AI assistant
PEET LIMITED — Major Shareholding Notification 2020
May 10, 2020
65600_rns_2020-05-10_e668d05e-cc90-4677-be94-40b0d8c7e4d1.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
| Form 603 |
|---|
| Corporations Act 2001 |
| Section 671B |
| Notice of initial substantial holder |
| To: Company Name/Scheme: | Peet Limited | |
|---|---|---|
| ACN/ARSN: | 008 665 834 | |
| 1. Details of substantial holder | ||
| Name | Mitsubishi UFJ Financial Group, Inc. | |
| The holder became a substantial holder on: | 5 May 2020 | |
| The holder became aware on: | 7 May 2020 | |
Fully Paid ordinary shares 35,975,449
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|
35,975,449 7.44%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interestNature of relevant interest | Class and number of securities | |
|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that Morgan Stanleyhas a relevant interest in under section 608(3) ofthe Corporations Act as Mitsubishi UFJ FinancialGroup, Inc. has voting power of over 20% inMorgan Stanley. | 22,664,398 Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that Morgan Stanleyhas a relevant interest in under section 608(3) ofthe Corporations Act as Mitsubishi UFJ FinancialGroup, Inc. has voting power of over 20% inMorgan Stanley. | 431,795 Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that Morgan Stanleyhas a relevant interest in under section 608(3) ofthe Corporations Act as Mitsubishi UFJ FinancialGroup, Inc. has voting power of over 20% inMorgan Stanley. | 3,625 Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that First SentierInvestors Holdings Pty Limited has a relevantinterest in under section 608(3) of theCorporations Act as Mitsubishi UFJ FinancialGroup, Inc. has voting power of 100% in FirstSentier Investors Holdings Pty Limited. | 5,791,415 Fully paid ordinary shares |
| Mitsubishi UFJ Financial Group, Inc. | Relevant interest in securities that First SentierInvestors Holdings Pty Limited has a relevantinterest in under section 608(3) of theCorporations Act as Mitsubishi UFJ FinancialGroup, Inc. has voting power of 100% in FirstSentier Investors Holdings Pty Limited. | 7,084,216 Fully paid ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder | Class and number of securities |
|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees(Australia) Limited | 23,096,193 Fully paid ordinaryshares | |
| Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley AustraliaSecurities (Nominee) Pty Limited | 3,625 Fully paid ordinaryshares | |
| Mitsubishi UFJ Financial Group, Inc. | Citicorp Nominees Pty Limited(Australia) | 5,791,415 Fully paid ordinaryshares |
| Mitsubishi UFJ Financial Group, Inc. | Citibank N A Hong Kong | 4,497,952 Fully paid ordinaryshares |
|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | JP Morgan (UK) | 804,073 Fully paid ordinaryshares |
| Mitsubishi UFJ Financial Group, Inc. | National Custodial Services | 1,782,191 Fully paid ordinaryshares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevantinterest | Date of acquisition | Consideration | Class and number of securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See annexure B to this notice |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| See annexure A to this notice | Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 ofthe Corporations Act |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
8. Signature
Ryuichiro Sakuma
Authorised signatory
Dated 8 May 2020
Annexure A
This is annexure A of 5 pages referred to in Form 603, Notice of initial substantial holder dated 8 May 2020
Ryuichiro Sakuma
Authorised signatory Dated 8 May 2020
SCHEDULE
MUFG Bank, Ltd. Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd. The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd. MU Techno-service Co., Ltd. Tokyo Credit Service, Ltd. Tokyo Associates Finance Corp. MU Business Service Co., Ltd. Mitsubishi UFJ Loan Business Co.,Ltd. Mitsubishi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd. MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. MU Business Aid Co., Ltd. MU Property Reserch Company Limited Mitsubishi UFJ Home Loan CREDIT CO., LTD. The Diamond Home Credit Company Limited Mitsubishi UFJ Reserch & Consulting Co., Ltd. MU Frontier Servicer Co., Ltd. Otemachi Guarantee Co., Ltd. GD Holdings Company Limited MU Loan Administration Support Co., Ltd. MU Communications Co.,Ltd. Japan Electronic Monetary Claim Organization MU Business Partner Co., Ltd. MUT Business Outsourcing Co., Ltd. Mezzanine Solution II Limited Partnership Mezzanine Solution III Limited Partnership Mitsubishi UFJ Capital Co., Ltd. Mitsubishi UFJ Capital Ⅲ, Limited Partnership Mitsubishi UFJ Capital Ⅳ, Limited Partnership Mitsubishi UFJ Capital Ⅴ, Limited Partnership Mitsubishi UFJ Capital Ⅵ, Limited Partnership Mitsubishi UFJ Capital Ⅶ, Limited Partnership Mitsubishi UFJ Life Science 1, Limited Partnership Mitsubishi UFJ Life Science 2, Limited Partnership Tohoku Senary Industry Support, Limited Partnership OiDE Fund Investment Limited Partnership Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi UFJ Financial Partners Co.,Ltd. The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. The Chukyo Bank, Ltd. Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd. Jibun Bank Corporation JACCS CO.,LTD. JALCARD Inc. Yume Shokei Fund No.2 Yume Shokei Fund No.3 Marunouchi Capital Fund II Limited Partnership M・U・Trust Sougou Kanri Co., Ltd. Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Data Co., Ltd. Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. M・U・Trust・Apple Planning Company, Ltd. Mitsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd.
