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PegBio Co., Ltd. M&A Activity 2017

Jun 7, 2017

50676_rns_2017-06-06_8fb738b8-3523-4a1b-ad2e-4d3aaa9d45a3.pdf

M&A Activity

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Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this WHITE Form of Acceptance, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this WHITE Form of Acceptance. 香港交易及結算所有限公司、香港聯合交易所有限公司及香港中央結算有限公司對本 白色 接納表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示,概不對因本 白 色 接納表格全部或任何部分內容而產生或因依賴該等內容而引致之任何損失承擔任何責任。 WHITE FORM OF ACCEPTANCE AND TRANSFER FOR USE IF YOU WANT TO ACCEPT THE OFFER.

閣下如欲接納要約,請使用本白色接納及過戶表格。

Unless the context otherwise requires, terms used in this WHITE Form of Acceptance shall bear the same meanings as those defined in the composite offer and response document dated 7 June 2017 (the “Composite Document”) issued jointly by CMBC International Investment Limited, CMBC International Holdings Limited and CMBC Capital Holdings Limited. 除文義另有所指外,本 白色 接納表格所用詞彙與民銀國際投資有限公司、民生商銀國際控股有限公司及民銀資本控股有限公司於二零一七年六月七日聯合刊發之綜合要約及回應文件 (「綜合文件」)所界定者具有相同涵義。

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CMBC Capital Holdings Limited

(formerly known as “Skyway Securities Group Limited”) (incorporated in Bermuda with limited liability)

(Stock Code: 1141) 民銀資本控股有限公司

(前稱「天順證券集團有限公司」) (於百慕達註冊成立之有限公司) (股份代號:1141)

WHITE FORM OF ACCEPTANCE AND TRANSFER OF ORDINARY SHARE(S) OF CMBC CAPITAL HOLDINGS LIMITED 民銀資本控股有限公司之普通股之白色接納及過戶表格

To be completed in full 每項均須填寫

Hong Kong branch share registrar and transfer office: Tricor Tengis Limited Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong. 股份過戶登記處香港分處:卓佳登捷時有限公司 香港皇后大道東183號合和中心22樓。

Note: Insert the total number of
Shares for which the Offer is
accepted. If no number is inserted
or a number in excess of your
registered holding of the Shares
is inserted, this form will be
returned to you for correction and
resubmission. Any corrected form
must be re-submitted and received
by the Registrar on or before the
latest time and date for acceptance
of the Offer. However, such
acceptances will not be counted
towards fulfilling the acceptance
conditions unless Note 1 to Rule
30.2 of the Takeovers Code has been
fully complied with.
附註:請填寫接納要約之股份總
數,如無填寫數目或如填寫之數目
超過 閣下登記持有之股份,則本
表格將退回予 閣下作更正及再行
提交。任何經更正的表格必須於接
納要約的最後時間及日期或之前再
行提交並送達股份過戶登記處。然
而,除非已全面遵守收購守則規則
30.2註釋1,否則有關接納將不會被
計算作符合接納條件。





FOR THE CONSIDERATION stated below, the “Transferor(s)” named below hereby accept(s) the Offer and transfer(s) to the “Transferee” named below the
Share(s) of HK$0.01 each held by the Transferor(s) specified below subject to the terms and conditions contained herein and in the Composite Document.
下述「轉讓人」謹此按下列代價,接納要約並且向下述「承讓人」轉讓以下註明轉讓人所持有之每股面值0.01港元之股份,惟須遵守本表格及綜合文
件內之條款及條件。





FOR THE CONSIDERATION stated below, the “Transferor(s)” named below hereby accept(s) the Offer and transfer(s) to the “Transferee” named below the
Share(s) of HK$0.01 each held by the Transferor(s) specified below subject to the terms and conditions contained herein and in the Composite Document.
下述「轉讓人」謹此按下列代價,接納要約並且向下述「承讓人」轉讓以下註明轉讓人所持有之每股面值0.01港元之股份,惟須遵守本表格及綜合文
件內之條款及條件。





FOR THE CONSIDERATION stated below, the “Transferor(s)” named below hereby accept(s) the Offer and transfer(s) to the “Transferee” named below the
Share(s) of HK$0.01 each held by the Transferor(s) specified below subject to the terms and conditions contained herein and in the Composite Document.
下述「轉讓人」謹此按下列代價,接納要約並且向下述「承讓人」轉讓以下註明轉讓人所持有之每股面值0.01港元之股份,惟須遵守本表格及綜合文
件內之條款及條件。



