Form 603Corporations Act 2001Section 671B
Notice of initial substantial holder
| To Company Name/Scheme |
PEET LIMITED |
|
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| ACN/ARSN |
008 665 834 |
|
|
|
|
|
|
| 1. Details of substantial holder (1)Name |
|
Morgan Stanley and its subsidiaries listed in Annexure A |
|
|
Not Applicable |
|
|
| ACN/ARSN (if applicable)The holder became a substantial holder on |
|
August 26, 2016 |
|
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) |
Number of securities |
Person's votes (5) |
Voting power (6) |
| Ordinary Shares |
24.967.057 |
24,967.057 |
5.10% |
|
|
|
Based on 489,980,559 OrdinaryShares Outstanding |
3. Details of relevant interests
$\mathsf{r}$
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest |
Nature of relevant interest (7) |
Class and numberof securities |
| Morgan Stanley & Co.International plc |
Holder of securities subject to an obligation to return under a prime brokerageagreement.Right as lender to recall the shares under a securities lending or primebrokerage arrangement |
18,355,117 OrdinaryShares |
| Morgan Stanley & Co.International plc |
Shares held or in respect of which the holder may exercise control overdisposal in the ordinary course of sales and trading businesses.Right as lender to recall the shares under a securities lending or primebrokerage arrangement. |
5,199,244 OrdinaryShares |
| Morgan Stanley & Co.International plc |
Shares held or in respect of which the holder may exercise control overdisposal in the ordinary course of sales and trading businesses. |
1,406,242 OrdinaryShares |
| Morgan Stanley AustraliaSecurities Limited |
Shares held or in respect of which the holder may exercise control overdisposal in the ordinary course of sales and trading businesses. |
6,454 Ordinary Shares |
| Each of the entities (as listed inAnnexure A) in the MorganStanley group upstream of theabove entities |
Each of the above entities is a body corporate that each upstream entitycontrols and therefore has the relevant interests that the above entitiescollectively have. |
24,967,057 OrdinaryShares (N.B.: Total ofthe above directinterest) |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to beregistered as holder (8) |
Class and number ofsecurities |
|
|
|
|
|
|
| Morgan Stanley & Co. International plc Unknown |
|
Not Applicable |
23,554,361 OrdinaryShares |
| Morgan Stanley & Co. International plc |
HSBC Custody Nominees (Australia)Limited |
Not Applicable |
1,406,242 OrdinaryShares |
| Morgan Stanley Australia SecuritiesLimited |
Morgan Stanley Australia Securities(Nominee) Pty Limited |
Not Applicable |
6,454 Ordinary Shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of |
Consideration (9) |
|
Class and number interest of |
|
|
acquisition |
Cash |
Non-Cash |
securities |
|
| Morgan Stanley Australia Securities Limited |
4/26/2016 |
200.34 |
Buy |
212 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/26/2016 |
1311.95 |
Buy |
1,381 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/26/2016 |
89.30 |
Buy |
94 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/26/2016 |
6.86 |
Buy |
7 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/26/2016 |
398.05 |
Buy |
419 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/26/2016 |
376.81 |
Buy |
403 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/26/2016 |
248.31 |
Buy |
267 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/27/2016 |
435.10 |
Buy |
458 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/27/2016 |
303.35 |
Buy |
321 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/27/2016 |
48.32 |
Buy |
51 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/27/2016 |
1931.35 |
Buy |
2,033 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/27/2016 |
241.58 |
Buy |
257 Ordinary Shares |
|
| Morgan Stanley & Co. International plc |
4/27/2016 |
N/A |
Collateral Received |
9,061,850 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/28/2016 |
1563.03 |
Buy |
1,654 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/28/2016 |
95.45 |
Buy |
101 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
4/28/2016 |
1038.56 |
Buy |
1,099 Ordinary Shares |
|
| Morgan Stanley & Co. International plc |
4/28/2016 |
N/A |
Collateral Received |
8,882,700 Ordinary Shares |
|
| Morgan Stanley & Co. International plc |
4/29/2016 |
N/A |
Collateral Received |
429,720 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/2/2016 |
0.94 |
Buy |
1 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/2/2016 |
173.44 |
Buy |
185 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/2/2016 |
0.93 |
Buy |
1 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/2/2016 |
53.94 |
Buy |
58 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/2/2016 |
106.50 |
Buy |
113 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/2/2016 |
102.06 |
Buy |
108 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/2/2016 |
2749.84 |
Buy |
2,941 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/2/2016 |
3.82 |
Buy |
4 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/2/2016 |
281.61 |
Buy |
298 Ordinary Shares |
|
| Morgan Stanley & Co. International plc. |
5/3/2016 |
232475.00 |
Buy |
250,000 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/3/2016 |
278.24 |
Buy |
296 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/3/2016 |
22.44 |
Buy |
24 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
19.74 |
Buy |
21 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
930.93 |
Buy |
1,001 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
312.48 |
Buy |
336 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
914.19 |
Buy |
983 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
1128.50 |
Buy |
1,220 Ordinary Shares |
|
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
147.08 |
Buy |
159 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
581.57 |
Buy |
622 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
1558.20 |
Buy |
1,680 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
540.50 |
Buy |
575 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
794.22 |
Buy |
854 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
14.80 |
Buy |
16 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
18.45 |
Buy |
20 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/4/2016 |
21.39 |
Buy |
23 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/5/2016 |
3849.85 |
Buy |
4,162 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/5/2016 |
41.51 |
Buy |
45 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/5/2016 |
5182.87 |
Buy |
5,588 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/5/2016 |
382.13 |
Buy |
412 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/5/2016 |
171.13 |
Buy |
185 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/5/2016 |
204.60 |
Buy |
220 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/6/2016 |
16.43 |
Buy |
18 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/6/2016 |
906.20 |
Buy |
985 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/6/2016 |
222.00 |
Buy |
240 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/6/2016 |