The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CENTOMILIARDO) Tokumei-Kumiai (MEET) Tokumei-Kumiai (FIELD) Ippan Shadan Houjin Leone Jointly Managed Monetary Trust Fund (Fund Number:550001) MU Trust Property Management Co., Ltd. Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) AMP Capital Investors KK MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co.,Ltd. MU NICOS Business Service Co., Ltd. MU NICOS Credit Co.,Ltd. Ryoshin DC Card Company Ltd. JMS Co., Ltd. Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD. IR Loan Servicing, Inc. MU Credit Guarantee Co., Ltd. Japan Digital Design, Inc. Crowd Money Inc. MUMEC Visionary Design, Ltd. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd. MUFG Innovation Partners No.1 Investment Partnership Mitsubishi Research Institute DCS Co.,Ltd. HR Solution DCS Co.,Ltd. Mitsubishi UFJ Lease & Finance Company Limited Hitachi Capital Corporation Nihombashi TG Jigyo Kyodo Kumiai NIHOMBASHI TG SERVICE CO., LTD. SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co.,ltd. Nippon Record Keeping Network Co., Ltd. Banco MUFG Brasil S.A. 9808680 Canada Inc. BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V. MUFG Business Services (Holland) B.V. MUFG Funding (UK) Limited MUFG Europe Lease (Deutschland) GmbH MUFG Bank (Malaysia) Berhad MUFG North America International, Inc. MUFG Bank Mexico, S.A. MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation MUFG Union Bank, N.A. Union Bank of California Leasing, Inc. UBOC Community Development Corporation UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc. HighMark Capital Management, Inc. BCC OX I, Inc. BCC OX II, Inc. SEMA OP9 LLC SEMA OP8 LLC MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC
MORGANTOWN OL5 LLC DICKERSON OL4 LLC TRL One A, LLC TRL One B, LLC TRL One, LP BM1,LLC UB Leasing Corporation Pacific Capital Statutory Trust I Shiloh Ⅳ Wind Project, LLC Shiloh Ⅳ Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust Tohlease Corporation MUFG Americas Funding Corporation MUFG Americas Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc. MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas Corporate Advisory, Inc. MUFG Americas LF Capital LLC MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC Intrepid Investment Bankers LLC Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLC Morgan Stanley MUFG Loan Partners, LLC PT U Finance Indonesia PT. MU Research and Consulting Indonesia MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd. AO MUFG Bank (Eurasia) MUFG Bank (China), Ltd. BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited BTMU Liquidity Reserve Investment Limited MUFG Bank Turkey Anonim Sirketi Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited Krungsri Factoring Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Security Co.,Ltd. Krungsri Leasing Services Co., Ltd. Hattha Kaksekar Limited Krungsri Finnovate Co., Ltd. Tesco Card Services Limited BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited PT Guna Dharma PT Bank Danamon Indonesia, Tbk. PT Adira Quantum Multifinance PT Adira Dinamika Multi Finance Tbk PT Asuransi Adira Dinamika BOT Lease (HK) Co., Ltd. PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd. MUFG Holding (Thailand) Co., Ltd. Bangkok MUFG Limited BOT Lease(Eurasia)LLC BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. BOT LEASE MEXICO S.A. DE C.V.
BOT FINANCE MEXICO, S.A. DE C.V., SOFOM, E.N.R. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P. Security Bank Corporation Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A. MUFG Lux Management Company S.A. Mitsubishi UFJ Investment Services (HK) Limited Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND MUFG Investor Services Holdings Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Fund Services (Singapore) Pte. Ltd. MUFG Fund Services (Hong Kong) Limited MUFG Alternative Fund Services (Cayman) Limited Firtown International Holdings Ltd. General Secretaries Ltd. AFS Controlled Subsidiary 1 Ltd. AFS Controlled Subsidiary 2 Ltd. AFS Controlled Subsidiary 3 Ltd. MUFG Alternative Fund Services (Ireland) Limited MUFG Alternative Fund Services (Jersey) Limited MUFG Jersey Management Company Limited MUFG Controlled Subsidiary 1 (Cayman) Limited SWS MU FUND MANAGEMENT CO.,LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED AMP Capital Holdings Limited MUFG Global Fund SICAV MUFG Securities EMEA plc MUFG Securities (Europe) N.V. MUFG Securities Asia (Singapore) Limited MUFG Securities Asia Limited Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. MUFG Securities (Canada), Ltd. EASY BUY Public Company Limited ACOM CONSUMER FINANCE CORPORATION MUFG Capital Finance 8 Limited MUFG Capital Finance 9 Limited GOLDEN ASIA FUND, L.P. DCS Information Technology (Shanghai) Co., Ltd MRIDCS Americas, Inc. Morgan Stanley Purple Finance (Cayman) International Ltd. Bangkok Mitsubishi UFJ Lease Co., Ltd The California-Sansome Corporation First Sentier Investors Holdings Pty Limited First Sentier Investors (Australia) IP Holdings Pty Limited First Sentier Investors (Australia) Services Pty Limited CFSPAI EUROPE CO LIMITED (COMPANY CODE C41267) CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260) First Sentier Investors (Australia) IM Ltd First Sentier Investors (Australia) Infrastructure Holdings Ltd First Sentier Investors (Australia) Infrastructure Managers Pty Ltd COLONIAL FIRST STATE INVESTMENT MANAGERS (UK) LIMITED (COMPANY NO. 00153197) First Sentier Investors (Australia) RE Ltd EDIF II GP S.A.R.L. (COMPANY NO. B204413) FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE S.A.R.L. (COMPANY NO. B134314) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED (COMPANY NO. SC047708) First Sentier Investors Asia Holdings Limited FIRST STATE INVESTMENT SERVICES (UK) LIMITED (COMPANY NO. 03904320) FIRST STATE INVESTMENTS (HONG KONG) LIMITED (CR NO. 0206616) FIRST STATE INVESTMENTS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST STATE INVESTMENTS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST STATE INVESTMENTS (SINGAPORE) (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED (COMPANY NO. 03904310) FIRST STATE INVESTMENTS (UK) LIMITED (COMPANY NO. 02294743)
FIRST STATE INVESTMENTS (US) LLC (FILE NUMBER 546 9442)
FIRST STATE INVESTMENTS FUND MANAGEMENT S.A.R.L (COMPANY NO. B128117)
FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED (REGISTRATION NO. 199901706Z)
