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PegBio Co., Ltd. — Capital/Financing Update 2016
Jun 1, 2016
50676_rns_2016-06-01_28e94446-fa0b-4dbd-a9ab-0fa92e1ef516.pdf
Capital/Financing Update
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For Main Board and GEM listed issuers
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Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31/05/2016
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer Skyway Securities Group Limited Date Submitted 01/06/2016
I. Movements in Authorised Share Capital
1. Ordinary Shares
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(1) Stock code : 1141 Description : SKYWAY SEC
Par value Authorised share
No. of ordinary (State capital
shares currency) (State currency)
Balance at close of preceding month 100,000,000,000 HK$0.01 HK$1,000,000,000.00
Increase/(decrease) Nil Nil
Balance at close of the month 100,000,000,000 HK$0.01 HK$1,000,000,000.00
(2) Stock code : N/A Description : N/A
Par value Authorised share
No. of ordinary (State capital
shares currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
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For Main Board and GEM listed issuers
2. Preference Shares
Stock code : N/A Description : N/A Par value Authorised share No. of preference (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month
3. Other Classes of Shares
| 3. Other Classes of Shares | |||
|---|---|---|---|
| Stock code : N/A Description : No. of other classes of shares Balance at close of preceding month Increase/(decrease) Balance at close of the month |
N/A | ||
| Par value (State currency) |
Authorised share capital (State currency) |
Total authorised share capital at the end of the month (State currency) :
HK$1,000,000,000.00
For Main Board and GEM listed issuers
II. Movements in Issued Share Capital
| Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month |
No. of ordinary shares (1) (2) |
No. of ordinary shares (1) (2) |
No of preference shares No. of other classes of shares |
No of preference shares No. of other classes of shares |
|---|---|---|---|---|
| 12,704,338,816 1,463,642,292 **14,167,981,108 ** |
N/A N/A N/A |
N/A N/A N/A |
N/A N/A **N/A ** |
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
| Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Movement duringthe month | Movement duringthe month | Movement duringthe month | Movement duringthe month | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
|---|---|---|---|---|---|---|---|---|
| Granted | Exercised | Cancelled | Lapsed | |||||
| 1. 2012Share Option Scheme Nil Nil Nil Nil Adjusted Exercise Price: HK$ 0.234 (08/09/2015) Ordinaryshares (Note 1) 2.2012 Share Option Scheme Nil Nil Nil Nil Adjusted Exercise Price: HK$0.231 (08/09/2015) Ordinary shares (Note 1) 3. N/A (/ /) Ordinary shares (Note 1) Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exercise of options (State currency) NIL |
Nil | Nil Nil NIL N/A N/A |
513,960,500 | |||||
| Nil | 491,637,500 | |||||||
For Main Board and GEM listed issuers
Warrants to Issue Shares of the Issuer which are to be Listed
| Description of warrants (Date of expiry- dd/mm/yyyy) |
Description of warrants (Date of expiry- dd/mm/yyyy) |
Description of warrants (Date of expiry- dd/mm/yyyy) |
Currency of nominal value Nominal value at close of preceding month |
Currency of nominal value Nominal value at close of preceding month |
Currency of nominal value Nominal value at close of preceding month |
Exercised during the month |
Exercised during the month |
Nominal value at close of the month |
Nominal value at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Warrants 2017 | HK$ HK$243,750,268.60 1153 |
HK$243,750,268.60 | HK$1,364,229.20 | HK$242,386,039.40 | 13,642,292 | 2,423,860,394 | |||||
| (13/02/2017) | |||||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price SGM approval date (if applicable) (dd/mm/yyyy) 2. N/A |
|||||||||||
| OrdinaryShares | |||||||||||
| HK$0.10(Subject to Adjustments) | |||||||||||
| (13/01/2016) | |||||||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A |
|||||||||||
| (/ / | ) | ||||||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A |
|||||||||||
| (/ / | ) | ||||||||||
| ( / / ) | |||||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) (/ /) Total B.(Ordinary shares) 13,642,292 (Preference shares)N/A (Other class) N/A |
Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
) Total B.(Ordinary shares) 13,642,292 (Preference shares)N/A (Other class) N/A |
|||||||||
| (/ / | |||||||||||
| ( | / / ) | ||||
|---|---|---|---|---|---|
| Stock code (if listed) | |||||
| Class of shares | |||||
| issuable_(Note 1)_ | |||||
| Subscription price | |||||
| EGM approval date | |||||
| (if applicable) | |||||
| (dd/mm/yyyy) | (/ /) | ||||
| 4. | N/A | ||||
| ( | / / ) | ||||
| Stock code (if listed) | |||||
| Class of shares | |||||
| issuable_(Note 1)_ | |||||
| Subscription price | |||||
| EGM approval date | |||||
| (if applicable) | |||||
| (dd/mm/yyyy) | (/ /) | ||||
| Total B.(Ordinary shares) | 13,642,292 | ||||
| (Preference shares) | N/A | ||||
| (Other class) | N/A |
For Main Board and GEM listed issuers
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
| Class and description | Class and description | Currency of amount outstanding |
Amount at close of preceding month |
Converted during the month |
Amount at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|
|---|---|---|---|---|---|---|---|---|
| 1. N/A | N/A N/A N/A |
|||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. N/A |
||||||||
| (/ /) | ||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A |
||||||||
| (/ /) | ||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A |
||||||||
| (/ /) | ||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
||||||||
| (/ /) | ||||||||
For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
thanunderShare OptionSchemes) |
thanunderShare OptionSchemes) |
, | , |
|---|---|---|---|
| Full particulars including EGM approval date (dd/mm/yyyy), ifapplicable, and class ofsharesissuable: |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 1. 2. 3. |
On 4 March 2016, thePurchaser, a wholly owned subsidiary of | NIL NIL NIL N/A N/A |
1,300,000,000 |
| the Company, entered into the Sale and Purchase Agreement with | |||
| the Vendor in relation to the acquisition of the Sale Share and the | |||
| Sale Loan bythe Purchaser for an aggregate consideration of HK$ | |||
| 218,000,000, ofwhich HK$7,000,000 willbe satisfiedincashas | |||
| Deposit and as to the remaining balance of HK$211,000,000 shall | |||
| be satisfied by the allotment andissue ofthe1,300,000,000 | |||
| ConsiderationShares by the Company at theIssue price of HK$ | |||
| 0.14per Consideration Share to the Vendor and byissue of | |||
| the Promissory Notes in the principal amount of HK$29,000,000. | |||
| For details, please refer to the Company’s announcement dated | |||
| 4 March 2016 and circulardated11 May2016. | |||
| (SGM: 27/05/2016) | |||
| Ordinary shares (Note 1) | |||
| On3May2016 (aftertradinghours), thePlacingAgent, a wholly | NIL | ||
| owned subsidiary ofthe Company, enteredinto thePlacing | |||
| Agreement withthe Company pursuant to whichthe Companyhas | |||
| agreed place throughthePlacingAgent, ona best effort basis, up to | |||
| 2,550,000,000Placing Shares at thePlacingPrice of HK$0.18 per | |||
| Placing Share tonotless thansix Placees who and whose | |||
| beneficial owners shall be Independent Third Parties. | |||
| Fordetails, pleasereferto the Company’s announcement dated | |||
| 3 May2016 in relation toplacingof new shares under specific | |||
| mandate. | |||
| (Subject to approvalat SGM) | |||
| shares (Note 1) | |||
| N/A | |||
| ( / / ) | |||
| shares_(Note 1)_ | |||
| Total D. (Ordinary shares) (Preference shares) (Other class) |
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
| Other Movementsin Issued Share Capital | |||
|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 1. Rights issue At price : State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 2. Open offer At price : State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 3. Placing At price : State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 4. Bonus issue | Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | For Main Board and GEM listed issuers | |
|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 5. Scrip dividend At price : State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 6. Repurchase of shares |
Class of shares repurchased_(Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 7. Redemption of shares |
Class of shares redeemed_(Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 8. Consideration issue At price : State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
For Main Board and GEM listed issuers No. of new No. of new shares of issuer shares of issued during issuer the month which may pursuant be issued thereto pursuant thereto as at close of Type of Issue the month Class of shares issuable (Note 1) ( / / ) Effective date of share 9. Capital subdivision : reorganisation (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) N/A N/A Class of shares Ordinary 10. Other issuable (Note 1) Shares (Subscription of At price :[State ] HK$0.18 Issue and allotment New Shares) (see Remarks) currency date : (dd/mm/yyyy) (13/05/2016) EGM approval date: (dd/mm/yyyy) (N/A) 1,450,000,000 NIL Total E. (Ordinary shares) 1,450,000,000 (Preference shares) N/A (Other class) N/A
1,463,642,292 (1) N/A (2) N/A N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) N/A (2) N/A Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)
For Main Board and GEM listed issuers
Remarks (if any):
On 3 May 2016 (after trading hours), the Company entered into the Subscription Agreement with the Subscriber, pursuant to which the Subscriber has conditionally agreed to subscribe for and the Company has conditionally agreed to allot and issue 1,450,000,000 new Shares at the Subscription Price of HK$0.18 per Subscription Share. The Subscription Price will be settled by the Subscriber by way of set off against the outstanding principal amount of the Promissory Notes, which amounts HK$261,000,000 as at 3 May 2016. For details, please refer to the Company’s announcement dated 3 May 2016 in relation to subscription of new shares under general mandate.
Submitted by: Ng Kwok Leung
Title: Executive Director and Company Secretary (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.