Number of Share(s) to be transferred
將予轉讓股份數目
FIGURES
數目
WORDS
大寫




Share certificate number(s)
股票號碼







TRANSFEROR(S)
name(s) and address in full
轉讓人
全名及地址
(EITHER TYPEWRITTEN OR
WRITTEN IN BLOCK LETTERS)
(請用打字機或用正楷填寫)
Family name(s)/Company name(s)
姓氏╱公司名稱
Forename(s)
名字
Registered address
登記地址
Telephone number
電話號碼
CONSIDERATION
代價
HK$0.06 in cash for each Share
就每股股份而言,為現金0.06港元
TRANSFEREE
承讓人
Name名稱:
CMBC International Investment Limited民銀國際投資有限公司
Correspondence Address
通訊地址:
Corporate Registrations Limited of Sea Meadow House, Blackburne Highway
(P.O. Box 116), Road Town, Tortola, BVI.
Occupation職業:
Corporation
法人團體

Signed by or on behalf of the Transferor(s) in the presence of: ALL JOINT 轉讓人或其代表在下列見證人見證下簽署: REGISTERED SHAREHOLDER(S) Signature of Witness 見證人簽署: MUST SIGN Name of Witness 見證人姓名: HERE 所有聯名 登記股東均須 Address of Witness 見證人地址: 於本欄簽署 Occupation of Witness 見證人職業: Signature(s) of Transferor(s)/Company chop, if applicable 轉讓人簽署╱公司印章(如適用)

Date of Signature of this WHITE Form of Acceptance 簽署本 白色 接納表格之日期

Do not complete 請勿填寫本欄

Signed by or on behalf of the Transferee in the presence of: 承讓人或其代表在下列見證人見證下簽署: For and on behalf of 代表 Signature of Witness 見證人簽署: CMBC International Investment Limited 民銀國際投資有限公司 Name of Witness 見證人姓名: Address of Witness 見證人地址: Occupation of Witness 見證人職業: Authorised Signatory(ies) 授權簽署人 Signature of Transferee or its duly authorised agent(s) Date of transfer 轉讓日期: 承讓人或其正式獲授權代表簽署

  • For identification purposes only 僅供識別

THIS WHITE FORM OF ACCEPTANCE IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION.

If you are in any doubt as to any aspect of this WHITE Form of Acceptance or as to the action to be taken, you should consult your licensed securities dealer or registered institution in securities, bank manager, solicitor, professional accountant or other professional adviser.

If you have sold or transferred all your Share(s), you should at once hand this WHITE Form of Acceptance and the Composite Document to the purchaser(s) or transferee(s) or to the bank, licensed securities dealer, registered institution in securities or other agent through whom the sale or transfer was effected for transmission to the purchaser(s) or transferee(s).

Platinum is making the Offer on behalf of the Offeror. The making of the Offer to the Overseas Shareholders may be affected by the laws of the relevant jurisdictions. If you are an Overseas Shareholder, you should inform yourself about and observe all applicable legal and regulatory requirements. If you wish to accept the Offer, it is your responsibility to satisfy yourself as to the full observance of the laws and regulations of the relevant jurisdictions in connection therewith, including the obtaining of all governmental, exchange control or other consents which may be required and the compliance with all necessary formalities and regulatory or legal requirements. You will also be fully responsible for any such issue, transfer or other taxes payable by you in respect of the acceptance of the Offer. Acceptance of the Offer by you will constitute a warranty by you to the Offeror, Platinum and the Company that you have observed and are permitted under all applicable laws and regulations to receive and accept the Offer, and any revision thereof, and that you have obtained all requisite governmental, exchange control or other consents in compliance with all necessary formalities and regulatory or legal requirements and have paid all issue, transfer or other taxes or other required payments due from you in connection with such acceptance in any territory, and that such acceptance shall be valid and binding in accordance with all applicable laws and regulations.

This WHITE Form of Acceptance should be read in conjunction with the Composite Document.