18.45 |
Buy |
20 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/6/2016 |
289.01 |
Buy |
315 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/6/2016 |
347.70 |
Buy |
380 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/6/2016 |
559.98 |
Buy |
612 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/6/2016 |
6507.91 |
Buy |
7,060 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/6/2016 |
636.40 |
Buy |
688 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/6/2016 |
1127.00 |
Buy |
1,225 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/9/2016 |
131.20 |
Buy |
143 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/9/2016 |
52.16 |
Buy |
57 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/9/2016 |
1583.32 |
Buy |
1,721 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/9/2016 |
143.52 |
Buy |
156 Ordinary Shares |
| Morgan Stanley & Co. International plc |
5/9/2016 |
N/A |
Borrow |
4,441 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
1860.00 |
Buy |
2,000 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
7552.51 |
Buy |
8,187 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
527.96 |
Buy |
577 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
567.00 |
Buy |
600 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
276.33 |
Buy |
302 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
9426.32 |
Buy |
10,246 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
612.35 |
Buy |
662 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
6224.72 |
Buy |
6,766 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
757.16 |
Buy |
823 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
1133.67 |
Buy |
1,219 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
6836.65 |
Buy |
7,411 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
1019.35 |
Buy |
1,102 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
3228.03 |
Buy |
3,471 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/10/2016 |
6219.88 |
Buy |
6,760 Ordinary Shares |
| Morgan Stanley & Co. International plc |
5/10/2016 |
N/A |
Borrow |
11,907 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/11/2016 |
488.40 |
Buy |
528 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/11/2016 |
96.34 |
Buy |
105 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/11/2016 |
92.00 |
Buy |
100 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/11/2016 |
2850.23 |
Buy |
3,115 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/11/2016 |
3461.96 |
Buy |
3,763 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/11/2016 |
2823.73 |
Buy |
3,103 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/11/2016 |
35.69 |
Buy |
39 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/11/2016 |
2214.00 |
Buy |
2,400 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/11/2016 |
732.00 |
Buy |
800 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/12/2016 |
179.94 |
Buy |
194 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/12/2016 |
125.46 |
Buy |
136 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/12/2016 |
451.40 |
Buy |
488 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/12/2016 |
3478.00 |
Buy |
3,760 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/12/2016 |
4.65 |
Buy |
5 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/12/2016 |
1272.80 |
Buy |
1,376 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/13/2016 |
3284.85 |
Buy |
3,590 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/13/2016 |
3076.48 |
Buy |
3,380 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/13/2016 |
422.05 |
Buy |
460 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/13/2016 |
2171687.78 |
Buy |
2,384,086 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/13/2016 |
3256.80 |
Buy |
3,540 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
2400.58 |
Buy |
2,638 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
1549.25 |
Buy |
1,731 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
17.24 |
Buy |
19 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
69.16 |
Buy |
76 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
27.15 |
Buy |
30 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
70.07 |
Buy |
77 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
2484.30 |
Buy |
2,730 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
447.72 |
Buy |
492 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
3687.91 |
Buy |
4,080 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
2106.00 |
Buy |
2,340 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
749.70 |
Buy |
833 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
5569.37 |
Buy |
6,154 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
322.14 |
Buy |
354 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
45.25 |
Buy |
50 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
31.59 |
Buy |
35 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
135.59 |
Buy |
149 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
678.60 |
Buy |
754 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
631.87 |
Buy |
706 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
978.24 |
Buy |
1,093 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
553.58 |
Buy |
605 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
55.49 |
Buy |
62 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
810.00 |
Buy |
900 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
678.75 |
Buy |
750 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
3636.29 |
Buy |
4,018 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
64.05 |
Buy |
70 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
37.70 |
Buy |
42 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/16/2016 |
772.20 |
Buy |
858 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/17/2016 |
26.04 |
Buy |
28 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/17/2016 |
181.17 |
Buy |
198 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/17/2016 |
889.38 |
Buy |
972 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/17/2016 |
1841.90 |
Buy |
2,013 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/18/2016 |
12.81 |
Buy |
14 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/18/2016 |
3151.26 |
Buy |
3,444 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/18/2016 |
439.20 |
Buy |
480 Ordinary Shares |
|
|
|
|
ಈ |
| Morgan Stanley Australia Securities Limited |
5/18/2016 |
166.52 |
Buy |
181 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/18/2016 |
45.75 |
Buy |
50 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/18/2016 |
327.57 |
Buy |
358 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/18/2016 |
600.24 |
Buy |
656 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/19/2016 |
621.13 |
Buy |
694 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/19/2016 |
559.81 |
Buy |
629 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/19/2016 |
239.33 |
Buy |
263 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/19/2016 |
856.52 |
Buy |
957 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/19/2016 |
0.92 |
Buy |
