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PEET LIMITED Major Shareholding Notification 2020
65600_rns_2020-05-06_92616ef2-93e9-41f1-a3a6-458590e34cb6.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B Notice of initial substantial holder
| To: Company Name/Scheme: | Peet Limited |
|---|---|
| ACN/ARSN: | 008 665 834 |
| 1. Details of substantial holder | |
| Name | Mitsubishi UFJ Financial Group, Inc. |
| The holder became a substantial holder on:The holder became aware on: | 30/04/202005/05/2020 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|---|---|---|
| Fully Paid ordinary shares | 29,907,009 | 29,907,009 | 6.19% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that Morgan Stanleyhas a relevant interest in under section 608(3) ofthe Corporations Act as Mitsubishi UFJ FinancialGroup, Inc. has voting power of over 20% inMorgan Stanley. | 16,597,675Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that Morgan Stanleyhas a relevant interest in under section 608(3) ofthe Corporations Act as Mitsubishi UFJ FinancialGroup, Inc. has voting power of over 20% inMorgan Stanley. | 433,370Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that Morgan Stanleyhas a relevant interest in under section 608(3) ofthe Corporations Act as Mitsubishi UFJ FinancialGroup, Inc. has voting power of over 20% inMorgan Stanley. | 333Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that First SentierInvestors Holdings Pty Limited has a relevantinterest in under section 608(3) of the CorporationsAct as Mitsubishi UFJ Financial Group, Inc. hasvoting power of 100% in First Sentier InvestorsHoldings Pty Limited. | 5,791,415 Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that First SentierInvestors Holdings Pty Limited has a relevantinterest in under section 608(3) of the CorporationsAct as Mitsubishi UFJ Financial Group, Inc. hasvoting power of 100% in First Sentier InvestorsHoldings Pty Limited. | 7,084,216 Fully paid ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant | Registered holder of | Person entitled to be | Class and number of securities |
|---|---|---|---|
| interest | securities | registered as holder | |
| Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees(Australia) Limited | 17,031,045 Fully paid ordinaryshares |
| Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley AustraliaSecurities (Nominee) Pty Limited | 333 Fully paid ordinaryshares |
|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | Citicorp Nominees Pty Limited(Australia) | 5,791,415 Fully paid ordinaryshares |
| Mitsubishi UFJ Financial Group, Inc. | Citibank N A Hong Kong | 4,497,952 Fully paid ordinaryshares |
| Mitsubishi UFJ Financial Group, Inc. | JP Morgan (UK) | 804,073 Fully paid ordinaryshares |
| Mitsubishi UFJ Financial Group, Inc. | National Custodial Services | 1,782,191 Fully paid ordinaryshares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevantinterest | Date of acquisition | Consideration | Class and number of securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See annexure B to this notice |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| See annexure A to this notice | Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 ofthe Corporations Act |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
8. Signature
Ryuichiro Sakuma
Authorised signatory
Dated 7 May 2020
Annexure A
This is annexure A of 5 pages referred to in Form 603, Notice of initial substantial holder dated 7 May 2020
Ryuichiro Sakuma
Authorised signatory Dated 7 May 2020
SCHEDULE
MUFG Bank, Ltd. Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd. The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd. MU Techno-service Co., Ltd. Tokyo Credit Service, Ltd. Tokyo Associates Finance Corp. MU Business Service Co., Ltd. Mitsubishi UFJ Loan Business Co.,Ltd. Mitsubishi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd. MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. MU Business Aid Co., Ltd. MU Property Reserch Company Limited Mitsubishi UFJ Home Loan CREDIT CO., LTD. The Diamond Home Credit Company Limited Mitsubishi UFJ Reserch & Consulting Co., Ltd. MU Frontier Servicer Co., Ltd. Otemachi Guarantee Co., Ltd. GD Holdings Company Limited MU Loan Administration Support Co., Ltd. MU Communications Co.,Ltd. Japan Electronic Monetary Claim Organization MU Business Partner Co., Ltd. MUT Business Outsourcing Co., Ltd. Mezzanine Solution II Limited Partnership Mezzanine Solution III Limited Partnership Mitsubishi UFJ Capital Co., Ltd. Mitsubishi UFJ Capital Ⅲ, Limited Partnership Mitsubishi UFJ Capital Ⅳ, Limited Partnership Mitsubishi UFJ Capital Ⅴ, Limited Partnership Mitsubishi UFJ Capital Ⅵ, Limited Partnership Mitsubishi UFJ Capital Ⅶ, Limited Partnership Mitsubishi UFJ Life Science 1, Limited Partnership Mitsubishi UFJ Life Science 2, Limited Partnership Tohoku Senary Industry Support, Limited Partnership OiDE Fund Investment Limited Partnership Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi UFJ Financial Partners Co.,Ltd. The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. The Chukyo Bank, Ltd. Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd. Jibun Bank Corporation JACCS CO.,LTD. JALCARD Inc. Yume Shokei Fund No.2 Yume Shokei Fund No.3 Marunouchi Capital Fund II Limited Partnership M・U・Trust Sougou Kanri Co., Ltd. Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Data Co., Ltd. Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. M・U・Trust・Apple Planning Company, Ltd. Mitsubishi UFJ Real Estate Services Co., Ltd.
