AI assistant
PEET LIMITED Major Shareholding Notification 2019
65600_rns_2019-03-18_8f7c0732-f476-4e31-8fdc-e39c77bcd159.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Ellerston Capital Limited ABN 34 110 397 674 AFSL No. 283 000
Level 11, 179 Elizabeth Street Sydney NSW 2000 Phone +612 9021 7797 Fax +612 9261 0528 www.ellerstoncapital.com
| TO: | The Manager, Company Announcements, ASX |
|---|---|
| FAX No: | |
| FROM: | Ellerston Capital Limited |
| DATE: | 19/03/2019 |
| NO. OF PAGES (Including this page)9 | |
| Dear Manager | |
| RE: | PEET LIMITED - Form 604 |
We attach our notice of a change in substantial holding (Form 604) in respect of PEET LIMITED.
We note that the shares reported in this Form are owned by third party accounts under the discretionary investment management of Ellerston Capital Limited.
$\bar{\alpha}$
None of Ellerston Capital Limited, nor any of its shareholders or any of their associates hold a direct interest in any shares disclosed in this Form.
$\overline{\mathcal{L}}$
Yours sincerely,
Illelly
lan Kelly Company Secretary Ellerston Capital Limited
Form 604 Corporations Act 2001Section 671B
Notice of change of interests of substantial holder
| PEET LIMITEDTo Company Name/Scheme | ||
|---|---|---|
| ACN/ARSN/ARBNACN 008 665 834 | ||
| 1. Details of substantial holder (1) | ||
| Name | Ellerston Capital Limited (Primary Person), and its associates being those persons listed in Annexure B | |
| ACN/ARSN (if applicable) | ACN 110 397 674 | |
| There was a change in the interests of thesubstantial holder on | 15/03/2019 | |
| The previous notice was given to the company on | 4/05/2018 | |
| The previous notice was dated | 4/05/2018 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous Notice | Present Notice | ||||
|---|---|---|---|---|---|
| Class of securities (4) | Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Securities | 34,864,418 | 7.12% | 25,583,574 | 5.29% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevantinterest changed | Nature of change(6) | Consideration given$\vert$ in relation to change | Class and number of securitiesaffected | Person's votes affected |
|---|---|---|---|---|---|
| See Annexure A | See Annexure A | See Annexure A | See Annexure A | See Annexure A | See Annexure A |
Note, all transactions took place on a prescribed financial market (ASX or ChiX)
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevantinterest | Registered holder ofSecurities | Person entitled tobe registered asholder (8) | Nature ofrelevantinterest (6) | Class andnumber ofsecurities | Person's votes | |
|---|---|---|---|---|---|---|
| Primary Person | HSBC CustodyNominees (Australia)Limited | HSBC CustodyNominees(Australia) Limited | In respect of 17,907,488 Securitiesshares held by HSBC Custody Nominees(Australia) Limited as nominee unders608(1)(b) and (c) by having the power tocontrol voting and disposal. | 17,907,488Securities | 3.7% | |
| Primary Person | HSBC CustodyNominees (Australia)Limited | HSBC CustodyNominees(Australia) Limited | In respect of 7,676,086 Securities sharesheld by HSBC Custody Nominees(Australia) Limited as nominee unders608(1)(b) and (c) by having the power tocontrol voting and disposal. | 7,676,086Securities | 1.59% |
5. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See annexures | The Substantial Shareholder - c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000 |
| The entities listed in Annexure B - c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000 | |
|---|---|
| IPEET LIMITED | Level 7, 200 St George's Terrace, PERTH, WA, 6000 |
Signature
| print name Ian Kelly | capacity | Company Secretary |
|---|---|---|
| sign here | date | 19/03/2019 |
PEET LIMITED ACN 008 665 834
This is Annexure A of 1 pages referred to in Form Form 604 Change of interests of substantial holder.