1 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/19/2016 |
169.24 |
Buy |
187 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/19/2016 |
103.46 |
Buy |
114 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/19/2016 |
554.77 |
Buy |
613 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/19/2016 |
3560.31 |
Buy |
3,978 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/19/2016 |
542.37 |
Buy |
606 Ordinary Shares |
| Morgan Stanley & Co. International plc |
5/20/2016 |
N/A |
Collateral Received |
10,886,794 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/23/2016 |
2197.65 |
Buy |
2,415 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/23/2016 |
2081.50 |
Buy |
2,300 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/23/2016 |
1348.71 |
Buy |
1,474 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/23/2016 |
457.50 |
Buy |
500 Ordinary Shares |
| Morgan Stanley & Co. International plc |
5/23/2016 |
N/A |
Collateral Received |
7,487,476 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/24/2016 |
2755.07 |
Buy |
3,011 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/24/2016 |
896.35 |
Buy |
985 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/24/2016 |
95.03 |
Buy |
105 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/24/2016 |
32.94 |
Buy |
36 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/24/2016 |
266.98 |
Buy |
295 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/24/2016 |
359.53 |
Buy |
394 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/24/2016 |
523.09 |
Buy |
578 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/24/2016 |
1381.38 |
Buy |
1,518 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/25/2016 |
63.35 |
Buy |
70 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/26/2016 |
49.78 |
Buy |
55 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/26/2016 |
549.90 |
Buy |
611 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/26/2016 |
2652.30 |
Buy |
2,947 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/26/2016 |
750.01 |
Buy |
838 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/26/2016 |
99.68 |
Buy |
112 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/26/2016 |
89.10 |
Buy |
99 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/26/2016 |
3.57 |
Buy |
4 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/26/2016 |
2655.27 |
Buy |
2,934 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/27/2016 |
293.23 |
Buy |
317 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/27/2016 |
21.16 |
Buy |
23 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/27/2016 |
28.96 |
Buy |
32 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/27/2016 |
7496.60 |
Buy |
8,193 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/27/2016 |
42.21 |
Buy |
46 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/27/2016 |
1484.13 |
Buy |
1,622 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/27/2016 |
60.06 |
Buy |
66 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/27/2016 |
808.68 |
Buy |
879 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/30/2016 |
1759.47 |
Buy |
1,897 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/30/2016 |
272.60 |
Buy |
290 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/30/2016 |
2513.79 |
Buy |
2,703 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/30/2016 |
478.13 |
Buy |
510 Ordinary Shares |
|
|
|
|
|
| Morgan Stanley Australia Securities Limited |
5/30/2016 |
1593.75 |
Buy |
1,700 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/30/2016 |
892.40 |
Buy |
970 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/30/2016 |
2068.22 |
Buy |
2,212 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/30/2016 |
564.00 |
Buy |
600 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
3612.70 |
Buy |
3,970 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
139.08 |
Buy |
152 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
0.91 |
Buy |
1 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
924.01 |
Buy |
1,021 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
6.34 |
Buy |
7 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
223.25 |
Buy |
246 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
53.07 |
Buy |
58 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
1288.00 |
Buy |
1,400 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
828.00 |
Buy |
900 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
341.25 |
Buy |
375 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
27.30 |
Buy |
30 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
2718.17 |
Buy |
2,987 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
5/31/2016 |
727.09 |
Buy |
799 Ordinary Shares |
| Morgan Stanley & Co. International plc |
6/2/2016 |
N/A |
Collateral Received |
7,934,422 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/3/2016 |
144.80 |
Buy |
160 Ordinary Shares |
| Morgan Stanley & Co. International plc |
6/3/2016 |
N/A |
Collateral Received |
7,493,245 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
16.43 |
Buy |
18 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
152.72 |
Buy |
166 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
16.43 |
Buy |
18 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
384.30 |
Buy |
420 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
2488.80 |
Buy |
2,720 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
7897.65 |
Buy |
8,538 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
1543.76 |
Buy |
1,678 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
1750.84 |
Buy |
1,924 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
1681.77 |
Buy |
1,838 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
4794.60 |
Buy |
5,240 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
2298.63 |
Buy |
2,485 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
1265.92 |
Buy |
1,376 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
3219.08 |
Buy |
3,499 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/6/2016 |
366.00 |
Buy |
400 Ordinary Shares |
| Morgan Stanley & Co. International plc |
6/6/2016 |
N/A |
Collateral Received |
2,946,603 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
144.83 |
Buy |
157 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
22952.03 |
Buy |
24,813 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
932.50 |
Buy |
1,000 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
299.46 |
Buy |
322 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
3035.03 |
Buy |
3,290 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
1218.13 |
Buy |
1,346 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
1587.51 |
Buy |
1,707 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
597.47 |
Buy |
639 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
6371.00 |
Buy |
6,869 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
832.50 |
Buy |
900 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
442.52 |
Buy |
481 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
5057.90 |
Buy |
5,468 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/7/2016 |