FIRST STATE INVESTMENTS INTERNATIONAL LIMITED (COMPANY NO. SC079063)
FIRST STATE NOMINEES (HONG KONG) LIMITED (CR NO. 0206615) FSIB LTD
First Sentier Investors Realindex Pty Ltd
SI HOLDINGS LIMITED (COMPANY NO. SC109439)
TOTAL KEEN INVESTMENT LIMITED (CR NO. 0580652)
AnnexureB
Annexure B
This is annexure B of 10 pages referred to in Form 603, Notice of initial substantial holder dated 8 May 2020
Ryuichiro Sakuma
Authorised signatory Dated 8 May 2020
| Holder of relevant interest | Date of acquisition | Consideration cash | Consideration non-cash | Class and number ofsecurities affected |
|---|---|---|---|---|
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 6/01/2020 | 325.13 | N/A | 255 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/01/2020 | 26.67 | N/A | 21 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/01/2020 | 2.56 | N/A | 2 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 7/01/2020 | 235.88 | N/A | 185 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 7/01/2020 | 288.29 | N/A | 227 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 7/01/2020 | 279.72 | N/A | 216 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 7/01/2020 | 285.27 | N/A | 222 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 7/01/2020 | 258.00 | N/A | 200 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 7/01/2020 | 303.36 | N/A | 237 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 8/01/2020 | 344.47 | N/A | 266 Ordinary Shares |
| Group, Inc. | 8/01/2020 | 57.60 | N/A | 45 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/01/2020 | 1,580.80 | N/A | 1,216 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/01/2020 | 406.63 | N/A | 314 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/01/2020 | 12.85 | N/A | 10 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/01/2020 | 497.94 | N/A | 386 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/01/2020 | 362.7 | N/A | 279 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 9/01/2020 | 320 | N/A | 250 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/01/2020 | 200.07 | N/A | 156 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/01/2020 | 100.23 | N/A | 78 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 10/01/2020 | 752.7 | N/A | 579 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 10/01/2020 | 131.55 | N/A | 101 Ordinary Shares |
| Group, Inc. | 10/01/2020 | 225.77 | N/A | 174 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 10/01/2020 | 304.2 | N/A | 234 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 10/01/2020 | 669.41 | N/A | 511 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 13/01/2020 | 405.27 | N/A | 316 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 13/01/2020 | 317.44 | N/A | 248 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 13/01/2020 | 74.24 | N/A | 58 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 13/01/2020 | 416.34 | N/A | 324 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 14/01/2020 | 120.06 | N/A | 92 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 14/01/2020 | 1.31 | N/A | 1 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 15/01/2020 | 28.38 | N/A | 22 Ordinary Shares |
| Group, Inc. | 16/01/2020 | 143 | N/A | 110 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 16/01/2020 | 107.49 | N/A | 83 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ FinancialGroup, Inc. | 16/01/2020 | 107.9 | N/A | 83 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 17/01/2020 | 20.96 | N/A | 16 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 20/01/2020 | 36.4 | N/A | 28 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 21/01/2020 | 493.29 | N/A | 378 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 21/01/2020 | 430.5 | N/A | 338 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 21/01/2020 | 430.51 | N/A | 338 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 21/01/2020 | 733.44 | N/A | 573 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 21/01/2020 | 1,181.93 | N/A | 927 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 21/01/2020 | 60.16 | N/A | 47 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 22/01/2020 | 249.85 | N/A | 190 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 22/01/2020 | 271.01 | N/A | 203 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 22/01/2020 | 254.77 | N/A | 203 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 22/01/2020 | 268.66 | N/A | 202 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 22/01/2020 | 126.5 | N/A | 100 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 22/01/2020 | 273.36 | N/A | 204 Ordinary Shares |
| Group, Inc. | 22/01/2020 | 521.71 | N/A | 406 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 22/01/2020 | 246.45 | N/A | 186 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 22/01/2020 | 443.52 | N/A | 336 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 22/01/2020 | 249.26 | N/A | 191 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 22/01/2020 | 254.52 | N/A | 202 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 22/01/2020 | 86.7 | N/A | 68 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 23/01/2020 | 849.87 | N/A | 639 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 23/01/2020 | 69.16 | N/A | 52 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 24/01/2020 | 501.17 | N/A | 387 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 24/01/2020 | 62.16 | N/A | 48 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 29/01/2020 | 242.88 | N/A | 184 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 30/01/2020 | 65.42 | N/A | 49 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 30/01/2020 | 667.5 | N/A | 500 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 30/01/2020 | 258.99 | N/A | 194 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 31/01/2020 | 131.81 | N/A | 98 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 31/01/2020 | 1,420.44 | N/A | 1,064 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 31/01/2020 | 1,078.69 | N/A | 802 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 3/02/2020 | 315 | N/A | 240 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 3/02/2020 | 523.37 | N/A | 398 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 3/02/2020 | 1,812.07 | N/A | 1,378 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 5/02/2020 | 524.02 | N/A | 394 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 5/02/2020 | 1,766.05 | N/A | 1,343 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 5/02/2020 | 246.05 | N/A | 185 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 5/02/2020 | 117.9 | N/A | 90 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 5/02/2020 | 568.98 | N/A | 436 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 6/02/2020 | 1,077.17 | N/A | 827 Ordinary Shares |