HOW TO COMPLETE THIS WHITE FORM OF ACCEPTANCE

The Offer is unconditional. Shareholders are advised to read the Composite Document before completing this WHITE Form of Acceptance. To accept the Offer made by Platinum on behalf of the Offeror to acquire your Shares at a cash price of HK$0.06 per Share, you should complete and sign this WHITE Form of Acceptance overleaf and forward this entire form, together with the relevant Share certificate(s) and/or transfer receipt(s) and/or any other document(s) of title (and/or any satisfactory indemnity or indemnities required in respect thereof), for the whole or in respect of part of your holding of Share(s) or if applicable, for not less than the number of the Shares in respect of which you intend to accept the Offer, by post or by hand, to the Registrar, Tricor Tengis Limited, Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong, marked “CMBC Capital Holdings Limited Share Offer” on the envelope, no later than 4:00 p.m. on Wednesday (28 June 2017) or such later time(s) and/or date(s) as the Offeror may determine and announce in accordance with the Takeovers Code. The provisions of Appendix I to the Composite Document are incorporated into and form part of this WHITE Form of Acceptance.

WHITE FORM OF ACCEPTANCE IN RESPECT OF THE OFFER

To: The Offeror, Platinum

  1. My/Our execution of this WHITE Form of Acceptance (whether or not such WHITE Form of Acceptance is dated) shall be binding on my/our successors and assignees, and shall constitute:

  2. (a) my/our irrevocable acceptance of the Offer made by Platinum on behalf of the Offeror, as contained in the Composite Document, for the consideration and on and subject to the terms and conditions therein and herein mentioned, in respect of the number of Shares specified in this WHITE Form of Acceptance;

  3. (b) my/our irrevocable instruction and authority to each of the Offeror and/or Platinum or their respective agent(s) to collect from the Company or the Registrar on my/our behalf the Share certificate(s) in respect of the Shares due to be issued to me/us in accordance with, and against delivery of, the enclosed transfer receipt(s) and/or other document(s) of title (if any) (and/or satisfactory indemnity or indemnities required in respect thereof), which has/have been duly signed by me/us and to deliver the same to the Registrar and to authorise and instruct the Registrar to hold such Share certificate(s), subject to the terms and conditions of the Offer, as if it/ they was/were delivered to the Registrar together with this WHITE Form of Acceptance;

  4. (c) my/our irrevocable instruction and authority to each of the Offeror and/or Platinum or their respective agent(s) to send a cheque crossed “Not negotiable - account payee only” drawn in my/our favour for the cash consideration to which I/we shall have become entitled under the terms of the Offer (less seller’s ad valorem stamp duty payable by me/us in connection with my/our acceptance of the Offer), by ordinary post at my/our risk to the person named at the address stated below or, if no name and address is stated below, to me/us or the first-named of us (in the case of joint registered Shareholders) at the registered address shown in the register of members of the Company within seven Business Days after the date of the receipt of all the relevant documents by the Registrar to render the acceptance under the Offer complete and valid;

    • (Note: Insert name and address of the person to whom the cheque is to be sent if different from the registered Shareholder or the first-named of joint registered Shareholders.) Name: (in BLOCK LETTERS) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Address:

  • (d) my/our irrevocable instruction and authority to each of the Offeror and/or Platinum and/or such person or persons as any of them may direct for the purpose, on my/our behalf, to make and execute the contract note as required by the Stamp Duty Ordinance (Chapter 117 of the Laws of Hong Kong) to be made and executed by me/us as the seller(s) of the Shares to be sold by me/us under the Offer and to cause the same to be stamped and to cause an endorsement to be made on this WHITE Form of Acceptance in accordance with the provisions of that Ordinance;

  • (e) my/our irrevocable instruction and authority to any director of the Offeror, Platinum or such person or persons as any of them may direct to complete and execute any document on behalf of the person accepting the Offer and to do any other act that may be necessary or expedient for the purposes of vesting in the Offeror or such person or persons as it may direct the Shares in respect of which such person has accepted the Offer;

  • (f) my/our undertaking to execute such further documents and to do such acts and things by way of further assurance as may be necessary or desirable to transfer my/our Shares tendered for acceptance under the Offer to the Offeror or such person or persons as it may direct free from all third party rights, liens, claims, charges, equities and encumbrances and together with all rights accruing or attaching thereto as at the date of despatch of the Composite Document or may at any time thereafter becoming attaching to them including the right to receive in full all dividends and/or other distributions declared, paid or made, if any, on or after the date of despatch of the Composite Document; and

  • (g) my/our agreement to ratify each and every act or thing which may be done or effected by the Offeror and/or Platinum and/or the Company or their respective agent(s) or such person or persons as any of them may direct on the exercise for any rights contained herein.