Signature
| print name | lan Kelly | capacity | Company Secretary |
|---|---|---|---|
| sign here | date | 19/03/2019 |
| Person whose relevant | Consideration give in $ Class (6)$ and number of | Persons's votes | |||
|---|---|---|---|---|---|
| Date of Change | interest changed | Natures of change (4) relation to change (5) securities affected | affected | ||
| 19/03/2019 | Primary Person | Buy | $23,795.00 | 24,495 Securities | 24,495 |
| 18/03/2019 | Primary Person | Buy | $1,590.00 | 1,639 Securities | 1,639 |
| 15/03/2019 | Primary Person | Sell | $6,549,252.00 | 6,700,000 Securities | 6,700,000 |
| 1/03/2019 | Primary Person | Sell | $96,925.00 | 102,026 Securities | 102,026 |
| 13/02/2019 | Primary Person | Buy | $2,322.00 | 2,322 Securities | 2,322 |
| 11/02/2019 | Primary Person | Buy | $2,083.00 | 2,066 Securities | 2,066 |
| 8/02/2019 | Primary Person | Buy | $19,395.00 | 19,234 Securities | 19,234 |
| 7/02/2019 | Primary Person | Buy | $2,162.00 | 2,118 Securities | 2,118 |
| 6/02/2019 | Primary Person | Buy | $4,325.00 | 4,212 Securities | 4,212 |
| 5/02/2019 | Primary Person | Buy | $98,970.00 | 96,077 Securities | 96,077 |
| 4/02/2019 | Primary Person | Buy | $10,705.00 | 10,386 Securities | 10,386 |
| 1/02/2019 | Primary Person | Buy | $13,468.00 | 12,974 Securities | 12,974 |
| 31/01/2019 | Primary Person | Buy | $10,070.00 | 9,777 Securities | 9,777 |
| 30/01/2019 | Primary Person | Buy | $17,479.00 | 16,643 Securities | 16,643 |
| 29/01/2019 | Primary Person | Buy | $5,025.00 | 4,753 Securities | 4,753 |
| 25/01/2019 | Primary Person | Buy | $19,353.00 | 18,290 Securities | 18,290 |
| 24/01/2019 | Primary Person | Buy | $7,185.00 | 6,908 Securities | 6,908 |
| 23/01/2019 | Primary Person | Buy | $721.00 | 681 Securities | 681 |
| 22/01/2019 | Primary Person | Buy | $2,553.00 | 2,436 Securities | 2,436 |
| 21/01/2019 | Primary Person | Buy | $4,959.00 | 4,819 Securities | 4,819 |
| 18/01/2019 | Primary Person | Buy | $14,386.00 | 13,985 Securities | 13,985 |
| 17/01/2019 | Primary Person | Sell | $164,035.00 | 159,203 Securities | 159,203 |
| 16/01/2019 | Primary Person | Buy | $8,210.00 | 7,966 Securities | 7,966 |
| 15/01/2019 | Primary Person | Buy | $5,125.00 | 4,954 Securities | 4,954 |
| 14/01/2019 | Primary Person | Buy | $134.00 | 131 Securities | 131 |
| 8/01/2019 | Primary Person | Sell | $421,400.00 | 430,000 Securities | 430,000 |
| Person whose relevant | Consideration give in Class (6) and number of | Persons's votesaffected | |||
|---|---|---|---|---|---|
| Date of Change | interest changed | Natures of change (4) relation to change (5) securities affected | |||
| 28/12/2018 | Primary Person | Buy | $689.00 | 703 Securities | 703 |
| 27/12/2018 | Primary Person | Buy | $5,924.00 | 6,045 Securities | 6,045 |
| 18/12/2018 | Primary Person | Buy | $7,845.00 | 7,874 Securities | 7,874 |
| 17/12/2018 | Primary Person | Sell | $79,916.00 | 79,139 Securities | 79,139 |
| 12/12/2018 | Primary Person | Buy | $6,765.00 | 6,642 Securities | 6,642 |
| 11/12/2018 | Primary Person | Buy | $2,798.00 | 2,745 Securities | 2,745 |
| 10/12/2018 | Primary Person | Buy | $17,647.00 | 17,436 Securities | 17,436 |
| 7/12/2018 | Primary Person | Buy | $436,406.00 | 427,660 Securities | 427,660 |
| 6/12/2018 | Primary Person | Buy | $2,643.00 | 2,593 Securities | 2,593 |
| 5/12/2018 | Primary Person | Buy | $59,809.00 | 57,559 Securities | 57,559 |
| 30/11/2018 | Primary Person | Buy | $3,202.00 | 3,030 Securities | 3,030 |
| 29/11/2018 | Primary Person | Buy | $340.00 | 324 Securities | 324 |
| 28/11/2018 | Primary Person | Buy | $1,192.00 | 1,135 Securities | 1,135 |
| 27/11/2018 | Primary Person | Buy | $41,354.00 | 38,925 Securities | 38,925 |
| 26/11/2018 | Primary Person | Buy | $244.00 | 230 Securities | 230 |
| Primary Person | Buy | $21,445.00 | 20,071 Securities | 20,071 | |
| 23/11/2018 | |||||
| 22/11/2018 | Primary Person | Buy | $104,892.00 | 98,516 Securities | 98,516 |
| 21/11/2018 | Primary Person | Buy | $149,723.00 | 142,217 Securities | 142,217 |