7.42 |
Buy |
8 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/8/2016 |
474.30 |
Buy |
510 Ordinary Sharesþ |
|
|
|
|
|
| Morgan Stanley Australia Securities Limited |
6/8/2016 |
344.10 |
Buy |
370 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/9/2016 |
56.89 |
Buy |
62 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/9/2016 |
37.20 |
Buy |
40 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/9/2016 |
15.51 |
Buy |
17 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/9/2016 |
2960.00 |
Buy |
3,200 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/9/2016 |
927.36 |
Buy |
1,008 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/9/2016 |
111.60 |
Buy |
120 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/9/2016 |
1063.75 |
Buy |
1,150 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/9/2016 |
233.33 |
Buy |
255 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/10/2016 |
368.00 |
Buy |
400 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/10/2016 |
30.77 |
Buy |
34 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/10/2016 |
817.22 |
Buy |
903 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/10/2016 |
55.36 |
Buy |
61 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/10/2016 |
5824.49 |
Buy |
6,383 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/10/2016 |
1575.63 |
Buy |
1,722 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/10/2016 |
3308.76 |
Buy |
3,636 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/10/2016 |
1890.39 |
Buy |
2,066 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/15/2016 |
543.00 |
Buy |
600 Ordinary Shares |
| Morgan Stanley & Co. International plc |
6/15/2016 |
N/A |
Collateral Received |
6,227,775 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/16/2016 |
14.20 |
Buy |
16 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/16/2016 |
20.76 |
Buy |
23 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/16/2016 |
1405.15 |
Buy |
1,570 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/16/2016 |
341.19 |
Buy |
377 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/16/2016 |
354.00 |
Buy |
400 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/16/2016 |
26.78 |
Buy |
30 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/16/2016 |
14.36 |
Buy |
16 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/16/2016 |
2775.60 |
Buy |
3,084 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/16/2016 |
1498.76 |
Buy |
1,684 Ordinary Shares |
| Morgan Stanley & Co. International plc |
6/16/2016 |
N/A |
Collateral Received |
3,788,296 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/17/2016 |
447.50 |
Buy |
500 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/17/2016 |
540.00 |
Buy |
600 Ordinary Shares |
| Morgan Stanley & Co. International plc |
6/17/2016 |
N/A |
Collateral Received |
3,379,801 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/20/2016 |
1642.94 |
Buy |
1,846 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/20/2016 |
7.04 |
Buy |
8 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/20/2016 |
313.28 |
Buy |
352 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/20/2016 |
267.00 |
Buy |
300 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/20/2016 |
21.30 |
Buy |
24 Ordinary Shares |
| Morgan Stanley & Co. International plc |
6/20/2016 |
N/A |
Collateral Received |
3,628,980 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/21/2016 |
474.36 |
Buy |
536 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/21/2016 |
1991.00 |
Buy |
2,200 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/21/2016 |
34.01 |
Buy |
38 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/21/2016 |
18.00 |
Buy |
20 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/21/2016 |
37.91 |
Buy |
42 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/21/2016 |
1212.18 |
Buy |
1,362 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/21/2016 |
230.78 |
Buy |
255 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/21/2016 |
1071.90 |
Buy |
1,191 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/21/2016 |
405.20 |
Buy |
454 Ordinary Shares |
| Morgan Stanley & Co. International plc |
6/21/2016 |
N/A |
Collateral Received |
1,349,418 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/22/2016 |
4483.06 |
Buy |
5,009 Ordinary Shares$\mathcal{A}$ |
| Morgan Stanley Australia Securities Limited |
6/22/2016 |
16.96 |
Buy |
19 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/22/2016 |
9.76 |
Buy |
11 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/22/2016 |
2311.20 |
Buy |
2,568 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/22/2016 |
10.68 |
Buy |
12 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/22/2016 |
8.98 |
Buy |
10 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/23/2016 |
4.50 |
Buy |
5 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/23/2016 |
82.81 |
Buy |
91 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/23/2016 |
745.72 |
Buy |
824 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/23/2016 |
1.80 |
Buy |
2 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/23/2016 |
108.60 |
Buy |
120 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/24/2016 |
244.31 |
Buy |
267 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/24/2016 |
4952.70 |
Buy |
5,503 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/24/2016 |
1783619.39 |
Buy |
1,956,152 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/24/2016 |
111.01 |
Buy |
123 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/24/2016 |
15.22 |
Buy |
17 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/24/2016 |
90.75 |
Buy |
100 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/27/2016 |
19.75 |
Buy |
22 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/27/2016 |
851.40 |
Buy |
946 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/27/2016 |
1648.01 |
Buy |
1,821 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/27/2016 |
2996.30 |
Buy |
3,320 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/27/2016 |
11.64 |
Buy |
13 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/27/2016 |
707.40 |
Buy |
786 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/27/2016 |
537.00 |
Buy |
600 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/27/2016 |
1.82 |
Buy |
2 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/28/2016 |
68.72 |
Buy |
77 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/28/2016 |
468.09 |
Buy |
523 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
6/28/2016 |
214.80 |
Buy |
240 Ordinary Shares |
| Morgan Stanley & Co. International plc |
6/30/2016 |
N/A |
Collateral Received |
3,690,000 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
217.62 |
Buy |
234 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
27.83 |
Buy |
30 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
1578.21 |
Buy |
1,697 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
594.08 |
Buy |
632 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
154.70 |
Buy |
170 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
114.70 |