  • I/We understand that acceptance of the Offer by me/us will be deemed to constitute a warranty by me/us to the Offeror, Platinum and the Company that (i) the Shares held by me/us to be acquired under the Offer are sold free from all third party rights, liens, claims, charges, equities and encumbrances and together with all rights accruing or attaching thereto as at the date of despatch of the Composite Document or may at any time thereafter becoming attaching to them including the right to receive in full all dividends and/or other distributions declared, paid or made, if any, on or after the date of despatch of the Composite Document; and (ii) I/we have not taken or omitted to take any action which will or may result in the Offeror, its beneficial owners, Platinum, the Company or any other person acting in breach of the legal or regulatory requirements of any territory in connection with the Offer or his/her acceptance thereof, and is permitted under all applicable laws and regulations to receive and accept the Offer, and any revision thereof, and that such acceptance is valid and binding in accordance with all applicable laws and regulations.

  • In the event that my/our acceptance is not valid, or is treated as invalid, in accordance with the terms of the Offer, all instructions, authorisations and undertakings contained in paragraph 1 above shall cease, in which event, I/we authorise and request you to return to me/us my/our Share certificate(s), and/or transfer receipt(s) and/or any other document(s) of title (and/or satisfactory indemnity or indemnities required in respect thereof), together with this form duly cancelled, by ordinary post at my/our own risk to the person and address stated in paragraph 1(c) above or, if no name and address is stated, to me/us or the first-named of us (in the case of joint registered Shareholders) at the registered address shown in the register of members of the Company.

  • Note: If you submit the transfer receipt(s) upon acceptance of the Offer and in the meantime the relevant Share certificate(s) is/are collected by any of the Offeror and/or Platinum or any of their agent(s) from the Company or the Registrar on your behalf, you will be returned such Share certificate(s) in lieu of the transfer receipt(s).

  • I/We enclose the relevant Share certificate(s) and/or transfer receipt(s) and/or any other document(s) of title (and/or any satisfactory indemnity or indemnities required in respect thereof) for the whole/part of my/our holding of Shares which are to be held by you on the terms and conditions of the Offer. I/We understand that no acknowledgement of receipt of any WHITE Form of Acceptance, Share certificate(s) and/or transfer receipt(s) and/or any other document(s) of title (and/or any satisfactory indemnity or indemnities required in respect thereof) will be given. I/We further understand that all documents will be sent by ordinary post at my/our own risk.

  • I/We warrant and represent to the Offeror, Platinum and the Company that I am/we are the registered Shareholder(s) of the number of Shares specified in this WHITE Form of Acceptance and I/we have the full right, power and authority to sell and pass the title and ownership of my/our Shares to the Offeror by way of acceptance of the Offer.

  • I/We warrant to the Offeror, Platinum and the Company that I/we have observed and are permitted under all applicable laws and regulations where my/our address is located as set out in the register of members of the Company to accept the Offer, and any revision thereof; and that I/we have obtained all requisite governmental, exchange control or other consents and made all registration or filing required in compliance with all necessary formalities and regulatory or legal requirements; and that I/we have paid all issue, transfer or other taxes or other required payments due from me/us in connection with such acceptance; and that such acceptance shall be valid and binding in accordance with all applicable laws and regulations.

  • I/We warrant to the Offeror, Platinum and the Company that I/we shall be fully responsible for payment of any transfer or other taxes and duties payable by me/us in respect of the jurisdiction where my/our address is located as set out in the register of members of the Company in connection with my/our acceptance of the Offer.

  • I/We acknowledge that, save as expressly provided in the Composite Document and this WHITE Form of Acceptance, all the acceptances, instructions, authorisations and undertakings hereby given shall be irrevocable.

  • I/We irrevocably undertake, represent, warrant and agree to and with the Offeror, Platinum (so as to bind my/our successors and assignee) that in respect of the Shares which are accepted under the Offer, which acceptance has not been validly withdrawn, and which have not been registered in the name of the Offeror or as it may direct, to give authority to the Company and/or its agents from me/us to send any notice, circular, warrant or other document or communication which may be required to be sent to me/us as a holder of Shares of the Company (including any Share certificate(s) and/or other document(s) of title issued as a result of conversion of such Shares into certificated form) to the attention of the Offeror at 23/F, COSCO Tower, Grand Millennium Plaza, 183 Queen’s Road Central, Hong Kong.

  • I/We acknowledge that my/our Shares sold to the Offeror by way of acceptance of the Offer will be registered under the name of the Offeror or its nominee.