Mitsubishi UFJ Daiko Business Co., Ltd. The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CENTOMILIARDO) Tokumei-Kumiai (MEET) Tokumei-Kumiai (FIELD) Ippan Shadan Houjin Leone Jointly Managed Monetary Trust Fund (Fund Number:550001) MU Trust Property Management Co., Ltd. Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) AMP Capital Investors KK MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co.,Ltd. MU NICOS Business Service Co., Ltd. MU NICOS Credit Co.,Ltd. Ryoshin DC Card Company Ltd. JMS Co., Ltd. Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD. IR Loan Servicing, Inc. MU Credit Guarantee Co., Ltd. Japan Digital Design, Inc. Crowd Money Inc. MUMEC Visionary Design, Ltd. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd. MUFG Innovation Partners No.1 Investment Partnership Mitsubishi Research Institute DCS Co.,Ltd. HR Solution DCS Co.,Ltd. Mitsubishi UFJ Lease & Finance Company Limited Hitachi Capital Corporation Nihombashi TG Jigyo Kyodo Kumiai NIHOMBASHI TG SERVICE CO., LTD. SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co.,ltd. Nippon Record Keeping Network Co., Ltd. Banco MUFG Brasil S.A. 9808680 Canada Inc. BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V. MUFG Business Services (Holland) B.V. MUFG Funding (UK) Limited MUFG Europe Lease (Deutschland) GmbH MUFG Bank (Malaysia) Berhad MUFG North America International, Inc. MUFG Bank Mexico, S.A. MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation MUFG Union Bank, N.A. Union Bank of California Leasing, Inc. UBOC Community Development Corporation UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc. HighMark Capital Management, Inc. BCC OX I, Inc. BCC OX II, Inc. SEMA OP9 LLC SEMA OP8 LLC
MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC MORGANTOWN OL5 LLC DICKERSON OL4 LLC TRL One A, LLC TRL One B, LLC TRL One, LP BM1,LLC UB Leasing Corporation Pacific Capital Statutory Trust I Shiloh Ⅳ Wind Project, LLC Shiloh Ⅳ Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust Tohlease Corporation MUFG Americas Funding Corporation MUFG Americas Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc. MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas Corporate Advisory, Inc. MUFG Americas LF Capital LLC MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC Intrepid Investment Bankers LLC Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLC Morgan Stanley MUFG Loan Partners, LLC PT U Finance Indonesia PT. MU Research and Consulting Indonesia MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd. AO MUFG Bank (Eurasia) MUFG Bank (China), Ltd. BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited BTMU Liquidity Reserve Investment Limited MUFG Bank Turkey Anonim Sirketi Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited Krungsri Factoring Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Security Co.,Ltd. Krungsri Leasing Services Co., Ltd. Hattha Kaksekar Limited Krungsri Finnovate Co., Ltd. Tesco Card Services Limited BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited PT Guna Dharma PT Bank Danamon Indonesia, Tbk. PT Adira Quantum Multifinance PT Adira Dinamika Multi Finance Tbk PT Asuransi Adira Dinamika BOT Lease (HK) Co., Ltd. PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd. MUFG Holding (Thailand) Co., Ltd. Bangkok MUFG Limited BOT Lease(Eurasia)LLC
BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. BOT LEASE MEXICO S.A. DE C.V. BOT FINANCE MEXICO, S.A. DE C.V., SOFOM, E.N.R. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P. Security Bank Corporation Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A. MUFG Lux Management Company S.A. Mitsubishi UFJ Investment Services (HK) Limited Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND MUFG Investor Services Holdings Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Fund Services (Singapore) Pte. Ltd. MUFG Fund Services (Hong Kong) Limited MUFG Alternative Fund Services (Cayman) Limited Firtown International Holdings Ltd. General Secretaries Ltd. AFS Controlled Subsidiary 1 Ltd. AFS Controlled Subsidiary 2 Ltd. AFS Controlled Subsidiary 3 Ltd. MUFG Alternative Fund Services (Ireland) Limited MUFG Alternative Fund Services (Jersey) Limited MUFG Jersey Management Company Limited MUFG Controlled Subsidiary 1 (Cayman) Limited SWS MU FUND MANAGEMENT CO.,LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED AMP Capital Holdings Limited MUFG Global Fund SICAV MUFG Securities EMEA plc MUFG Securities (Europe) N.V. MUFG Securities Asia (Singapore) Limited MUFG Securities Asia Limited Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. MUFG Securities (Canada), Ltd. EASY BUY Public Company Limited ACOM CONSUMER FINANCE CORPORATION MUFG Capital Finance 8 Limited MUFG Capital Finance 9 Limited GOLDEN ASIA FUND, L.P. DCS Information Technology (Shanghai) Co., Ltd MRIDCS Americas, Inc. Morgan Stanley Purple Finance (Cayman) International Ltd. Bangkok Mitsubishi UFJ Lease Co., Ltd The California-Sansome Corporation First Sentier Investors Holdings Pty Limited First Sentier Investors (Australia) IP Holdings Pty Limited First Sentier Investors (Australia) Services Pty Limited CFSPAI EUROPE CO LIMITED (COMPANY CODE C41267) CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260) First Sentier Investors (Australia) IM Ltd First Sentier Investors (Australia) Infrastructure Holdings Ltd First Sentier Investors (Australia) Infrastructure Managers Pty Ltd COLONIAL FIRST STATE INVESTMENT MANAGERS (UK) LIMITED (COMPANY NO. 00153197) First Sentier Investors (Australia) RE Ltd EDIF II GP S.A.R.L. (COMPANY NO. B204413) FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE S.A.R.L. (COMPANY NO. B134314) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED (COMPANY NO. SC047708) First Sentier Investors Asia Holdings Limited FIRST STATE INVESTMENT SERVICES (UK) LIMITED (COMPANY NO. 03904320) FIRST STATE INVESTMENTS (HONG KONG) LIMITED (CR NO. 0206616) FIRST STATE INVESTMENTS (IRELAND) LIMITED (COMPANY NO. 629188)