Buy |
124 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
4789.07 |
Buy |
5,122 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
253.39 |
Buy |
271 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
190.84 |
Buy |
208 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
120.25 |
Buy |
130 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/1/2016 |
78.20 |
Buy |
85 Ordinary Shares |
| Morgan Stanley & Co. International plc |
7/1/2016 |
N/A |
Collateral Received |
3,448,695 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/4/2016 |
366.00 |
Buy |
400 Ordinary Shares |
| Morgan Stanley & Co. International plc. |
7/4/2016 |
N/A |
Collateral Received |
3,309,530 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/5/2016 |
912.74 |
Buy |
971 Ordinary Shares |
| Morgan Stanley & Co. International plc |
7/5/2016 |
N/A |
Collateral Received |
3,297,712 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
94.50 |
Buy |
100 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
114.60 |
Buy |
120 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
617.90 |
Buy |
668 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
698.45 |
Buy |
747 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
1520.00 |
Buy |
1,600 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
386.40 |
Buy |
420 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
413.08 |
Buy |
449 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
121.55 |
Buy |
130 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
35.63 |
Buy |
38 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
65.85 |
Buy |
71 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
3.73 |
Buy |
4 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/6/2016 |
2886.74 |
Buy |
3,071 Ordinary Shares |
| Morgan Stanley & Co. International plc |
7/6/2016 |
N/A |
Collateral Received |
3,335,152 Ordinary Shares |
| Morgan Stanley & Co. International plc |
7/7/2016 |
N/A |
Collateral Received |
1,293,181 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/8/2016 |
680.68 |
Buy |
728 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/8/2016 |
11.19 |
Buy |
12 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/8/2016 |
19.53 |
Buy |
21 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/8/2016 |
1400.60 |
Buy |
1,490 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/8/2016 |
128.10 |
Buy |
137 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/12/2016 |
407.96 |
Buy |
434 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/12/2016 |
215.46 |
Buy |
228 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/12/2016 |
1.87 |
Buy |
2 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/12/2016 |
80.63 |
Buy |
86 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/12/2016 |
1479.56 |
Buy |
1,574 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/12/2016 |
145.53 |
Buy |
154 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/13/2016 |
21.56 |
Buy |
23 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/13/2016 |
85.54 |
Buy |
91 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/13/2016 |
1318.82 |
Buy |
1,403 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/13/2016 |
15.12 |
Buy |
16 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/13/2016 |
7695.78 |
Buy |
8,187 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/13/2016 |
425.25 |
Buy |
450 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
17.58 |
Buy |
19 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
1808.73 |
Buy |
1,914 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
3312.65 |
Buy |
3,487 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
225.60 |
Buy |
240 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
16.07 |
Buy |
17 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
12.32 |
Buy |
13 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
209.00 |
Buy |
220 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
455.49 |
Buy |
482 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
2068.00 |
Buy |
2,200 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
230.58 |
Buy |
244 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
1402.50 |
Buy |
1,500 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/14/2016 |
64.60 |
Buy |
68 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/15/2016 |
1799.16 |
Buy |
1,914 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/15/2016 |
1969.38 |
Buy |
2,084 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/15/2016 |
28.91 |
Buy |
31 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/15/2016 |
3150.02 |
Buy |
3,369 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/15/2016 |
302.68 |
Buy |
322 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/18/2016 |
567.00 |
Buy |
600 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/18/2016 |
13.06 |
Buy |
14 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/18/2016 |
347.80 |
Buy |
370 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/18/2016 |
1006.06 |
Buy |
1,076 Ordinary Shares5,200 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/19/2016 |
4914.00 |
Buy |
|
| Morgan Stanley Australia Securities Limited |
7/19/2016 |
444.15 |
Buy |
470 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/19/2016 |
33.25 |
Buy |
35 Ordinary Shares |
| Morgan Stanley & Co. International plc |
7/19/2016 |
N/A |
Collateral Received |
4,067,729 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/20/2016 |
457.38 |
Buy |
484 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/20/2016 |
15.20 |
Buy |
16 Ordinary Shares |
| Morgan Stanley & Co. International plc. |
7/20/2016 |
N/A |
Collateral Received |
3,762,698 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/21/2016 |
1824.00 |
Buy |
1,900 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/21/2016 |
356.27 |
Buy |
377 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/21/2016 |
725.76 |
Buy |
768 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/21/2016 |
1233.86 |
Buy |
1,292 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/21/2016 |
1.91 |
Buy |
2 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/21/2016 |
155.93 |
Buy |
165 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/21/2016 |
537.70 |
Buy |
566 Ordinary Shares |
| Morgan Stanley & Co. International plc |
7/21/2016 |
N/A |
Collateral Received |
3,070,705 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/22/2016 |
66.68 |
Buy |
70 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/22/2016 |
582.35 |
Buy |
613 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/22/2016 |
197.60 |
Buy |
208 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/22/2016 |
105.05 |
Buy |
110 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/22/2016 |
1115.10 |
Buy |
1,180 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/22/2016 |
82.00 |
Buy |
87 Ordinary Shares |
| Morgan Stanley & Co. International plc |
7/22/2016 |
N/A |
Collateral Received |
3,016,349 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/25/2016 |
991.80 |
Buy |
1,044 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/25/2016 |
51.17 |
