all respects identical (Note 3) ;

  • (v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;

  • (vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;

  • (vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and

  • (viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.

Remarks (if any):

N/A

Submitted by: HO Yau Cheung

Title: Company Secretary

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.

3. “Identical” means in this context:

  • the securities are of the same nominal value with the same amount called up or paid up;

  • they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and

  • they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.

4. If there is insufficient space, please append the prescribed continuation sheet.

March 2019

More from PegBio Co., Ltd.

Board/Management Information 2026
May 19
Board/Management Information 2026
May 19
Regulatory Filings 2026
May 6
Annual Report 2026
Apr 28
Share Issue/Capital Change 2026
Apr 9
Regulatory Filings 2026
Apr 8
Regulatory Filings 2026
Apr 2
Board/Management Information 2026
Apr 1
Earnings Release 2026
Mar 23
Regulatory Filings 2026
Mar 16
View all filings →