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PEET LIMITED — Major Shareholding Notification 2016
Aug 17, 2016
65600_rns_2016-08-17_6026dfb8-4d09-45b4-9f2a-590cb73b637f.pdf
Major Shareholding Notification
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MITSUBISHI-UFJ FINANCIAL GROUP
FACSIMILE TRANSMISSION HEADER
| DATE OF MESSAGE:18/August/2016! | MESSAGE NO: | NUMBER OF PAGESINCLUDING COVER PAGE: 5 |
|---|---|---|
| ITO: ASXMarket Announcements OfficeFAX NO. (61) 2 9778 0999 | cc: | |
| FROM: MITSUBISHI-UFJ FINANCIAL GROUPFAX NO. 81-3-6214-6367 | Corporate Administration Department(Attn: Takase) | TEL NO 81-3-6214-6626 |
| RE: Submission of FORM 605 |
We hereby submit Form 605 as attached.
Best regards,
$\lambda_{\rm{max}}$
Kenji Takase TEL: 81-3-6214-6626 e-mail : [email protected]
This fax message contains confidential and/or personal information, which should not be read by a person other than the specified addressee, disclosed or copied. If you have received this fax in error, please contact the number indicated.
Form 605
Corporations Act 2001Section 671B
Notice of ceasing to be a substantial holder PEET LIMITED To Company Name/Scheme 008 665 834 ACN/ARSN 1. Details of substantial holder (1) Mitsubishi UFJ Financial Group, Inc. Name Not Applicable ACN/ARSN (if applicable) The holder ceased to be a 15 August 2016 substantial holder on 12 August 2016 The previous notice was given to the company on 9 August 2016 The previous notice was dated 17 August 2016 The holder became aware on
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed | Nature of change (6) | Considerationqiven inrelation tochange (7) | Class and number ofSecurities affected | Person's votesaffected |
|---|---|---|---|---|---|
| 10 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 477.50 | 500 Ordinary Shares | 500 |
| 10 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 1 241 50 | 1 300 Ordinary Shares | 1,300 |
| 10 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of shares by anentity controlled byMorgan Stanley | 113.65 | -119 Ordinary Shares | $-119$ |
| 10 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of shares by anentity controlled byMoroan Stanley | 60.30 | -64 Ordinary Shares | -64 |
| 11 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 260.55 | 270 Ordinary Shares | 270 |
| 12 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 47.29 | 49 Ordinary Shares | 49 |
| 12 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 1,146.00 | 1.200 Ordinary Shares | 1.200 |
| 12 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 111.74 | 117 Ordinary Shares | 117 |
| 12 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 7.70 | 8 Ordinary Shares | 8. |
| 12 August 2016 | Mitsublshi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 202.65 | 210 Ordinary Shares | 210 |
| 12 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 271.68 | 283 Ordinary Shares | 283 |
| 12 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 1,067.00 | 1.100 Ordinary Shares | 1.100 |
| 12 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of shares by anentity controlled byMorgan Stanley | 1.241.50 | 1,300 Ordinary Shares | $-1,300$ |
| 12 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of shares by anentity controlled byMorgan Stanley | 2.738.94 | -2.868 Ordinary Shares | $-2,860$ |
| 15 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 1 102 03 | 1 142 Ordinary Shares | 1,142 |
|---|---|---|---|---|---|
| 15 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 532.00 | 600 Ordinary Shares | 600 |
| 15 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 485.76 | 506 Ordinary Shares | 506 |
| 15 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 3.771.22 | 3,908 Ordinary Shares | 3908 |
| 15 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of shares byan entity controlled byMorgan Stanley | 1,050.24 | 1,094 Ordinary Shares | 1.094 |
| 15 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of shares by anentity controlled byMorgan Stanley | 774.72 | -807 Ordinary Shares | $-807$ |
| 15 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of shares by anentity controlled byMorgan Stanley | 260.55 | -270 Ordinary Shares | $-270$ |
| 15 August 2016 | Mitsubishi UFJ Financial Group, Inc. | Collateral returned byan entity controlled byMorgan Stanley - seeAnnexure A | N/A | -18,373,150 OrdinaryShares | $-18.373.150$ |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| .Name and ACN/ARSN (If applicable) | Nature of association |
|---|---|
| Not applicable | Not applicable |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Milsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
and the companies of the companies of the companies of the companies of the companies of the companies of the companies of the companies of the companies of the companies of the companies of the companies of the companies
Signature
| print name | Mr Masaya Fujimoto | capacity | Authorised signatory |
|---|---|---|---|
| sign here | v$\boldsymbol{v}$ر اس | date | 18 August 2016 |
ANNEXURE "A"
This is Annexure "A" of 2 pages referred to in the Form 605 (Notice of Ceasing to be a Substantial Holder), signed by me and dated 18 August 2016.