Buy |
54 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/25/2016 |
555.54 |
Buy |
591 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/25/2016 |
724.78 |
Buy |
769 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/25/2016 |
451.71 |
Buy |
478 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/25/2016 |
2164.05 |
Buy |
2,290 Ordinary Shares |
| Morgan Stanley & Co. International plc. |
7/25/2016 |
N/A |
Collateral Received |
3,014,140 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/26/2016 |
668.50 |
Buy |
700 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/26/2016 |
947.84 |
Buy |
1,003 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/26/2016 |
396.15 |
Buy |
417 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/26/2016 |
1045.00 |
Buy |
1,100 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/26/2016 |
161.08 |
Buy |
170 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/26/2016 |
259.88 |
Buy |
275 Ordinary Shares |
| Morgan Stanley & Co. International plc. |
7/26/2016 |
N/A |
Collateral Received |
1,442,649 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/27/2016 |
3143.47 |
Buy |
3,362 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/27/2016 |
1.89 |
Buy |
2 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/27/2016 |
1247.69 |
Buy |
1,338 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/27/2016 |
298.92 |
Buy |
318 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/27/2016 |
6769.04 |
|
7,163 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/27/2016 |
|
Buy |
225 Ordinary Shares |
|
|
213.75 |
Buy |
|
| Morgan Stanley Australia Securities Limited |
7/29/2016 |
288.23 |
Buy |
305 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/29/2016 |
1115.10 |
Buy |
1,180 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
7/29/2016 |
108.39 |
Buy |
115 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/1/2016 |
180.50 |
Buy |
191 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/1/2016 |
668.50 |
Buy |
700 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/1/2016 |
305.60 |
Buy |
320 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/1/2016 |
354.33 |
Buy |
372 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/1/2016 |
556.61 |
Buy |
589 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/1/2016 |
147.03 |
Buy |
156 Ordinary Shares$\sim$ |
| Morgan Stanley Australia Securities Limited |
8/1/2016 |
245.44 |
Buy |
257 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/2/2016 |
194.16 |
Buy |
206 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/2/2016 |
265.55 |
Buy |
281 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/2/2016 |
525.35 |
Buy |
553 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/2/2016 |
198.45 |
Buy |
210 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/3/2016 |
805.31 |
Buy |
859 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/3/2016 |
183.30 |
Buy |
195 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/3/2016 |
34.02 |
Buy |
36 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/4/2016 |
955.00 |
Buy |
1,000 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/4/2016 |
37.05 |
Buy |
39 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/4/2016 |
59.85 |
Buy |
63 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/4/2016 |
157.70 |
Buy |
166 Ordinary Shares |
| Morgan Stanley & Co. International plc |
8/4/2016 |
N/A |
Collateral Received |
4,615,258 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/5/2016 |
305.60 |
Buy |
320 Ordinary Shares |
| Morgan Stanley & Co. International plc |
8/5/2016 |
N/A |
Collateral Received |
4,633,118 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/8/2016 |
824.50 |
Buy |
850 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/8/2016 |
204.75 |
Buy |
210 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/8/2016 |
1605.12 |
Buy |
1,672 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/8/2016 |
113.65 |
Buy |
119 Ordinary Shares |
| Morgan Stanley & Co. International plc |
8/8/2016 |
N/A |
Collateral Received |
4,955,280 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/9/2016 |
3937.92 |
Buy |
4,102 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/9/2016 |
977.92 |
Buy |
1,024 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/9/2016 |
74.30 |
Buy |
78 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/9/2016 |
2228.02 |
Buy |
2,333 Ordinary Shares |
| Morgan Stanley & Co. International plc |
8/9/2016 |
N/A |
Collateral Received |
4,169,494 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/10/2016 |
477.50 |
Buy |
500 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/10/2016 |
1241.50 |
Buy |
1,300 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/11/2016 |
260.55 |
Buy |
270 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/12/2016 |
47.29 |
Buy |
49 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/12/2016 |
1146.00 |
Buy |
1,200 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/12/2016 |
111.74 |
Buy |
117 Ordinary Shares |
|
8/12/2016 |
7.70 |
Buy |
8 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/12/2016 |
202.65 |
Buy |
210 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/12/2016 |
|
|
283 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
|
271.68 |
Buy |
1,100 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/12/2016 |
1067.00 |
Buy |
1,142 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/15/2016 |
1102.03 |
Buy |
|
| Morgan Stanley Australia Securities Limited |
8/15/2016 |
582.00 |
Buy |
600 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/15/2016 |
485.76 |
Buy |
506 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/15/2016 |
3771.22 |
Buy |
3,908 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/15/2016 |
1050.24 |
Buy |
1,094 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/16/2016 |
13926.20 |
Buy |
14,320 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/16/2016 |
1358.28 |
Buy |
1,372 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/16/2016 |
2808.00 |
Buy |
2,880 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/16/2016 |
5194.00 |
Buy |
5,300 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/16/2016 |
7.92 |
Buy |
8 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/17/2016 |
2487.50 |
Buy |
2,500 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/17/2016 |
1400.00 |
Buy |
1,400 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/18/2016 |
1485.00 |
Buy |
1,500 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/18/2016 |
206.85 |
Buy |
210 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/19/2016 |
791.94 |
Buy |
804 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/19/2016 |
137.90 |
Buy |
140 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/19/2016 |
140.00 |
Buy |
140 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/19/2016 |
55.44 |
Buy |
56 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/22/2016 |
39.70 |
Buy |
40 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/22/2016 |
1383.05 |
Buy |
1,390 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/22/2016 |