| 20/11/2018 | Primary Person | Buy | $36,101.00 | 34,035 Securities | 34,035 |
| 19/11/2018 | Primary Person | Buy | $34,028.00 | 32,303 Securities | 32,303 |
| 16/11/2018 | Primary Person | Buy | $93,391.00 | 88,581 Securities | 88,581 |
| 15/11/2018 | Primary Person | Buy | $5,375.00 | 5,157 Securities | 5,157 |
| 14/11/2018 | Primary Person | Buy | $1.00 | 1 Securities | 1 |
| 13/11/2018 | Primary Person | Buy | $573,985.00 | 551,653 Securities | 551,653 |
| 12/11/2018 | Primary Person | Buy | $2,511.00 | 2,391 Securities | 2,391 |
| 7/11/2018 | Primary Person | Buy | $6,830.00 | 6,513 Securities | 6,513 |
| 6/11/2018 | Primary Person | Buy | $27,694.00 | 25,997 Securities | 25,997 |
| 5/11/2018 | Primary Person | Buy | $1,426.00 | 1,398 Securities | 1,398 |
| 2/11/2018 | Primary Person | Sell | $1,798,463.00 | 1,712,822 Securities | 1,712,822 |
| 1/11/2018 | Primary Person | Sell | $6,133,688.00 | 5,841,608 Securities | 5,841,608 |
| 31/10/2018 | Primary Person | Buy | $1,037.00 | 940 Securities | 940 |
| 30/10/2018 | Primary Person | Buy | $17,973.00 | 16,026 Securities | 16,026 |
| 29/10/2018 | Primary Person | Buy | $36,500.00 | 32,945 Securities | 32,945 |
| 26/10/2018 | Primary Person | Buy | $16,884.00 | 15,134 Securities | 15,134 |
| Date of Change | Person whose relevantinterest changed | Natures of change (4) relation to change (5) securities affected | Consideration give in $\vert$ Class (6) and number of | Persons's votesaffected | |
|---|---|---|---|---|---|
| 25/10/2018 | Primary Person | Buy | $816.00 | 733 Securities | 733 |
| 23/10/2018 | Primary Person | Buy | $8,935.00 | 7,974 Securities | 7,974 |
| 22/10/2018 | Primary Person | Buy | $27.00 | 24 Securities | 24 |
| 19/10/2018 | Primary Person | Buy | $15,968.00 | 14,168 Securities | 14,168 |
| 18/10/2018 | Primary Person | Buy | $10,293.00 | 9,088 Securities | 9,088 |
| 17/10/2018 | Primary Person | Buy | $841.00 | 743 Securities | 743 |
| 16/10/2018 | Primary Person | Buy | $18,686.00 | 16,595 Securities | 16,595 |
| 15/10/2018 | Primary Person | Buy | $47,852.00 | 42,012 Securities | 42,012 |
| 12/10/2018 | Primary Person | Buy | $14,886.00 | 12,857 Securities | 12,857 |
| 11/10/2018 | Primary Person | Buy | $46.00 | 39 Securities | 39 |
| 10/10/2018 | Primary Person | Buy | $16,936.00 | 14,632 Securities | 14,632 |
| 5/10/2018 | Primary Person | Buy | $41.00 | 35 Securities | 35 |
| 28/09/2018 | Primary Person | Buy | $26,781.00 | 22,800 Securities | 22,800 |
| 26/09/2018 | Primary Person | Buy | $8,345.00 | 7,137 Securities | 7,137 |
| 25/09/2018 | Primary Person | Buy | $19,861.00 | 17,000 Securities | 17,000 |
| 24/09/2018 | Primary Person | Buy | $1,428.00 | 1,221 Securities | 1,221 |
| 21/09/2018 | Primary Person | Buy | $61,435.00 | 52,635 Securities | 52,635 |
| 20/09/2018 | Primary Person | Buy | $12,854.00 | 11,000 Securities | 11,000 |
| 19/09/2018 | Primary Person | Buy | $13,730.00 | 11,614 Securities | 11,614 |
| 18/09/2018 | Primary Person | Buy | $15,652.00 | 13,200 Securities | 13,200 |
| 17/09/2018 | Primary Person | Buy | $4,058.00 | 3,391 Securities | 3,391 |
| 14/09/2018 | Primary Person | Buy | $1,526.00 | 1,300 Securities | 1,300 |
| 31/08/2018 | Primary Person | Buy | $29,603.00 | 24,500 Securities | 24,500 |
| 30/08/2018 | Primary Person | Sell | $123,682.00 | 100,147 Securities | 100,147 |
| 29/08/2018 | Primary Person | Sell | $579,204.00 | 482,670 Securities | 482,670 |
| 1/08/2018 | Primary Person | Buy | $5,077.00 | 4,231 Securities | 4,231 |
| 31/07/2018 | Primary Person | Buy | $48,812.00 | 40,700 Securities | 40,700 |
| 30/07/2018 | Primary Person | Buy | $21,846.00 | 18,266 Securities | 18,266 |
| 27/07/2018 | Primary Person | Buy | $43.00 | 35 Securities | 35 |
| 26/07/2018 | Primary Person | Buy | $32,259.00 | 26,925 Securities | 26,925 |
| 25/07/2018 | Primary Person | Buy | $104.00 | 86 Securities | 86 |
PEET LIMITED ACN 008 665 834
This is Annexure B of 3 pages referred to in Form Form 604 Change of interests of substantial holder.