$\overline{\Gamma}$ Signed: Mr Masaya Fujimoto
| Schedule | ||||
|---|---|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |||
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and | |||
| trustee for and on behalf of the other Morgan Stanley Companies and | ||||
| CREATION FUND LIMITED | ||||
| Transfer Date | 20160509; 20160510; 20160628; 20160630; 20160701; 20160704; | |||
| 20160705; 20160714; | ||||
| Holder of Voting Rights | If prime broker has settled a short sale for the client, voting rights will | |||
| pass to the purchaser of the securities. | ||||
| ¥es∕ NoAre there any restrictions on voting rights? | ||||
| If yes, detail Not applicable | ||||
| Scheduled Return Date (If any) | Open | |||
| Does the borrower have the right to return early? | Yes /No | |||
| If yes, detail At any time the client may return to the prime broker shares which the client previously sold short. | ||||
| Yes /NoDoes the lender have the right to recall early? | ||||
| If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time. | ||||
| Yes AleWill the securities be returned on settlement? | ||||
| If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and | ||||
| on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one | ||||
| party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
| Schedule | ||
|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent andtrustee for and on behalf of the other Morgan Stanley Companies andAMUNDI ABSOLUTE RETURN MACQUARIE ASIAN ALPHA MASTER FUND | |
| Transfer Date | 20160509; 20160510; 20160628; 20160630; 20160701; 20160704;20160705; 20160714; | |
| Holder of Voting Rights | If prime broker has settled a short sale for the client, voting rights willpass to the purchaser of the securities. | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Ves t Ale | |
| If yes, detail At any time the client may return to the prime broker shares which the client previously sold short. | ||
| Does the lender have the right to recall early? | Yes /No | |
| If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time. | ||
| YesANoWill the securities be returned on settlement? | ||
| If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined andon the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from oneالملما ومنفسف والمستحيل المستندد والمتعارف والمتحاول والمتحاول والمتحاول والمتحاولات والمتحاولات والمتحاولات والمتحاولات |
party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | ||||
|---|---|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |||
| Parties to agreement | Morgan Stanley & Co. International pic for itself and as agent andtrustee for and on behalf of the other Morgan Stanley Companies andTHE TRUSTEE FOR TRIBECA GLOBAL TOTAL RETURN FUND | |||
| Transfer Date | 20160804: | |||
| Holder of Voting Rights | If prime broker has settled a short sale for the client, voting rights willpass to the purchaser of the securities. | |||
| Are there any restrictions on voting rights? | ¥es/No | |||
| If yes, detail Not applicable | ||||
| OpenScheduled Return Date (if any) | ||||
| Does the borrower have the right to return early? | Yes /No | |||
| If yes, detail At any time the client may return to the prime broker shares which the client previously sold short. | ||||
| Yes /NoDoes the lender have the right to recall early? | ||||
| If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time. | ||||
| Will the securities be returned on settlement? | Yes /No | |||
| If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined andon the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from oneparty shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
| Global Master Securities Lending Agreement |
|---|
| Morgan Stanley & Co. International pic and SUMITOMO MITSUI |
| BANKING CORPORATION |
| 20160804; 20160805; 20160808; 20160809; 20160810; 20160811; |
| 20160812: 20160815; |
| Borrower |
| Yes/No |
| Open |
| Yes/No |
| If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the |
| Yes /No |
| If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice |
| on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation |
| Yes/No |
| If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by |
| written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |