PegBio Co., Ltd. — Capital/Financing Update 2018

Jan 22, 2018

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

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CMBC Capital Holdings Limited

(Incorporated in Bermuda with limited liability)

(Stock Code: 1141)

SUPPLEMENTAL ANNOUNCEMENT CHANGE OF INVESTMENT FUNDS AND REDEMPTION

This announcement is made by CMBC Capital Holdings Limited (the “ Company ”, together with its subsidiaries, the “ Group ”). References are made to the announcements (the “ Announcements ”) of the Company dated 17 July 2017, 3 August 2017 and 17 October 2017 in relation to the subscriptions of the Funds. Unless otherwise defined, capitalised terms used in this announcement have the same meanings as defined in the Announcements.

As disclosed in the Announcements, as part of the Group’s investment portfolio comprised in the Group’s investment and financing segment, immediately prior to Change of Investments Funds and the Redemption, the Group was holding, inter alia , the BEA Union Investment Fund in the amount of US$41 million and the BEA Union Investment (APM) Fund in the amount of US$7 million.

On 19 January 2018, the Fund Manager confirmed with the Company that the BEA Union Investment Fund held by the Company with the amount of US$15 million has been changed to the investment in the BEA Union Investment (APM) Fund, by redeeming the BEA Union Investment Fund at the amount of US$15 million and subscribing the BEA Union Investment (APM) Fund at the subscription amount of US$15 million (the “ Change of Investment Funds ”). On 22 January 2018, the Fund Manager further confirmed with the Company that the BEA Union Investment Fund held by the Company with the amount of US$10 million has been redeemed (the “ Redemption ”). Upon completion of the Redemption and Change of Investment Funds, the Company will (i) hold the BEA Union Investment Fund in the amount of US$16 million; and (ii) hold the BEA Union Investment (APM) Fund with the amount of US$22 million.

For details of the principal terms of the Funds, please refer to the Announcements.

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The Change of Investments Funds and the Redemption were carried out with a view to optimise the investment portfolio of the Group, by increasing the investments in funds with better expected performance, whilst without making additional capital commitment. The Company currently intends to hold the Funds for short term trading.

As at the date of this announcement, to the best of the knowledge, information and belief of the Directors, having made all reasonable enquiries, the Fund Manager and its ultimate beneficial owners are Independent Third Parties.

INFORMATION OF THE GROUP

As at the date of this announcement, the Group is principally engaged in the business of brokerage and related services, securities investments and provision of finance.

By order of the Board CMBC Capital Holdings Limited Li Jinze Chairman

Hong Kong, 22 January 2018

As at the date of this announcement, the executive Directors are Mr. Li Jinze, Mr. Ding Zhisuo and Mr. Ng Hoi Kam, the non-executive Directors are Mr. Ren Hailong and Mr. Liao Zhaohui, and the independent non-executive Directors are Mr. Lee, Cheuk Yin Dannis, Mr. Wu Bin and Mr. Wang Lihua.

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