| Group, Inc. | 6/02/2020 | 321.72 | N/A | 247 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 7/02/2020 | 991.8 | N/A | 760 Ordinary Shares |
| Collateral Received by an entity | ||||
|---|---|---|---|---|
| Mitsubishi UFJ FinancialGroup, Inc. | 7/02/2020 | N/A | controlled by Morgan Stanley -see Annexure C | 237,527 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 10/02/2020 | 464.4 | N/A | 360 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 10/02/2020 | 825.6 | N/A | 640 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 10/02/2020 | 1,082.31 | N/A | 839 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 10/02/2020 | 59.34 | N/A | 46 Ordinary Shares |
| Mitsubishi UFJ Financial | Collateral Received by an entitycontrolled by Morgan Stanley - | |||
| Group, Inc.Mitsubishi UFJ Financial | 10/02/2020 | N/A | see Annexure C | 23,123 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 12/02/2020 | 123.3 | N/A | 90 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 12/02/2020 | 448.74 | N/A | 324 Ordinary Shares |
| Group, Inc. | 12/02/2020 | 43.68 | N/A | 32 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 13/02/2020 | 1,061.75 | N/A | 775 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 13/02/2020 | 62.75 | N/A | 47 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 14/02/2020 | 14.19 | N/A | 11 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 17/02/2020 | 1,174.50 | N/A | 900 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 17/02/2020 | 3,229.88 | N/A | 2,475 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/02/2020 | 533.46 | N/A | 408 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/02/2020 | 237.15 | N/A | 180 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/02/2020 | 633.94 | N/A | 483 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 19/02/2020 | 727.62 | N/A | 543 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 19/02/2020 | 268.34 | N/A | 201 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 19/02/2020 | 308.39 | N/A | 231 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 19/02/2020 | 86.45 | N/A | 65 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 21/02/2020 | 463.32 | N/A | 351 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 21/02/2020 | 171.6 | N/A | 132 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 21/02/2020 | 275.01 | N/A | 206 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 21/02/2020 | 1,093.50 | N/A | 810 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 21/02/2020 | 995.3 | N/A | 740 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 21/02/2020 | 109.06 | N/A | 82 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 21/02/2020 | 69.7 | N/A | 53 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 24/02/2020 | 328.75 | N/A | 250 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 25/02/2020 | 340 | N/A | 250 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 26/02/2020 | 125.75 | N/A | 100 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 26/02/2020 | 2,142.00 | N/A | 1,700 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 26/02/2020 | 335.09 | N/A | 267 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 26/02/2020 | 372.81 | N/A | 289 Ordinary Shares |
| Group, Inc. | 26/02/2020 | 714.73 | N/A | 565 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 26/02/2020 | 340.78 | N/A | 271 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 26/02/2020 | 70.56 | N/A | 56 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 26/02/2020 | 58.05 | N/A | 45 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 26/02/2020 | 128.5 | N/A | 100 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 2/03/2020 | 95.6 | N/A | 80 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 2/03/2020 | 1,069.85 | N/A | 886 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 2/03/2020 | 280.67 | N/A | 231 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 2/03/2020 | 168.98 | N/A | 142 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
|---|---|---|---|---|
| Group, Inc. | 2/03/2020 | 172.55 | N/A | 145 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 2/03/2020 | 1,166.40 | N/A | 960 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 2/03/2020 | 613.35 | N/A | 509 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 3/03/2020 | 294.64 | N/A | 242 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 3/03/2020 | 294.64 | N/A | 242 Ordinary Shares |
| Group, Inc. | 3/03/2020 | 364.78 | N/A | 299 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 4/03/2020 | 54.23 | N/A | 45 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 4/03/2020 | 368.16 | N/A | 312 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 4/03/2020 | 335.12 | N/A | 284 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 5/03/2020 | 558.07 | N/A | 467 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 5/03/2020 | 987.6 | N/A | 823 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 5/03/2020 | 186.66 | N/A | 153 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 5/03/2020 | 21.96 | N/ACollateral Received by an entity | 18 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 5/03/2020 | N/A | controlled by Morgan Stanley -see Annexure C | 12,182 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | 926.9 | N/A | 806 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | 605.13 | N/A | 515 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | 154.36 | N/A | 136 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | 24.97 | N/A | 22 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | 84.85 | N/A | 71 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | 278.46 | N/A | 238 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | 777 | N/A | 700 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | 1,172.33 | N/A | 1,015 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | 226.2 | N/A | 