Signature
| print name lan Kelly | capacity | CompanySecretary |
|---|---|---|
| sign here | date | 19/03/2019 |
The following entities represent the Passive Substantial Holders. Each is a related body corporate of the Principal Person or a person that controls a related body corporate of the Principal Person and so an associate of the Primary Person under section 12(2)(a) of the Corporations Act, and therefore a substantial holder in the Company.
| AUSTRALIAN | |
|---|---|
| PARTY/ENTITY NAME | COMPANY |
| Arctic Capital Ltd | |
| Australian Fluorine Chemicals Pty Ltd | 000 333 684 |
| Bareage Pty Ltd | 060 526 865 |
| BSI Blue Sky International Ltd. (BVI) | |
| Buttermilk Properties LLC | |
| Cairnton Pty Ltd | 001 735 075 |
| Cairnton Holdings Limited | 008 394 134 |
| Captwo Pty Ltd | 091 030 929 |
| Casthree Pty Ltd | 084 494 619 |
| Castwo Pty Ltd | 084 494 520 |
| Cavalane Holdings Pty Ltd | 080 695 754 |
| CBG Holding Company Pty Limited | 163 161 420 |
| Chatsworth One Limited | |
| Chatsworth Two Limited | |
| Chermon Pty Ltd | 123 039 305 |
| Conpress (Hong Kong) Ltd | |
| Conpress (Malaysia) Sdn Bhd | |
| Conpress Cayman, LDC | |
| Conpress Cayman II, LDC | |
| Conpress Cayman III, LDC | |
| Conpress Christchurch Pty Ltd | |
| Conpress Finance BV | |
| Conpress Holdings Pty Ltd | 088 047 974 |
| Conpress International Finance | |
| Conpress International (Netherlands Antilles) II NV | |
| Conpress Mauritius Limited | |
| Conpress Securities Pty Limited | 160 602 853 |
| Consolidated Custodians International Ltd | |
| Consolidated Custodians Pty Ltd | 008 394 492 |
| Consolidated Gaming Pty Ltd | 071 513 409 |
| Consolidated Press (Finance) LLC | |
| Consolidated Press (Finance) Pty Ltd | 001 557 035 |
| Consolidated Press (Finance) II Pty Ltd | 603 295 834 |
| Consolidated Press (Finance) III Pty Ltd | 604 881 030 |
| Consolidated Press Entertainment Pty Ltd | 070 506 606 |
| Consolidated Press Financial Services Pty Ltd | 008 457 869 |
| Consolidated Press Holdings (North America) LLC | |
| Consolidated Press Holdings Pty Ltd | 008 394 509 |
| Consolidated Press International Limited | |
| Consolidated Press International Holdings Limited | |
| Consolidated Press Investments Pty Ltd | 000 089 118 |
| Consolidated Press Property Pty Ltd | 004 160 703 |
| PARTY/ENTITY NAME | AUSTRALIAN |
|---|---|
| Cairnton Holdings Bahamas Limited | COMPANY |
| C.P. International Investments Ltd | |
| CPH Barbuda Holdings Limited | |
| CPH Capital Pty Ltd | 096 130 899 |
| CPH Crown Holdings Pty Limited | 603 296 804 |
| CPH Direct Investments Pty Ltd | 122 328 652 |
| CPH Gaming I Pty Limited | 603 295 674 |
| CPH Gaming II Pty Limited | 603 295 923 |
| CPH Gaming III Pty Limited | 603 296 162 |
| CPH Gaming IVA Pty Limited | 603 296 537 |
| CPH Gaming IVB Pty Limited | 603 296 546 |
| CPH (Ellerston Leisure) Holdings Pty Limited | 608 726 334 |
| CPH Property Pty Limited | 000 031 747 |
| CPH S.One Holdings Pty Limited | 603 297 927 |