1452.70 |
Buy |
1,460 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/22/2016 |
1089.00 |
Buy |
1,100 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/22/2016 |
356.40 |
Buy |
360 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/23/2016 |
1700.00 |
Buy |
1,700 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/23/2016 |
507.45 |
Buy |
510 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/23/2016 |
1373.10 |
Buy |
1,380 Ordinary Shares |
| Morgan Stanley & Co. International plc |
8/23/2016 |
N/A |
Collateral Received |
4,300,866 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/24/2016 |
949.41 |
Buy |
959 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/24/2016 |
487.08 |
Buy |
492 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/24/2016 |
1263.65 |
Buy |
1,270 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/24/2016 |
9.83 |
Buy |
10 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/24/2016 |
541.75 |
Buy |
550 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/24/2016 |
114.26 |
Buy |
116 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/24/2016 |
412.83 |
Buy |
417 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/24/2016 |
12.84 |
Buy |
13 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/24/2016 |
870.74 |
Buy |
884 Ordinary Shares |
| Morgan Stanley & Co. International plc |
8/24/2016 |
N/A |
Collateral Received |
8,629,680 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/25/2016 |
433.44 |
Buy |
448 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/25/2016 |
0.98 |
Buy |
1 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/25/2016 |
729.44 |
Buy |
752 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/25/2016 |
390.98 |
Buy |
401 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/25/2016 |
1.95 |
Buy |
2 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/25/2016 |
600.00 |
Buy |
600 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/25/2016 |
27.79 |
Buy |
28 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/25/2016 |
1018.88 |
Buy |
1,024 Ordinary Shares |
| Morgan Stanley & Co. International plc |
8/25/2016 |
N/A |
Collateral Received |
4,291,640 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/26/2016 |
625.19 |
Buy |
619 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/26/2016 |
379.25 |
Buy |
370 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/26/2016 |
130.65 |
Buy |
130 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/26/2016 |
263.61 |
Buy |
261 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/26/2016 |
326.40 |
Buy |
320 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/26/2016 |
28.14 |
Buy |
28 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/26/2016 |
370.80 |
Buy |
360 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/26/2016 |
111.65 |
Buy |
110 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/26/2016 |
410.00 |
Buy |
400 Ordinary Shares |
| Morgan Stanley Australia Securities Limited |
8/26/2016 |
621.00 |
Buy |
600 Ordinary Shares |
| Morgan Stanley & Co. International plc |
8/26/2016 |
N/A |
Collateral Received |
1,132,931 Ordinary Shares |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
| Morgan Stanley Australia Securities Limited |
Its a body corporate controlled by each upstream entity as listed in Annexure A |
| Morgan Stanley & Co. International plc |
Is a body corporate controlled by each upstream entity as listed in Annexure A |
7. Addresses
The addresses of persons named in this form are as follows:
| Name |
Address |
| Morgan Stanley |
1585 Broadway, New York 10036, USA |
| Morgan Stanley Australia Securities Limited |
Level 39 Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia |
| Morgan Stanley & Co. International plc |
25 Cabot Square, Canary Wharf, London E14 4QA, United Kingdom |
Signature
| capacity |
Executive Director |
| date |
August 31, 2016 |
|
|
|
|
|
|
Annexure A
List of Morgan Stanley and its subsidiaries that have a relevant interest or deemed to have a relevant interest in the shares or units stated in Section 3.
| Name |
|
| —Morgan Stanley |
|
| -Morgan Stanley International Holdings Inc. |
|
| Morgan Stanley International Limited |
|
| Morgan Stanley UK Group |
|
| Morgan Stanley Investments (UK) |
|
| Morgan Stanley & Co. International plc |
|
| Morgan Stanley International Incorporated |
|
| - Morgan Stanley (Australia) Securities Holdings Pty Limited |
|
| Morgan Stanley Australia Securities Limited |
|
Signature
|
print name Annie Gong |
capacity |
Executive Director |
| sign here |
|
date |
August 31, 2016 |
|
|
|
|
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager andtrustee of an equity trust), the names could be included in an ann $(1)$ they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a $(5)$ relevant interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
- Include details of: $(7)$
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown." $(8)$
- Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, ormay, become entitled to receive in relation to that acquisition. Details $(9)$ contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
GUIDE
This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 603.
| Signature |
|
|
This form must be signed by either a director or a secretary of the substantial holder. |
| Lodging period |
Nil |
|
|
| Lodging Fee |
Nil |
|
|
| Other forms to becompleted |
Nil |
|
|
| Additional information |
(a) |
|
If additional space is required to complete a question, the information may be included on a separate piece ofpaper annexed to the form. |
|
(b) |
|
This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme.A copy of this notice must also be given to each relevant securities exchange. |
|
(C) |
|
The person must give a copy of this notice: |
|
|
(i) |
within 2 business days after they become aware of the information; or |
|
|
(ii) |
by 9.30 am on the next trading day of the relevant securities exchange after they become aware of theinformation if: |
|
|
(A) |
a takeover bid is made for voting shares in the company or voting interests in the scheme; and |
|
|
(B) |
the person becomes aware of the information during the bid period. |
| Annexures |
|
|
To make any annexure conform to the regulations, you must |
|
1 |
|
use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides |
|
2 |
|
show the corporation name and ACN or ARBN |
|
3 |
|
number the pages consecutively |
|
4 |
|
print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied |
|
5 |
|
identify the annexure with a mark such as A, B, C, etc |
|
6 |
|
endorse the annexure with the words:This is annexure (mark) of (number) pages referred to in form (form number and title) |
|
|
|
7 sign and date the annexure. |
|
|
|
The annexure must be signed by the same person(s) who signed the form. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
Annexure B
This is Annexure B referred to in the Form 603: Notice of becoming a substantial holder issued by Morgan Stanley and its subsidiaries. The following is description of the securities lending agreements referenced in the accompanying Form 603.