FIRST STATE INVESTMENTS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090)
FIRST STATE INVESTMENTS (SINGAPORE) (COMPANY NO. 02294743)
FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED (COMPANY NO. 03904310)
FIRST STATE INVESTMENTS (UK) LIMITED (COMPANY NO. 02294743)
FIRST STATE INVESTMENTS (US) LLC (FILE NUMBER 546 9442)
FIRST STATE INVESTMENTS FUND MANAGEMENT S.A.R.L (COMPANY NO. B128117)
FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED (REGISTRATION NO. 199901706Z)
FIRST STATE INVESTMENTS INTERNATIONAL LIMITED (COMPANY NO. SC079063)
FIRST STATE NOMINEES (HONG KONG) LIMITED (CR NO. 0206615)
FSIB LTD
First Sentier Investors Realindex Pty Ltd
SI HOLDINGS LIMITED (COMPANY NO. SC109439)
TOTAL KEEN INVESTMENT LIMITED (CR NO. 0580652)
Annexure B
This is annexure B of 6 pages referred to in Form 603, Notice of initial substantial holder dated 7 May 2020
| Ryuichiro Sakuma | Authorised signatory | Dated 7 May 2020 | ||
|---|---|---|---|---|
| Holder of relevant interest | Date of acquisition | Consideration cash | Consideration non-cash | Class and number ofsecurities affected |
| Mitsubishi UFJ Financial Group, Inc. | 2/01/2020 | 117.18 N/A | 93 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/01/2020 | 144.64 N/A | 113 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/01/2020 | 26.67 N/A | 21 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/01/2020 | 325.13 N/A | 255 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/01/2020 | 2.56 N/A | 2 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 7/01/2020 | 235.88 N/A | 185 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 7/01/2020 | 288.29 N/A | 227 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 7/01/2020 | 279.72 N/A | 216 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 7/01/2020 | 303.36 N/A | 237 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 7/01/2020 | 285.27 N/A | 222 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 7/01/2020 | 258 N/A | 200 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/01/2020 | 497.94 N/A | 386 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/01/2020 | 57.6 N/A | 45 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/01/2020 | 344.47 N/A | 266 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/01/2020 | 12.85 N/A | 10 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/01/2020 | 1580.8 N/A | 1,216 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/01/2020 | 406.63 N/A | 314 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/01/2020 | 100.23 N/A | 78 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/01/2020 | 362.7 N/A | 279 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/01/2020 | 200.07 N/A | 156 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/01/2020 | 320 N/A | 250 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 10/01/2020 | 669.41 N/A | 511 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 10/01/2020 | 304.2 N/A | 234 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 10/01/2020 | 225.77 N/A | 174 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 10/01/2020 | 131.55 N/A | 101 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 10/01/2020 | 752.7 N/A | 579 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 13/01/2020 | 317.44 N/A | 248 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 13/01/2020 | 74.24 N/A | 58 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 13/01/2020 | 405.27 N/A | 316 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 13/01/2020 | 416.34 N/A | 324 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/01/2020 | 1.31 N/A | 1 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/01/2020 | 120.06 N/A | 92 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/01/2020 | 28.38 N/A | 22 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/01/2020 | 107.49 N/A | 83 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/01/2020 | 107.9 N/A | 83 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/01/2020 | 143 N/A | 110 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/01/2020 | 20.96 N/A | 16 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 20/01/2020 | 36.4 N/A | 28 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/01/2020 | 733.44 N/A | 573 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/01/2020 | 1181.93 N/A | 927 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/01/2020 | 430.51 N/A | 338 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/01/2020 | 60.16 N/A | 47 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc.Mitsubishi UFJ Financial Group, Inc. | 21/01/202021/01/2020 | 493.29 N/A430.5 N/A | 378 Ordinary Shares338 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 273.36 N/A | 204 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 271.01 N/A | 203 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 249.26 N/A | 191 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 126.5 N/A | 100 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 443.52 N/A | 336 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 249.85 N/A | 190 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 521.71 N/A | 406 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 268.66 N/A | 202 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 86.7 N/A | 68 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 254.52 N/A | 202 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 246.45 N/A | 186 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/01/2020 | 254.77 N/A | 203 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 23/01/2020 | 69.16 