| CPH S.One I Pty Limited | 603 297 310 |
| CPH Zhaopin Holdings Pty Limited | 603 298 719 |
| CPH Zhaopin Holdings I Pty Limited | 603 298 344 |
| CPH Zillow Holdings Pty Limited | 603 300 090 |
| CPH Zillow Holdings I Pty Limited | 603 299 074 |
| CPIL Two Limited | |
| ECS Investment Partners Pty Ltd | 166 264 375 |
| EC Ventures GP Pty Limited | 606 074 864 |
| Ellerstina Inversiones (Malaysia) Sdn Bhd | |
| Ellerstina Inversiones SA | |
| Ellerston Australian Small Companies Fund | |
| Ellerston Asia Growth Fund | |
| Ellerston Australian Share Fund | |
| Ellerston Australian Market Neutral Fund | |
| Ellerston Capital Limited | 110 397 674 |
| Ellerston Global Equity Managers Fund | |
| Ellerston Global Macro Fund | |
| Ellerston Global Macro Fund (V2) | |
| Ellerston Global Mid Small Cap Fund | |
| Ellerston Global Mid Small Cap Fund (Hedged) | |
| Ellerston India Fund | |
| Ellerston JAADE Australian Private Assets Fund (Wholesale) | |
| Ellerston Loan Fund | |
| Ellerston MicroCap Fund | 150 851 666 |
| Ellerston Opportunities Pty LtdEllerston Overlay ASF | |
| Ellerston SIV Government Bond Fund | |
| Ellerston Special Opportunities Platform | |
| Hoyts Cinemas America Limited | |
| Hoyts Cinemas Argentina Limited | |
| Hoyts Cinemas Chile Limited | |
| Hoyts Cinemas Operations Pty Ltd | 006 530 347 |
| Hoyts Cinemas Overseas Holdings Sdn Bhd | |
| Hoyts Cinemas Polska sp Zoo | |
| Hoyts Emerging Territories Ltd | |
| Hoyts Overseas Operations Sdn Bhd | |
| HUSH Holdings Company Inc | |
| HUSH Holding Subsidiary Inc | |
| HUSH Holdings US Inc | |
| Hyde Park Gardens (Jersey) Limited | |
| Jaslib Pty Ltd | 065 059 458 |
| Jasopt Pty Ltd | 065 064 164 |
| Lutrust Pty Limited | 088 937 428 |
| Manoc Developments Pty Ltd | 137 556 524 |
| MREDAUS4 Holdings Pty Limited | |
| PARTY/ENTITY NAME | AUSTRALIAN |
|---|---|
| COMPANY | |
| MREDAUS4 Pty Limited | |
| Murray Leisure Group Pty Limited | 000 090 273 |
| Murray Publishers Pty Limited | 000 067 998 |
| Nicarby Pty Ltd | 086 715 362 |
| Northeast Cinemas, L.L.C. | |
| Northeast Cinemas (Connecticut) L.L.C. | |
| Northeast Cinemas (Maryland) L.L.C. | |
| Northkom Pty Ltd | 082 885 961 |
| Northkom I Pty Limited | 604 022 899 |
| Northkom Bahamas Limited | |
| Nova One Limited | |
| Occam Partners Fund LP | |
| Ridgegate Proprietary Limited | 058 139 923 |
| Rosgrove Pty Limited | 051 649 560 |
| S.One Holding Company Pty Limited | 601 640 215 |
| Samenic Pty Limited | 066 234 900 |
| Savabow Pty Ltd | 084 712 774 |
| SBC Burlington Corp | |
| ScrumPac Pty Ltd | 602 375 253 |
| Silthree Pty Ltd | 084 494 575 |
| Siltwo Pty Ltd | 084 494 495 |
| Silver City Cinemas, Inc. | |
| Silver City Holdings, Inc. | |
| Tastee Shears Holdings Pty Limited | 627 444 464 |
| Toranaga Pty Ltd | 056 229 728 |
| Toray Pty Ltd | 002 348 503 |
| West Buttermilk Holdings VIII LLC | |
| Wilbur Holdings Limited | |
| Wilbur One Limited | |
| Western Empire Publications Ltd | |
| Wooltech Pty Limited | 010 717 441 |