195 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | 609.57 | N/A | 521 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 6/03/2020 | 324.04 | N/ACollateral Received by an entity | 283 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/03/2020 | N/A | controlled by Morgan Stanley -see Annexure C | 3,953 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/03/2020 | 299.25 | N/A | 266 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/03/2020 | 227.7 | N/A | 207 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/03/2020 | 291.27 | N/A | 266 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 9/03/2020 | 337.12 | N/A | 301 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/03/2020 | 971.3 | N/A | 879 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/03/2020 | 1,081.14 | N/A | 974 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/03/2020 | 154.29 | N/A | 139 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/03/2020 | 602.8 | N/A | 548 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/03/2020 | 296.06 | N/A | 262 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/03/2020 | 1,548.45 | N/A | 1,395 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/03/2020 | 1,176.83 | N/A | 1,065 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/03/2020 | 268.02 | N/A | 242 Ordinary Shares |
| Group, Inc. | 9/03/2020 | 10.4 | N/A | 10 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/03/2020 | 1,207.68 | N/A | 1,088 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/03/2020 | 868.59 | N/A | 779 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/03/2020 | 256.23 | N/A | 234 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 10/03/2020 | 331.66 | N/A | 322 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 10/03/2020 | 665.57 | N/A | 589 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ FinancialGroup, Inc. | 11/03/2020 | 691.9 | N/A | 629 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 11/03/2020 | 656.32 | N/A | 586 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 11/03/2020 | 132.8 | N/A | 121 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 11/03/2020 | 88.53 | N/A | 78 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 11/03/2020 | 81.77 | N/A | 74 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 11/03/2020 | 1,765.14 | N/A | 1,612 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 11/03/2020 | 144.48 | N/A | 129 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 11/03/2020 | 1.1 | N/A | 1 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 11/03/2020 | 1,109.90 | N/A | 1,009 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 11/03/2020 | 603.42 | N/A | 534 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 11/03/2020 | 78.1 | N/A | 71 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 11/03/2020 | 232.05 | N/A | 210 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 12/03/2020 | 4.26 | N/A | 4 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 12/03/2020 | 378 | N/A | 360 Ordinary Shares |
| Group, Inc. | 12/03/2020 | 108.68 | N/A | 104 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 123.6 | N/A | 120 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 3.05 | N/A | 3 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 40.66 | N/A | 38 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 751.89 | N/A | 706 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 110.7 | N/A | 108 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 20.05 | N/A | 19 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 76.5 | N/A | 75 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 5.18 | N/A | 5 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 23.63 | N/A | 21 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 347.73 | N/A | 346 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 232.17 | N/A | 213 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 54.27 | N/A | 54 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 12/03/2020 | 30.45 | N/A | 29 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 12/03/2020 | 12.12 | N/A | 12 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 12/03/2020 | 289.68 | N/A | 272 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 12/03/2020 | 7.11 | N/A | 7 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 12/03/2020 | 462.3 | N/A | 460 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 12/03/2020 | 6.03 | N/A | 6 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 12/03/2020 | 55.12 | N/A | 53 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 13/03/2020 | 15.23 | N/A | 15 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 13/03/2020 | 2,068.00 | N/A | 2,200 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 13/03/2020 | 434.28 | N/A | 462 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 13/03/2020 | 399.96 | N/A | 396 Ordinary Shares |
| Group, Inc. | 16/03/2020 | 1,215.05 | N/A | 1,279 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 16/03/2020 | 235 | N/A | 235 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 16/03/2020 | 728.6 | N/A | 771 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 16/03/2020 | 1,840.15 | N/A | 1,937 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 17/03/2020 | 199,321.16 | N/A | 231,097 Ordinary shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 17/03/2020 | 281.7 | N/A | 313 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ FinancialGroup, Inc. | 17/03/2020 | 1,039.85 | N/A | 1,149 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 17/03/2020 | 114.49 | N/A | 129 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 17/03/2020 | 766.22 | N/A | 849 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 17/03/2020 | 1,098.24 | N/A | 1,248 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 17/03/2020 | 987.88 | N/A | 1,129 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 17/03/2020 | 147.6 | N/A | 164 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 17/03/2020 | 441.64 | N/A | 488 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 17/03/2020 | 27.9 | N/A | 30 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 17/03/2020 | 748.8 | N/A | 832 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 17/03/2020 | 382.8 | N/A | 440 Ordinary Shares |
| Group, Inc. | 18/03/2020 | 157.53 | N/A | 177 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/03/2020 | 152.25 | N/A | 174 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/03/2020 | 68 | N/A | 80 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/03/2020 | 250.43 | N/A | 265 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/03/2020 | 109.31 | N/A | 126 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/03/2020 | 155.76 | N/A | 176 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/03/2020 | 89.1 | N/A | 99 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/03/2020 | 1,050.20 | N/A | 1,180 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 18/03/2020 | 44.85 | N/A | 52 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 18/03/2020 | 155.76 | N/A | 177 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 18/03/2020 | 1,458.16 | N/A | 1,643 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 18/03/2020 | 47.5 | N/A | 50 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 18/03/2020 | 355 | N/A | 400 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 18/03/2020 | 169.2 | N/A | 180 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 18/03/2020 | 62.42 | N/A | 73 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 18/03/2020 | 166.25 | N/A | 190 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 18/03/2020 | 1,218.58 | N/A | 1,276 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 18/03/2020 | 1,159.03 | N/A | 1,295 Ordinary Shares |
| Group, Inc. | 18/03/2020 | 553.11 | N/A | 618 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 19/03/2020 | 399 | N/A | 525 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 19/03/2020 | 0.71 | N/A | 1 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 20/03/2020 | 120.4 | N/A | 172 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 20/03/2020 | 0.7 | N/A | 1 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 20/03/2020 | 125.8 | N/A | 181 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 20/03/2020 | 134.13 | N/A | 185 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 20/03/2020 | 125.84 | N/A | 176 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 20/03/2020 | 81.68 | N/A | 121 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 20/03/2020 | 116.16 | N/ACollateral Received by an entity | 176 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 23/03/2020 | N/A | controlled by Morgan Stanley -see Annexure C | 139 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 24/03/2020 | 18.68 | N/A | 31 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 24/03/2020 | 71.98 | N/A | 118 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 24/03/2020 | 4.84 | N/A | 8 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
|---|---|---|---|---|
| Group, Inc.Mitsubishi UFJ Financial | 24/03/2020 | 318 | N/A | 530 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 24/03/2020 | 35.7 | N/A | 60 Ordinary Shares |
| Group, Inc. | 25/03/2020 | 516.6 | N/A | 840 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 25/03/2020 | 3,257.40 | N/A | 5,429 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 25/03/2020 | 241.11 | N/A | 423 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 25/03/2020 | 166.25 | N/A | 250 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 25/03/2020 | 1,334.55 | N/A | 2,170 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 25/03/2020 | 811.8 | N/ACollateral Received by an entity | 1,230 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 25/03/2020 | N/A | controlled by Morgan Stanley -see Annexure C | 542,707 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 26/03/2020 | 167.4 | N/A | 279 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 26/03/2020 | 280.16 | N/A | 465 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 26/03/2020 | 14.75 | N/A | 25 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 26/03/2020 | 95.59 | N/A | 158 Ordinary Shares |
| Group, Inc. | 27/03/2020 | 152.64 | N/A | 192 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 27/03/2020 | 362.68 | N/A | 445 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 27/03/2020 | 396.34 | N/A | 532 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 27/03/2020 | 58.73 | N/A | 81 Ordinary Shares |
| Mitsubishi UFJ Financial | Collateral Received by an entitycontrolled by Morgan Stanley - | |||
| Group, Inc. | 27/03/2020 | N/A | see Annexure C | 681,523 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 30/03/2020 | 1,003.20 | N/A | 1,254 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 30/03/2020 | 879.32 | N/A | 1,157 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 31/03/2020 | 652.38 | N/A | 786 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 31/03/2020 | 637.96 | N/A | 778 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 31/03/2020 | 605.44 | N/A | 688 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 2/04/2020 | 160.56 | N/A | 197 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 2/04/2020 | 157.59 | N/A | 206 Ordinary Shares |
| Group, Inc. | 2/04/2020 | 71.3 | N/ACollateral Received by an entity | 97 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 2/04/2020 | N/A | controlled by Morgan Stanley -see Annexure C | 5,131,955 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 3/04/2020 | 288.96 | N/A | 344 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 3/04/2020 | 157.21 | N/A | 199 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 3/04/2020 | 268.95 | N/A | 330 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 3/04/2020 | 341.13 | N/A | 411 Ordinary Shares |
| Group, Inc. | 3/04/2020 | 807.7 | N/A | 985 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 3/04/2020 | 351.45 | N/A | 426 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 3/04/2020 | 413.91 | N/A | 511 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 3/04/2020 | 911.99 | N/A | 1,119 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 3/04/2020 | 153.79 | N/A | 182 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 3/04/2020 | 316.8 | N/A | 396 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 3/04/2020 | 398.52 | N/A | 486 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 3/04/2020 | 147.42 | N/A | 182 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 3/04/2020 | 157.78 | N/A | 196 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 3/04/2020 | 134.48 | N/A | 164 Ordinary Shares |
| Group, Inc. | 3/04/2020 | 457.05 | N/A | 554 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