本白色接納表格乃重要文件, 閣下須即時處理。

閣下對本白色接納表格任何方面或應採取之行動如有任何疑問,應諮詢 閣下之持牌證券交易商或註冊證券機構、銀行經理、律師、專業會計師或其他專業顧問。

閣下如已將名下之全部股份出售或轉讓,應立即將本白色接納表格及綜合文件送交買主或承讓人或經手買賣或轉讓之銀行、持牌證券交易商、註冊證券機構或其他代理商,以便轉交買主 或承讓人。

百德能正代表要約人提出要約。向海外股東提出要約或會受到有關司法權區之法例影響。倘 閣下為海外股東, 閣下應自行了解及遵守任何適用法律及監管規定。 閣下如欲接納要 約,須自行信納全面遵守有關司法權區之所有適用法律及規定,包括獲得一切所需之政府、外匯管制或其他方面之同意,並遵守一切所需手續及監管或法律規定。 閣下將須就接納要約 應付之任何有關發行費、轉讓費或其他稅項負責。 閣下接納要約,即構成 閣下向要約人、百德能及本公司聲明及保證其已遵守所有適用法律及法規以及根據所有適用法律及法規獲允 許接收及接納要約及其任何修訂,而 閣下已根據一切必要手續及遵守監管或法律規定取得一切所需之政府、外匯管制或其他方面之同意,並已支付 閣下於任何地區接納而應付之所 有發行、轉讓或其他稅項或其他所需款項,而有關接納將根據所有適用法律及規定屬有效及具約束力。

白色 接納表格應與綜合文件一併閱讀。

本白色接納表格之填寫方法

要約為無條件。股東於填寫本 白色 接納表格前,務請先閱讀綜合文件。 閣下如欲接納百德能代表要約人所作出的要約以每股股份0.06港元之現金價格收購 閣下之股份,應就 閣下持 有之全部或部分股份或在適當情況下,填妥並簽署本 白色 接納表格背頁,並將整份表格,連同不少於 閣下擬接納要約之股份數目之相關股票及╱或過戶收據及╱或任何其他所有權文件 (及╱或任何就此所需之一份或多份令人信納之任何彌償保證書)一併以郵寄或專人送交方式盡快送抵股份過戶登記處 卓佳登捷時有限公司,地址為香港皇后大道東183號合和中心22樓 (於信封面註明「民銀資本控股有限公司股份要約」),無論如何不得遲於二零一七年六月二十八日(星期三)下午四時正,或要約人遵守收購守則所釐定及公佈之較後時間及╱或日期。 綜合文件附錄一之條文已載入並構成本 白色 接納表格之一部份。

要約之白色接納表格

致:要約人、百德能

  1. 本人╱吾等簽署本 白色 接納表格(不論 白色 接納表格有否填寫日期)將對本人╱吾等的繼承人及承讓人有約束力,即表示: (a) 本人╱吾等不可撤回地接納由百德能代表要約人提出並載於綜合文件之要約以收取代價,按綜合文件及本表格所載有關條款與條件收購本 白色 接納表格上所填股份 數目;

  2. (b) 本人╱吾等不可撤回地指示及授權要約人及╱或百德能或彼等各自任何代理,各自代表本人╱吾等交付隨附經本人╱吾等正式簽署之過戶收據及╱或其他所有權文 件(如有()及╱或就此所需任何令人信納之一份或多份彌償保證書),憑此向 貴公司或股份過戶登記處領取本人╱吾等就股份應獲發之股票,並將有關股票送交股 份過戶登記處,以及授權及指示股份過戶登記處按照要約之條款及條件持有該等股票,猶如該等股票已連同本 白色 接納表格一併交回股份過戶登記處論;

  3. (c) 本人╱吾等不可撤回地指示及授權要約人及╱或百德能或彼等各自之代理,各自就本人╱吾等根據要約之條款應得之現金代價(扣除本人╱吾等有關本人╱吾等接 納要約應付之賣方從價印花稅),以「不得轉讓-只准入抬頭人賬戶」方式向本人╱吾等開出劃線支票,然後於股份過戶登記處接獲一切有關文件致使要約項下之接 納為完整及有效之日期後起計七個營業日內,按以下地址以平郵方式寄予以下人士;如無填上姓名及地址,則按 貴公司之股東登記名冊所示登記地址,寄予本人╱ 吾等或吾等當中名列首位者(如屬聯名登記股東),郵誤風險概由本人╱吾等自行承擔;

    • (附註:如收取支票人士的姓名及地址並非登記股東或名列首位聯名登記股東所登記之姓名及地址,則請在本欄填上應收取支票之人士之姓名及地址。)
  4. 姓名: (請用正楷填寫) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 地址: (請用正楷填寫) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

  5. (d) 本人╱吾等不可撤回地指示及授權要約人及╱或百德能及╱或彼等其中一方可能就此指定之一名或多名人士,代表本人╱吾等以根據要約出售股份之賣方身份,訂 立及簽署香港法例第117章印花稅條例所規定須訂立及簽署之買賣單據,並根據該條例規定在本 白色 接納表格加蓋印花及背書證明;

  6. (e) 本人╱吾等不可撤回地指示及授權任何要約人董事、百德能或彼等任何一方可能指定之有關人士代表接納要約之人士填妥及簽立任何文件及採取任何其他可能屬必 要或適當之行動,使已接納要約人士之股份歸要約人或其可能指定之有關人士所有;

  7. (f) 本人╱吾等承諾於必需或適當時簽立其他文件並採取其他行動,以進一步確保本人╱吾等根據要約之接納轉讓予要約人或其可能指定之該名或該等人士之股份,將 不附帶所有第三方權利、留置權、申索權、押記、衡平權及產權負擔,並連同於綜合文件刊發之日所累算或附帶之一切權利,或在其後任何時間所附之權利,包括於綜 合文件刊發之日或以後獲得所宣派、支付或作出之所有股息及╱或其他分派之權利;及

  8. (g) 本人╱吾等同意追認要約人及╱或百德能及╱或 貴公司或彼等各自之代理或其在行使本表格所載之任何權利時可能指定的任何一名或多名人士可能進行或實施之 任何行動或事宜。

  9. 本人╱吾等明白本人╱吾等接納要約將被視為構成本人╱吾等向要約人、百德能及 貴公司作出保證,表示(i)本人╱吾等根據要約將予收購本人╱吾等持有之股份,將以不附 帶所有第三方權利、留置權、申索權、押記、衡平權及產權負擔,並連同於綜合文件刊發之日所累算或附帶之一切權利,或在其後任何時間所附之權利,包括於綜合文件刊發之 日或以後獲得所宣派、支付或作出之所有股息及╱或其他分派之權利;及(ii)本人╱吾等並無採取或不採取任何行動而將或可能致使要約人、其實益擁有人、百德能、本公司或 任何其他人士違反任何地區與要約或其接納有關之法律或監管規定,且本人╱吾等根據所有適用法例及法規獲准收取及接納要約(及其任何修訂),而根據所有適用法例及法 規,該接納為有效及具有約束力。

  10. 倘若根據要約之條款,本人╱吾等之接納書無效或被視作無效,則上文第1段所載一切指示、授權及承諾均告終止,在此情況下,本人╱吾等授權並要求 閣下將本人╱吾等之 股票及╱或過戶收據及╱或任何其他所有權文件(及╱或就此所需之可信納之一份或多份彌償保證書),連同已正式註銷之本表格一併寄回上述第1(c)段列名之人士及地址;如 無填上姓名及地址,則按 貴公司股東登記名冊所示登記地址,以平郵方式寄回本人╱吾等或吾等當中名列首位者(如屬聯名登記股東),郵誤風險概由本人╱吾等自行承擔。 附註: 閣下於接納要約時提交過戶收據,而與此同時任何要約人及╱或百德能或彼等任何代理已代表 閣下向 貴公司或股份過戶登記處領取有關股票,則 閣下將獲發 還有關股票,而並非上述過戶收據。

  11. 本人╱吾等茲附上本人╱吾等所持全部╱部分股份之有關股票及╱或過戶收據及╱或任何其他所有權文件(及╱或就此所需任何令人可信納之一份或多份彌償保證書),由 閣 下按照要約之條款及條件予以保存。本人╱吾等明白將不會就任何 白色 接納表格、股票及╱或過戶收據及╱或任何其他所有權文件(及╱或就此所需之任何令人信納之一份或 多份彌償保證書)獲發收據。本人╱吾等亦明白所有文件將以平郵方式寄出,郵誤風險概由本人╱吾等自行承擔。

  12. 本人╱吾等向要約人、百德能及 貴公司保證及表明,本人╱吾等為本 白色 接納表格指定股份數目之登記股東,而本人╱吾等擁有全部權利、權力及權限,透過接納 閣下要約 之方式向要約人出售及轉讓本人╱吾等所持股份之所有權及擁有權。

  13. 本人╱吾等向要約人、百德能及 貴公司保證,本人╱吾等已遵守本人╱吾等於 貴公司股東名冊所列地址所有適用法律及法規以及根據所有適用法律及法規獲允許接納要約 及其任何修訂;而本人╱吾等已取得任何所需政府、外匯管制或其他方面之同意,及遵守作出所有必要手續及監管或法律規定所需之一切登記或存檔;且本人╱吾等已支付本 人╱吾等就該接納應付之所有發行費、轉讓費或其他稅項或其他所需款項;而有關接納將根據一切適用法律及法規屬有效及具約束力。

  14. 本人╱吾等向要約人、百德能及 貴公司保證,本人╱吾等須就支付本人╱吾等於 貴公司股東名冊所示地址所在司法權區關於本人╱吾等接納要約應付之任何轉讓費或其他 稅項及徵費承擔全部責任。

  15. 本人╱吾等確認,除非綜合文件及本 白色 接納表格有明文規定,藉本表格所規定的一切接納、指示、權力及承擔均不可撤回。

  16. 本人╱吾等就已根據要約所接納之股份,而其接納並未被有效撤回及並無以要約人之名義或按其指示登記者,向要約人、百德能不可撤回地承諾、聲明、保證及同意(以約束本 人╱吾等之繼承人及受讓人),本人╱吾等授權本公司及╱或其代理人,將須向本人╱吾等作為本公司股東寄發之任何通告、通函、保証書或其他文件或通訊(包括任何股票及 ╱或因將該等股份轉為證書形式而發出之其他所有權文件),寄送予香港皇后大道中183號新紀元廣場中遠大廈23樓,註明要約人收。

  17. 本人╱吾等確認以接納要約之方式售予要約人之本人╱吾等之股份將以要約人或其代理人名義登記。

PERSONAL DATA

Personal Information Collection Statement

This personal information collection statement informs you of the policies and practices of the Offeror, Platinum, the Company and the Registrar and in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).

1. Reasons for the collection of your personal data

To accept the Offer for your Share(s), you must provide the personal data requested. Failure to supply the requested data may result in the processing of your acceptance being rejected or delayed. It may also prevent or delay the despatch of the consideration to which you are entitled under the Offer. It is important that you inform the Offeror and/or Platinum and/or the Registrar immediately of any inaccuracies in the data supplied.

2. Purposes

  • The personal data which you provide on this WHITE Form of Acceptance may be used, held and/or stored (by whatever means) for the following purposes:

  • processing your acceptance and verification of compliance with the terms and application procedures set out in this WHITE Form of Acceptance and the Composite Document;

  • registering transfers of the Share(s) out of your name(s);

  • maintaining or updating the relevant register of Shareholder(s);

  • conducting or assisting to conduct signature verifications, and any other verification or exchange of information;

  • distributing communications from the Offeror and/or the Company and/or their respective agents, officers and advisers, and the Registrar;

  • compiling statistical information and Shareholders profiles;

  • establishing benefit entitlements of the Shareholders;

  • making disclosures as required by laws, rules or regulations (whether statutory or otherwise);

  • disclosing relevant information to facilitate claims or entitlements;

  • any other purpose in connection with the business of the Offeror, the Company or the Registrar; and

  • any other incidental or associated purposes relating to the above and/or to enable the Offeror and/or Platinum and/or the Company to discharge its obligations to Shareholders and/or under applicable regulations, and any other purposes to which Shareholders may from time to time agree or be informed of.

3. Transfer of personal data

The personal data provided in this WHITE Form of Acceptance will be kept confidential but the Offeror and/or Platinum and/or the Company and/or the Registrar may, to the extent necessary for achieving the purposes above or any of them, make such enquiries as they consider necessary to confirm the accuracy of the personal data and, in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) such personal data to, from or with any and all of the following persons and entities:

  • the Offeror, Platinum, the Company and/or any of their agents, officers and advisers, the Registrar and overseas principal registrar (if any);

  • any agents, contractors or third parties service providers who offer administrative, telecommunications, computer, payment or other services to the Offeror and/or Platinum and/or the Company and/or the Registrar in connection with the operation of their business;

  • any regulatory or governmental bodies;

  • any other persons or institutions with which you have or propose to have dealings, such as their bankers, solicitors, accountants, licensed securities dealers or registered institutions in securities; and

  • any other persons or institutions whom the Offeror and/or Platinum and/or the Company and/or the Registrar consider(s) to be necessary or desirable in the circumstances.

4. Retention of personal data

The Offeror, Platinum, the Company and the Registrar will keep the personal data provided in this form for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

5. Access and correction of personal data

The Ordinance provides you with rights to ascertain whether the Offeror and/ or Platinum and/or the Company and/or the Registrar hold your personal data, to obtain a copy of that data, and to correct any data that is incorrect. In accordance with the Ordinance, the Offeror and/or Platinum and/or the Company and/or the Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and the kinds of data held should be addressed to the Offeror, Platinum, the Company or the Registrar (as the case may be).

BY SIGNING THIS WHITE FORM OF ACCEPTANCE, YOU AGREE TO ALL OF THE ABOVE.

個人資料

收集個人資料聲明

本收集個人資料聲明旨在知會 閣下有關要約人、百德能、本公司及股份過戶登記處及 有關個人資料及香港法例第486章個人資料(私隱)條例(「該條例」)之政策及慣例。

1. 收集 閣下個人資料之原因

  • 倘 閣下欲就 閣下之股份而接納要約,則 閣下須提供所需之個人資料,若未 能提供所需資料,可能會導致 閣下之接納申請被拒或受到延誤。這亦可能妨礙 或延遲寄發 閣下根據要約應得之代價。倘 閣下提供之資料有任何不準確之 處, 閣下務須即時通知要約人及╱或百德能及╱或股份過戶登記處。

2. 用途

  • 閣下於本 白色 接納表格提供之個人資料可能會用作、持有及╱或保存(以任何方 式)作下列用途:

  • 處理 閣下之接納申請及核實遵循本 白色 接納表格及綜合文件載列之條 款及申請手續;

  • 登記以 閣下名義之股份轉讓;

  • 保存或更新有關股東之名冊;

  • 核實或協助核實簽名,以及進行任何其他資料核實或交換;

  • 發佈要約人及╱或本公司及╱或彼等各自之代理、高級職員、顧問及股 份過戶登記處之通訊;

  • 編製統計資料及股東之資料;

  • 確立股東之獲益權利;

  • 按法例、規則或規例規定(無論法定或其他規定)作出披露;

  • 披露有關資料以方便進行權益申索;

  • 有關要約人、本公司或股份過戶登記處業務之任何其他用途;及

  • 有關上文所述任何其他臨時或關連用途及╱或令要約人及╱或百德能 及╱或本公司得以履行彼等對股東及╱或適用法規項下之責任,及股東 可能不時同意或知悉之其他用途。

轉交個人資料

3.

白色 接納表格提供之個人資料將會保密,惟要約人及╱或百德能及╱或本公司 及╱或股份過戶登記處為達致上述或有關任何上述之用途,可能作出彼等認為 必需之查詢,以確認個人資料之準確性,尤其彼等可能向或自下列任何及所有個 人及實體披露、獲取或轉交(無論在香港境內或香港境外地區)該等個人資料:

  • 要約人、百德能、本公司及╱或其任何代理、高級職員及顧問、股份過戶 登記處及海外總登記處(如有);

  • 為要約人及╱或百德能及╱或本公司及╱或股份過戶登記處提供與其 業務營運有關的行政、電訊、電腦、付款或其他服務之任何代理、承包商 或第三方服務供應商;

  • 任何監管或政府機構;

  • 與 閣下進行交易或擬進行交易之任何其他個人或機構,例如 閣下之 銀行、律師、會計師、持牌證券交易商或註冊證券機構;及

  • 要約人及╱或百德能及╱或本公司及╱或股份過戶登記處認為必需或 適當情況下之任何其他個人或機構。

4. 個人資料的保留

  • 要約人、百德能、本公司及股份過戶登記處將按收集個人資料所需的用途保留本 表格所收集的個人資料。無需保留的個人資料將會根據條例銷毀或處理。

5. 獲取及更正個人資料

根據該條例之規定, 閣下可確認要約人及╱或百德能及╱或本公司及╱或股 份過戶登記處是否持有 閣下之個人資料,獲取該資料副本,以及更正任何錯誤 資料。依據該條例之規定,要約人及╱或百德能及╱或本公司及╱或股份過戶登 記處可就獲取任何資料之請求收取合理之手續費。獲取資料或更正資料或獲取 有關政策及慣例及所持資料類型之資料之所有請求,須提交予要約人、百德能、 本公司或股份過戶登記處(視情況而定)。

閣下一經簽署本白色接納表格即表示同意上述所有條款。