PegBio Co., Ltd. — Share Issue/Capital Change 2018

Dec 4, 2018

For Main Board and GEM listed issuers

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Monthly Return of Equity Issuer on Movements in

Securities For the month ended (dd/mm/yyyy) : 30/11/2018

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer CMBC Capital Holdings Limited Date Submitted 04/12/2018

I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares	1. Ordinary Shares	1. Ordinary Shares	1. Ordinary Shares	1. Ordinary Shares
(1) Stock code : 1141 Description : CMBC CAPITAL No. ofordinary shares Parvalue (State currency) Balance at close of preceding month 100,000,000,000 HK$0.01 Increase/(decrease) Nil Balance at close of the month 100,000,000,000 HK$0.01		CMBC CAPITAL		Authorisedshare capital (Statecurrency) HK$1,000,000,000.00 Nil HK$1,000,000,000.00
			Parvalue (State currency) HK$0.01 HK$0.01
(2) Stock code : N/A Description : No. ofordinary shares Balance at close of preceding month Increase/(decrease) Balance at close of the month			N/A	Authorisedshare capital (Statecurrency)
			Parvalue (State currency)

For Main Board and GEM listed issuers

2. Preference Shares

Stock code : N/A Description : No. ofpreference shares Balance at close of preceding month Increase/(decrease) Balance at close of the month		N/A
		Parvalue (State currency)	Authorisedshare capital (Statecurrency)

3. Other Classes of Shares

Stock code : N/A Description : No. ofother classes ofshares Balance at close of preceding month Increase/(decrease) Balance at close of the month		N/A	N/A
		Parvalue (State currency)	Authorisedshare capital (Statecurrency)

Total authorised share capital at the end of the month (State currency) : HK$1,000,000,000.00

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

Balance at closeof preceding month Increase/(decrease) during the month Balance at close ofthe month		No. of ordinary shares (1) (2)		No ofpreference shares	No. of otherclasses ofshares
		47,705,977,729 0 47,705,977,729	N/A	N/A	N/A N/A N/A
			N/A	N/A
			N/A	N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable	Movement during the month	Movement during the month	No. of new shares of No. of new shares of issuer issued during the issuer which may be month pursuant thereto issued pursuant thereto as at close of the month
	Granted Exercised Cancelled Lapsed
1. 2012 Share Option Scheme Nil Nil Nil Nil Scheme Mandate Limit upto 1,569,566,788 new shares (08/09/2016) Ordinary shares (Note 1) 2. N/A Ordinary shares (Note 1) 3. N/A Ordinaryshares (Note 1) Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exerciseof options (State currency) NIL			Nil NIL N/A N/A Nil

For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

For Main Board and GEM listedissuers Warrants to Issue Shares of the Issuer which are to beListed	For Main Board and GEM listedissuers Warrants to Issue Shares of the Issuer which are to beListed	For Main Board and GEM listedissuers Warrants to Issue Shares of the Issuer which are to beListed
No. ofnew No. ofnew shares of sharesof issuer issuerwhich issued may beissued duringthe pursuant Currency month thereto asat of Nominal value at Exercised pursuant close ofthe Description of warrants nominal close of preceding during the Nominal value at thereto month (Date of expiry- dd/mm/yyyy) value month month close of themonth
	1. N/A	( / / ) ( / / ) ( / / ) ( / / ) Total B.(Ordinaryshares) N/A (Preference shares) N/A (Other class) N/A
	( / / ) Stock code (iflisted) Class ofshares issuable (Note 1) Subscriptionprice SGM approvaldate (ifapplicable) (dd/mm/yyyy) 2. N/A
	( / / ) Stock code (iflisted) Class ofshares issuable (Note 1) Subscriptionprice EGM approvaldate (ifapplicable) (dd/mm/yyyy) 3. N/A
	( / / ) Stock code (iflisted) Class ofshares issuable (Note 1) Subscriptionprice EGM approvaldate (ifapplicable) (dd/mm/yyyy) 4. N/A
	( / / ) Stock code (iflisted) Class ofshares issuable (Note 1) Subscriptionprice EGM approvaldate (ifapplicable) (dd/mm/yyyy)