|---|---|---|---|---|
| Group, Inc. | 6/04/2020 | 569.6 | N/A | 712 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/04/2020 | 866.18 | N/A | 1,076 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 6/04/2020 | 48 | N/A | 60 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 6/04/2020 | 148.8 | N/A | 186 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 7/04/2020 | 1,357.35 | N/A | 1,702 Ordinary Shares |
| Group, Inc. | 7/04/2020 | 256.66 | N/A | 313 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 7/04/2020 | 200 | N/A | 250 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/04/2020 | 540.96 | N/A | 672 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/04/2020 | 443.2 | N/A | 554 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 8/04/2020 | 901.53 | N/A | 1,113 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 8/04/2020 | 108.8 | N/A | 136 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 8/04/2020 | 209.1 | N/A | 255 Ordinary Shares |
| Group, Inc. | 8/04/2020 | 133.56 | N/A | 168 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/04/2020 | 254.4 | N/A | 320 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/04/2020 | 0.8 | N/A | 1 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/04/2020 | 738.4 | N/A | 923 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 8/04/2020 | 570.72 | N/A | 696 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 8/04/2020 | 84.46 | N/A | 103 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 8/04/2020 | 156.33 | N/A | 193 Ordinary Shares |
| Group, Inc. | 8/04/2020 | 198.03 | N/A | 246 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/04/2020 | 480.85 | N/A | 590 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/04/2020 | 341.32 | N/A | 424 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 8/04/2020 | 124 | N/A | 155 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/04/2020 | 741.15 | N/A | 915 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/04/2020 | 128.8 | N/A | 161 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/04/2020 | 835.92 | N/A | 1,032 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 9/04/2020 | 80.03 | N/A | 97 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 9/04/2020 | 1,031.20 | N/A | 1,289 Ordinary Shares |
| Group, Inc. | 9/04/2020 | 253.38 | N/A | 309 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/04/2020 | 123.07 | N/A | 151 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 9/04/2020 | 306.87 | N/A | 386 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 14/04/2020 | 818.69 | N/A | 1,017 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 14/04/2020 | 132.02 | N/A | 161 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 14/04/2020 | 140.8 | N/A | 176 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 14/04/2020 | 888.88 | N/A | 1,084 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 14/04/2020 | 143.44 | N/A | 176 Ordinary Shares |
| Group, Inc. | 14/04/2020 | 479.22 | N/A | 588 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 14/04/2020 | 135.24 | N/A | 161 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 14/04/2020 | 515.97 | N/A | 637 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 14/04/2020 | 141.68 | N/A | 176 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 14/04/2020 | 277.2 | N/A | 336 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 14/04/2020 | 268.71 | N/A | 338 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 14/04/2020 | 122.31 | N/A | 151 Ordinary Shares |
| Group, Inc. | 15/04/2020 | 231,000.00 | N/A | 300,000 Ordinary shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 15/04/2020 | 316.37 | N/A | 393 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ FinancialGroup, Inc. | 15/04/2020 | 688.74 | N/A | 883 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 15/04/2020 | 133.66 | N/A | 163 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 15/04/2020 | 137.46 | N/A | 174 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 15/04/2020 | 2,141.30 | N/A | 2,660 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 15/04/2020 | 318.8 | N/A | 401 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 15/04/2020 | 135.72 | N/A | 174 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 15/04/2020 | 129.11 | N/A | 171 Ordinary Shares |
| Group, Inc. | 15/04/2020 | 142.63 | N/A | 175 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 15/04/2020 | 549.84 | N/A | 696 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 15/04/2020 | 130.72 | N/A | 172 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 15/04/2020 | 1,407.95 | N/A | 1,771 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 15/04/2020 | 623.1 | N/A | 804 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 15/04/2020 | 132 | N/A | 176 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 15/04/2020 | 176.8 | N/A | 221 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 16/04/2020 | 21,460.77 | N/A | 26,954 Ordinary shares |
| Group, Inc.Mitsubishi UFJ Financial | 16/04/2020 | 694.04 | N/A | 873 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 16/04/2020 | 1,942.98 | N/A | 2,444 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 16/04/2020 | 401.6 | N/A | 502 Ordinary Shares |
| Group, Inc. | 16/04/2020 | 540.6 | N/A | 680 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 17/04/2020 | 701.99 | N/A | 883 Ordinary Shares |
| Mitsubishi UFJ Financial | Collateral Received by an entitycontrolled by Morgan Stanley - | |||
| Group, Inc. | 17/04/2020 | N/A | see Annexure C | 16,597,043 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 20/04/2020 | 40,757.92 | N/A | 52,442 Ordinary shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 20/04/2020 | 19.75 | N/A | 25 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 22/04/2020 | 43.79 | N/A | 58 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 22/04/2020 | 47.41 | N/A | 63 Ordinary Shares |
| Mitsubishi UFJ Financial | Collateral Received by an entitycontrolled by Morgan Stanley - | |||
| Group, Inc.Mitsubishi UFJ Financial | 22/04/2020 | N/A | see Annexure C | 2 Ordinary Shares |