N/A | 52 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 23/01/2020 | 849.87 N/A | 639 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/01/2020 | 501.17 N/A | 387 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/01/2020 | 62.16 N/A | 48 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 29/01/2020 | 242.88 N/A | 184 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 30/01/2020 | 65.42 N/A | 49 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 30/01/2020 | 667.5 N/A | 500 Ordinary Shares | |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 30/01/2020 | 258.99 N/A | 194 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 31/01/2020 | 1078.69 N/A | 802 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 31/01/2020 | 1420.44 N/A | 1,064 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 31/01/2020 | 131.81 N/A | 98 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/02/2020 | 315 N/A | 240 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/02/2020 | 523.37 N/A | 398 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/02/2020 | 1812.07 N/A | 1,378 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 5/02/2020 | 1766.05 N/A | 1,343 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 5/02/2020 | 524.02 N/A | 394 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 5/02/2020 | 246.05 N/A | 185 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 5/02/2020 | 568.98 N/A | 436 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 5/02/2020 | 117.9 N/A | 90 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/02/2020 | 1077.17 N/A | 827 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/02/2020 | 321.72 N/A | 247 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 7/02/2020 | 991.8 N/A | 760 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 7/02/2020 | N/A | by Morgan Stanley - see annexure C | 237,527 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 10/02/2020 | 464.4 N/A | 360 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 10/02/2020 | 825.6 N/A | 640 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 10/02/2020 | 1082.31 N/A | 839 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 10/02/2020 | 59.34 N/A | 46 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 10/02/2020 | N/A | by Morgan Stanley - see annexure C | 23,123 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 12/02/2020 | 43.68 N/A | 32 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/02/2020 | 448.74 N/A | 324 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/02/2020 | 123.3 N/A | 90 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 13/02/2020 | 62.75 N/A | 47 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 13/02/2020 | 1061.75 N/A | 775 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/02/2020 | 14.19 N/A | 11 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/02/2020 | 1174.5 N/A | 900 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/02/2020 | 3229.88 N/A | 2,475 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/02/2020 | 237.15 N/A | 180 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/02/2020 | 533.46 N/A | 408 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/02/2020 | 633.94 N/A | 483 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 19/02/2020 | 727.62 N/A | 543 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 19/02/2020 | 308.39 N/A | 231 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 19/02/2020 | 86.45 N/A | 65 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 19/02/2020 | 268.34 N/A | 201 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/02/2020 | 995.3 N/A | 740 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/02/2020 | 69.7 N/A | 53 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/02/2020 | 1093.5 N/A | 810 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/02/2020 | 275.01 N/A | 206 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/02/2020 | 109.06 N/A | 82 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/02/2020 | 171.6 N/A | 132 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 21/02/2020 | 463.32 N/A | 351 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/02/2020 | 328.75 N/A | 250 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 25/02/2020 | 340 N/A | 250 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/02/2020 | 714.73 N/A | 565 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/02/2020 | 70.56 N/A | 56 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/02/2020 | 2142 N/A | 1,700 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/02/2020 | 340.78 N/A | 271 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/02/2020 | 372.81 N/A | 289 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/02/2020 | 128.5 N/A | 100 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/02/2020 | 58.05 N/A | 45 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/02/2020 | 125.75 N/A | 100 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/02/2020 | 335.09 N/A | 267 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 2/03/2020 | 168.98 N/A | 142 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 2/03/2020 | 613.35 N/A | 509 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 2/03/2020 | 172.55 N/A | 145 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 2/03/2020 | 1166.4 N/A | 960 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 2/03/2020 | 95.6 N/A | 80 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 2/03/2020 | 280.67 N/A | 231 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 2/03/2020 | 1069.85 N/A | 886 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/03/2020 | 294.64 N/A | 242 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/03/2020 | 364.78 N/A | 299 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/03/2020 | 294.64 N/A | 242 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 4/03/2020 | 368.16 N/A | 312 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 4/03/2020 | 335.12 N/A | 284 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 4/03/2020 | 54.23 N/A | 45 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 5/03/2020 | 186.66 N/A | 153 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 5/03/2020 | 21.96 N/A | 18 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 5/03/2020 | 558.07 N/A | 467 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 5/03/2020 | 987.6 N/A | 823 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 5/03/2020 | N/A | by Morgan Stanley - see annexure C | 12,182 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 24.97 N/A | 22 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 324.04 N/A | 283 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 926.9 N/A | 806 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 84.85 N/A | 71 Ordinary Shares | |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 278.46 N/A | 238 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 226.2 N/A | 195 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 154.36 N/A | 136 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 605.13 N/A | 515 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 777 N/A | 700 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 1172.33 N/A | 1,015 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | 609.57 N/A | 521 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 6/03/2020 | N/A | by Morgan Stanley - see annexure C | 3,953 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 1081.14 N/A | 974 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 1176.83 N/A | 1,065 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 1548.45 N/A | 1,395 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 602.8 N/A | 548 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 337.12 N/A | 301 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 256.23 N/A | 234 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 971.3 N/A | 879 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 296.06 N/A | 262 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 10.4 N/A | 10 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 154.29 N/A | 139 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 227.7 N/A | 207 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 299.25 N/A | 266 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 268.02 N/A | 242 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 291.27 N/A | 266 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 1207.68 N/A | 1,088 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/03/2020 | 868.59 N/A | 779 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 10/03/2020 | 331.66 N/A | 322 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 10/03/2020 | 665.57 N/A | 589 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 78.1 N/A | 71 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 132.8 N/A | 121 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 656.32 N/A | 586 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 88.53 N/A | 78 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 232.05 N/A | 210 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 603.42 N/A | 534 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 1109.9 N/A | 1,009 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 1.1 N/A | 1 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 1765.14 N/A | 1,612 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 144.48 N/A | 129 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 691.9 N/A | 629 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 11/03/2020 | 81.77 N/A | 74 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 23.63 N/A | 21 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 20.05 N/A | 19 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 54.27 N/A | 54 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 123.6 N/A | 120 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 462.3 N/A | 460 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 30.45 N/A | 29 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 110.7 N/A | 108 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 6.03 N/A | 6 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 55.12 N/A | 53 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 347.73 N/A | 346 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 232.17 N/A | 213 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 5.18 N/A | 5 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 12.12 N/A | 12 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 751.89 N/A | 706 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 378 N/A | 360 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 76.5 N/A | 75 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 108.68 N/A | 104 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 7.11 N/A | 7 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 3.05 N/A | 3 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 40.66 N/A | 38 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 4.26 N/A | 4 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 12/03/2020 | 289.68 N/A | 272 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 13/03/2020 | 15.23 N/A | 15 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 13/03/2020 | 434.28 N/A | 462 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 13/03/2020 | 399.96 N/A | 396 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 13/03/2020 | 2068 N/A | 2,200 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/03/2020 | 235 N/A | 235 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/03/2020 | 1215.05 N/A | 1,279 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/03/2020 | 1840.15 N/A | 1,937 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/03/2020 | 728.6 N/A | 771 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 199,321.16 N/A | 231,097 Ordinary shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 987.88 N/A | 1,129 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 27.9 N/A | 30 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 382.8 N/A | 440 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 441.64 N/A | 488 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 147.6 N/A | 164 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 281.7 N/A | 313 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 1098.24 N/A | 1,248 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 766.22 N/A | 849 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 114.49 N/A | 129 Ordinary Shares | |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 748.8 N/A | 832 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/03/2020 | 1039.85 N/A | 1,149 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 155.76 N/A | 177 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 1458.16 N/A | 1,643 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 553.11 N/A | 618 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 47.5 N/A | 50 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 1050.2 N/A | 1,180 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 1218.58 N/A | 1,276 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 155.76 N/A | 176 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 89.1 N/A | 99 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 355 N/A | 400 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 1159.03 N/A | 1,295 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 62.42 N/A | 73 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 109.31 N/A | 126 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 157.53 N/A | 177 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 169.2 N/A | 180 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 68 N/A | 80 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 44.85 N/A | 52 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 250.43 N/A | 265 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 166.25 N/A | 190 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 18/03/2020 | 152.25 N/A | 174 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 19/03/2020 | 399 N/A | 525 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 19/03/2020 | 0.71 N/A | 1 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 20/03/2020 | 0.7 N/A | 1 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 20/03/2020 | 116.16 N/A | 176 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 20/03/2020 | 125.8 N/A | 181 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 20/03/2020 | 81.68 N/A | 121 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 20/03/2020 | 120.4 N/A | 172 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 20/03/2020 | 134.13 N/A | 185 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 20/03/2020 | 125.84 N/A | 176 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 23/03/2020 | N/A | by Morgan Stanley - see annexure C | 139 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 24/03/2020 | 71.98 N/A | 118 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/03/2020 | 4.84 N/A | 8 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/03/2020 | 35.7 N/A | 60 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/03/2020 | 18.68 N/A | 31 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/03/2020 | 318 N/A | 530 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 25/03/2020 | 811.8 N/A | 1,230 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 25/03/2020 | 516.6 N/A | 840 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 25/03/2020 | 1334.55 N/A | 2,170 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 25/03/2020 | 166.25 N/A | 250 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 25/03/2020 | 3257.4 N/A | 5,429 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 25/03/2020 | 241.11 N/A | 423 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 25/03/2020 | N/A | by Morgan Stanley - see annexure C | 542,707 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 26/03/2020 | 95.59 N/A | 158 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/03/2020 | 280.16 N/A | 465 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/03/2020 | 14.75 N/A | 25 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 26/03/2020 | 167.4 N/A | 279 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 27/03/2020 | 396.34 N/A | 532 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 27/03/2020 | 58.73 N/A | 81 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 27/03/2020 | 152.64 N/A | 192 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 27/03/2020 | 362.68 N/A | 445 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 27/03/2020 | N/A | by Morgan Stanley - see annexure C | 681,523 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 30/03/2020 | 879.32 N/A | 1,157 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 30/03/2020 | 1003.2 N/A | 1,254 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 31/03/2020 | 637.96 N/A | 778 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 31/03/2020 | 605.44 N/A | 688 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 31/03/2020 | 652.38 N/A | 786 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 2/04/2020 | 160.56 N/A | 197 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 2/04/2020 | 71.3 N/A | 97 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 2/04/2020 | 157.59 N/A | 206 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 2/04/2020 | N/A | by Morgan Stanley - see annexure C | 5,131,955 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 288.96 N/A | 344 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 351.45 N/A | 426 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 911.99 N/A | 1,119 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 134.48 N/A | 164 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 153.79 N/A | 182 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 157.21 N/A | 199 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 457.05 N/A | 554 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 157.78 N/A | 196 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 398.52 N/A | 486 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 316.8 N/A | 396 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 807.7 N/A | 985 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 413.91 N/A | 511 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 268.95 N/A | 330 Ordinary Shares | |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 3/04/2020 | 147.42 N/A | 182 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/04/2020 | 569.6 N/A | 712 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/04/2020 | 48 N/A | 60 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/04/2020 | 148.8 N/A | 186 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 6/04/2020 | 866.18 N/A | 1,076 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 7/04/2020 | 1357.35 N/A | 1,702 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 7/04/2020 | 256.66 N/A | 313 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 7/04/2020 | 200 N/A | 250 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 341.32 N/A | 424 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 133.56 N/A | 168 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 254.4 N/A | 320 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 738.4 N/A | 923 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 156.33 N/A | 193 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 198.03 N/A | 246 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 570.72 N/A | 696 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 209.1 N/A | 255 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 540.96 N/A | 672 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 108.8 N/A | 136 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 480.85 N/A | 590 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 124 N/A | 155 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 901.53 N/A | 1,113 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 84.46 N/A | 103 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 0.8 N/A | 1 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 8/04/2020 | 443.2 N/A | 554 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/04/2020 | 80.03 N/A | 97 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/04/2020 | 253.38 N/A | 309 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/04/2020 | 1031.2 N/A | 1,289 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/04/2020 | 835.92 N/A | 1,032 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/04/2020 | 741.15 N/A | 915 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/04/2020 | 128.8 N/A | 161 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/04/2020 | 306.87 N/A | 386 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 9/04/2020 | 123.07 N/A | 151 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 135.24 N/A | 161 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 277.2 N/A | 336 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 479.22 N/A | 588 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 818.69 N/A | 1,017 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 140.8 N/A | 176 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 515.97 N/A | 637 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 122.31 N/A | 151 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 141.68 N/A | 176 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 888.88 N/A | 1,084 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 132.02 N/A | 161 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 143.44 N/A | 176 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 14/04/2020 | 268.71 N/A | 338 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 231,000.00 N/A | 300,000 Ordinary shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 129.11 N/A | 171 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 1407.95 N/A | 1,771 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 133.66 N/A | 163 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 623.1 N/A | 804 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 137.46 N/A | 174 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 316.37 N/A | 393 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 549.84 N/A | 696 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 135.72 N/A | 174 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 318.8 N/A | 401 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 132 N/A | 176 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 2141.3 N/A | 2,660 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 688.74 N/A | 883 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 176.8 N/A | 221 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 142.63 N/A | 175 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 15/04/2020 | 130.72 N/A | 172 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/04/2020 | 21,460.77 N/A | 26,954 Ordinary shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/04/2020 | 401.6 N/A | 502 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/04/2020 | 694.04 N/A | 873 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/04/2020 | 540.6 N/A | 680 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/04/2020 | 1942.98 N/A | 2,444 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 17/04/2020 | 701.99 N/A | 883 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 17/04/2020 | N/A | by Morgan Stanley - see annexure C | 16,597,043 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 20/04/2020 | 40,757.92 N/A | 52,442 Ordinary shares | |
| Mitsubishi UFJ Financial Group, Inc. | 20/04/2020 | 19.75 N/A | 25 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/04/2020 | 47.41 N/A | 63 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 22/04/2020 | 43.79 N/A | 58 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 22/04/2020 | N/A | by Morgan Stanley - see annexure C | 2 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 321 Ordinary Shares | |||
| 23/04/2020 | 232.73 N/A | |||
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | 311.76 N/A | 433 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc.Mitsubishi UFJ Financial Group, Inc. | 23/04/202023/04/2020 | 233.25 N/A232.73 N/A | 311 Ordinary Shares321 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | 29.06 N/A | 39 Ordinary Shares | |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | 224.11 N/A | 307 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | 253.58 N/A | 345 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | 139.65 N/A | 190 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | 686.09 N/A | 874 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | 571.05 N/A | 810 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | 579.42 N/A | 783 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | 152.3 N/A | 213 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | 262.7 N/A | 355 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 23/04/2020 | N/A | by Morgan Stanley - see annexure C | 10 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 24/04/2020 | 30.4 N/A | 40 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/04/2020 | 3087.41 N/A | 3,933 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/04/2020 | 32.39 N/A | 41 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/04/2020 | 365.03 N/A | 471 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/04/2020 | 840.84 N/A | 1,078 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 24/04/2020 | 33.11 N/A | 43 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 28/04/2020 | 79.92 N/A | 111 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 29/04/2020 | 0.72 N/A | 1 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 29/04/2020 | 0.71 N/A | 1 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 30/04/2020 | 27.38 N/A | 37 Ordinary Shares | |
| Collateral received by an entity controlled | ||||
| Mitsubishi UFJ Financial Group, Inc. | 30/04/2020 | N/A | by Morgan Stanley - see annexure C | 16,597,524 Ordinary Shares |
Annexure C
This is annexure C of 2 pages referred to in Form 603, Notice of initial substantial holder dated 7 May 2020
Ryuichiro Sakuma
Authorised signatory Dated 7 May 2020
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee forand on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEESLIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND |
| Transfer Date | 20200430; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | Yes/No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes/No |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Yes/No |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Yes/No |
| due from the other party and only the balance of the account shall be payable. | If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of theamounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts |
| Schedule | |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Morgan Stanley & Co. International plc for itself and as agent and trustee for | |
| Parties to agreement | and on behalf of the other Morgan Stanley Companies and INTEGRATED CORE |
| STRATEGIES (ASIA) PTE LTD. | |
| Transfer Date | 20200430; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | Yes/No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes/No |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Yes/No |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Yes/No |
| If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of theamounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts |
due from the other party and only the balance of the account shall be payable.
| Schedule | ||
|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee forand on behalf of the other Morgan Stanley Companies and L1 LONG SHORT | |
| FUND LIMITED | ||
| Transfer Date | 20200430; | |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | ||
| Does the lender have the right to recall early? | Yes/No | |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | ||
| Will the securities be returned on settlement? | Yes/No | |
| If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the | ||
amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | ||
|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |
| Morgan Stanley & Co. International plc for itself and as agent and trustee for | ||
| Parties to agreement | and on behalf of the other Morgan Stanley Companies and CERES CAPITAL PTYLTD | |
| Transfer Date | 20200430; | |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | ||
| Does the lender have the right to recall early? | Yes/No | |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | ||
| Will the securities be returned on settlement? | Yes/No | |
| If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of theamounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts |
due from the other party and only the balance of the account shall be payable.