For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description	Class and description	No. ofnew No. ofnew shares of sharesof issuer issued issuerwhich during the may beissued month pursuant pursuant thereto asat Currency of Amount at close Converted Amountat thereto close ofthe amount of preceding during the close of the month outstanding month month month
	1. N/A	( / / ) ( / / ) ( / / ) (/ / ) Total C. (Ordinary shares) N/A (Preferenceshares) N/A (Otherclass) N/A
	Stock code (iflisted) Class ofshares issuable_(Note1)_ Subscriptionprice EGM approvaldate (ifapplicable) (dd/mm/yyyy)) 2. N/A
	Stock code (iflisted) Class ofshares issuable_(Note1)_ Subscriptionprice EGM approvaldate (ifapplicable) (dd/mm/yyyy) 3. N/A
	Stock code (iflisted) Class ofshares issuable_(Note1)_ Subscriptionprice EGM approvaldate (ifapplicable) (dd/mm/yyyy) 4. N/A
	Stock code (iflisted) Class ofshares issuable_(Note1)_ Subscriptionprice EGM approvaldate (ifapplicable) (dd/mm/yyyy)

For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

than under Share OptionSchemes)	than under Share OptionSchemes)
Full particulars including EGM approval date(dd/mm/yyyy), if applicable,and class of sharesissuable:		No. of new shares of No. of new sharesof issuer issued during issuer which maybe the month pursuant issued pursuantthereto thereto as at close of themonth
1. 2. 3.	N/A	N/A N/A N/A
	( / / )
	Ordinary shares (Note 1)
	N/A
	( / / )
	shares (Note 1)
	N/A
	( / / )
	shares (Note 1)
	Total D. (Ordinaryshares) (Preferenceshares) (Otherclass)

For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

Other Movements in Issued ShareCapital
Type of Issue		No. ofnew No. ofnew shares of issuer sharesof issued during issuer the month whichmay pursuant beissued thereto pursuant theretoas at closeof themonth
1. Rights issue At price :State currency	Class of shares issuable_(Note1)_ Issue and allotment date :(dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
2. Open offer At price :State currency	Class of shares issuable_(Note1)_ Issue and allotment date :(dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
3. Placing At price :State currency	Class of shares issuable_(Note1)_ Issue and allotment date :(dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
4. Bonus issue	Class of shares issuable_(Note1)_ Issue and allotment date :(dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A

For Main Board and GEM listed issuers

Type of Issue		No. ofnew No. ofnew shares of issuer sharesof issued during issuer the month whichmay pursuant beissued thereto pursuant theretoas at closeof themonth	No. ofnew No. ofnew shares of issuer sharesof issued during issuer the month whichmay pursuant beissued thereto pursuant theretoas at closeof themonth	No. ofnew No. ofnew shares of issuer sharesof issued during issuer the month whichmay pursuant beissued thereto pursuant theretoas at closeof themonth
5. Scrip dividend At price :State currency	Class of shares issuable_(Note1)_ Issue and allotment date :(dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
6. Repurchase of shares	Class of shares repurchased_(Note1)_ Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
7. Redemption of shares	Class of shares redeemed_(Note1)_ Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
8. Consideration issue At price :State currency	Class of shares issuable_(Note1)_ Issue and allotment ( date :(dd/mm/yyyy) EGM approval date: ( (dd/mm/yyyy)	/ / ) / / )	N/A	N/A

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For Main Board and GEM listed issuers
No. of new No. of new
shares of issuer shares of
issued during issuer
the month which may
pursuant be issued
thereto pursuant
thereto as
at close of
Type of Issue the month
Class of shares
issuable (Note 1)
( / / )
Effective date of share
9. Capital
reorganisation subdivision :
(dd/mm/yyyy) ( / / )
EGM approval date:
(dd/mm/yyyy)
N/A N/A
Class of shares
issuable (Note 1)
10. Other
At price : [State ] Issue and allotment ( / / )
currency
date : (dd/mm/yyyy)
EGM approval date: ( / / )
(dd/mm/yyyy) N/A N/A
Total E. (Ordinary shares) N/A
(Preference shares) N/A
(Other class) N/A
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Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):	(1)	NIL
	(2)	N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A toE):		N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A toE):		N/A
(Thesefigures should be the same as the relevantfigures under II above(“Movements in IssuedSha		reCapital”).)

For Main Board and GEM listed issuers

Remarks (if any): N/A

Submitted by: Yang Na Title: Company Secretary (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.