| Group, Inc. | 23/04/2020 | 232.73 | N/A | 321 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 23/04/2020 | 224.11 | N/A | 307 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 23/04/2020 | 579.42 | N/A | 783 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 23/04/2020 | 232.73 | N/A | 321 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 23/04/2020 | 139.65 | N/A | 190 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 23/04/2020 | 311.76 | N/A | 433 Ordinary Shares |
| Mitsubishi UFJ FinancialGroup, Inc. | 23/04/2020 | 686.09 | N/A | 874 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc.Mitsubishi UFJ Financial | 23/04/2020 | 262.7 | N/A | 355 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 23/04/2020 | 571.05 | N/A | 810 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 23/04/2020 | 29.06 | N/A | 39 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 23/04/2020 | 253.58 | N/A | 345 Ordinary Shares |
| Group, Inc.Mitsubishi UFJ Financial | 23/04/2020 | 152.3 | N/A | 213 Ordinary Shares |
| Group, Inc. | 23/04/2020 | 233.25 | N/A | 311 Ordinary Shares |
| Mitsubishi UFJ Financial | Collateral Received by an entitycontrolled by Morgan Stanley - | |||
| Group, Inc.Mitsubishi UFJ FinancialGroup, Inc. | 23/04/202024/04/2020 | N/A32.39 | see Annexure CN/A | 10 Ordinary Shares41 Ordinary Shares |
AnnexureB
| Mitsubishi UFJ Financial | ||||
|---|---|---|---|---|
| Group, Inc. | 24/04/2020 | 33.11 | N/A | 43 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 24/04/2020 | 840.84 | N/A | 1,078 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 24/04/2020 | 30.4 | N/A | 40 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 24/04/2020 | 365.03 | N/A | 471 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 24/04/2020 | 3,087.41 | N/A | 3,933 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 28/04/2020 | 79.92 | N/A | 111 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 29/04/2020 | 0.72 | N/A | 1 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 29/04/2020 | 0.71 | N/A | 1 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 30/04/2020 | 27.38 | N/A | 37 Ordinary Shares |
| Collateral Received by an entity | ||||
| Mitsubishi UFJ Financial | controlled by Morgan Stanley - | |||
| Group, Inc. | 30/04/2020 | N/A | see Annexure C | 16,597,524 Ordinary Shares |
| Collateral Received by an entity | ||||
| Mitsubishi UFJ Financial | controlled by Morgan Stanley - | |||
| Group, Inc. | 1/05/2020 | N/A | see Annexure C | 1,217,757 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 5/05/2020 | 1,376.18 | N/A | 1,742 Ordinary Shares |
| Mitsubishi UFJ Financial | ||||
| Group, Inc. | 5/05/2020 | 1,412.25 | N/A | 1,883 Ordinary Shares |
| Collateral Received by an entity | ||||
| Mitsubishi UFJ Financial | controlled by Morgan Stanley - | |||
| Group, Inc. | 5/05/2020 | N/A | see Annexure C | 17,633,910 Ordinary Shares |
AnnexureC
Annexure C
This is annexure C of 4 pages referred to in Form 603, Notice of initial substantial holder dated 8 May 2020
Ryuichiro Sakuma
Authorised signatory Dated 8 May 2020
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for andon behalf of the other Morgan Stanley Companies and EQUITY TRUSTEESLIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND |
| Transfer Date | 20200505; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | Yes/No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes/No |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Yes/No |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Yes/No |
| the amounts due from the other party and only the balance of the account shall be payable. | If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basisof the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against |
| Schedule | |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for andon behalf of the other Morgan Stanley Companies and L1 CAPITAL LONG SHORT(MASTER) FUND |
| Transfer Date | 20200505; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | Yes/No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
AnnexureC
| Scheduled Return Date (if any) | Open |
|---|---|
| Does the borrower have the right to return early? | Yes/No |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Yes/No |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement?Yes/No |
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | ||
|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for andon behalf of the other Morgan Stanley Companies and INTEGRATED CORESTRATEGIES (ASIA) PTE LTD. | |
| Transfer Date | 20200505; | |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | ||
| Does the lender have the right to recall early? | Yes/No | |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | ||
| Will the securities be returned on settlement? | Yes/No | |
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for andon behalf of the other Morgan Stanley Companies and ELLERSTON CAPITALLIMITED AS RESPONSIBLE ENTITY FOR ELLERSTON AUSTRALIAN MARKETNEUTRAL FUND |
| Transfer Date | 20200505; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | Yes/No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes/No | |
|---|---|---|
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | ||
| Does the lender have the right to recall early? | Yes/No | |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | ||
| Will the securities be returned on settlement? | Yes/No |
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | ||
|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for andon behalf of the other Morgan Stanley Companies and L1 LONG SHORT FUNDLIMITED | |
| Transfer Date | 20200505; | |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | ||
| Does the lender have the right to recall early? | Yes/No | |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | ||
| Will the securities be returned on settlement? | Yes/No |
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | ||
|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for andon behalf of the other Morgan Stanley Companies and CERES CAPITAL PTY LTD | |
| Transfer Date | 20200505; | |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. |
AnnexureC
| Does the lender have the right to recall early? | Yes/No | |
|---|---|---|
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | ||
| Will the securities be returned on settlement? | Yes/No | |
| If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basisof the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off againstthe amounts due from the other party and only the balance of the account shall be payable. |