| Schedule |
|
| Type of Agreement |
International Prime Brokerage Agreement |
| Parties to agreement |
Morgan Stanley & Co. International plc for itself and as agent andtrustee for and on behalf of the other Morgan Stanley Companies andTHE TRUSTEE FOR TRIBECA GLOBAL TOTAL RETURN FUND |
| Transfer Date |
20160804; 20160823; |
| Holder of Voting Rights |
If prime broker has settled a short sale for the client, voting rights willpass to the purchaser of the securities. |
| Are there any restrictions on voting rights? |
Yes/No |
| If yes, detail Not applicable |
|
| Scheduled Return Date (if any) |
Open |
| Does the borrower have the right to return early? |
Yes ANo |
| If yes, detail At any time the client may return to the prime broker shares which the client previously sold short. |
|
| Does the lender have the right to recall early? |
Yes ANo |
| If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time. |
|
| Will the securities be returned on settlement? |
Yes/No |
| party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined andon the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one |
| Schedule |
|
|
| Type of Agreement |
Global Master Securities Lending Agreement |
|
| Parties to agreement |
Morgan Stanley & Co. International plc and THE BANK OF NEW YORKMELLON TRUST (JAPAN), LTD. |
|
| Transfer Date |
20160822; 20160823; 20160824; 20160825; 20160826; |
|
| Holder of Voting Rights |
Borrower |
|
| Are there any restrictions on voting rights? |
Yes/No |
|
| If yes, detail Not applicable |
|
|
| Scheduled Return Date (if any) |
Open |
|
| Does the borrower have the right to return early? |
Yes/No |
|
| Lender in accordance with the Lender's instructions. |
If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the |
|
| Yes/NoDoes the lender have the right to recall early? |
|
|
| through which the Loaned Securities were originally delivered. |
If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving noticeon any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation |
|
| Will the securities be returned on settlement? |
Yes/No |
|
|
If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may bywritten notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
|
| Schedule |
|
|
Global Master Securities Lending Agreement |
| Type of Agreement |
|
| Parties to agreement |
Morgan Stanley & Co. International plc and SUMITOMO MITSUI |
|
BANKING CORPORATION |
| Transfer Date |
20160823; 20160824; 20160825; 20160826; |
| Holder of Voting Rights |
Borrower |
| Are there any restrictions on voting rights? |
Yes/No |
| If yes, detail Not applicable |
|
| Scheduled Return Date (if any) |
Open |
|
|
| Does the borrower have the right to return early? |
Yes/No |
|
If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the |
| Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? |
Yes/No |
|
If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice |
|
on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation |
| through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? |
Yes ANO |
| If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by |
|
| written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
|
| Schedule |
|
| Type of Agreement |
Global Master Repurchase Agreement |
| Parties to agreement |
Morgan Stanley & Co. International plc and DEKABANK DEUTSCHEGIROZENTRALE |
| Transfer Date |
20160822; 20160823; 20160824; 20160825; 20160826; |
| Holder of Voting Rights |
Buyer in relation to Purchased Securities and the transferee in the caseof Margin Securities. |
| Are there any restrictions on voting rights? |
Yes/No |
If yes, detail Buyer, in the case of Purchased Securities, and transferee, in the case of Margin Securities, shall use its best endeavours to arrange for voting rights of that kind to be exercised in relation to the relevant number of securities of that kind in accordance with the instructions of the other party provided that it holds such Securities and the other party shall have notified Buyer or transferee, as the case may be, of its instructions no later than seven Business Days prior to the date the votes are exercisable.
| Scheduled Return Date (if any) |
Open |
| Does the borrower have the right to return early? |
|
If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the settlement or delivery of the Equivalent Securities. If Seller requests and Buyer agrees, Transaction may be varied such that Buyer transfers Securities equivalent to the Purchased Securities to the Seller in exchange for the transfer of other securities as agreed.
| Does the lender have the right to recall early? |
Yes AN O |
| settlement or delivery of the Equivalent Securities. |
If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the |
| Will the securities be returned on settlement? |
Yes ANO |
|
If yes, detail any exceptions If an Event of Default occurs with respect to either party, the Parties' obligation to deliver Equivalent Securities and |
|
Equivalent Margin Securities will cease. The Non-defaulting party will calculate the Default Market Value of Equivalent Securities and Equivalent |
| Margin Securities, set off the sums due from one party to another, and only the balance of the account shall be payable. |
|
| Schedule |
|
| Type of Agreement |
Global Master Repurchase Agreement |
| Parties to agreement |
Morgan Stanley & Co. International plc and LYB FINANCE COMPANY BV |
| Transfer Date |
20160701; 20160704; 20160705; 20160706; 20160707; 20160708; |
|
20160711; 20160712; 20160713; 20160714; 20160715; 20160718; |
|
20160719; 20160720; 20160721; 20160722; 20160725; 20160726; |
|
20160727; 20160728; 20160729; 20160801; 20160802; 20160803; |
|
20160804; 20160805; 20160808; 20160809; 20160810; 20160811; |
|
20160812; 20160815; 20160816; 20160817; 20160818; 20160819; |
|
20160822; 20160823; 20160824; 20160825; 20160826; |
| Holder of Voting Rights |
Buyer in relation to Purchased Securities and the transferee in the case |
|
of Margin Securities. |
| Are there any restrictions on voting rights? |
Yes ANo |
If yes, detail Buyer, in the case of Purchased Securities, and transferee, in the case of Margin Securities, shall use its best endeavours to arrange for voting rights of that kind to be exercised in relation to the relevant number of securities of that kind in accordance with the instructions of the other party provided that it holds such Securities and the other party shall have notified Buyer or transferee, as the case may be, of its instructions no later than seven Business Days prior to the date the votes are exercisable.
| Scheduled Return Date (if any) |
Open |
|
| Does the borrower have the right to return early? |
Yes AN |
|
If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the settlement or delivery of the Equivalent Securities. If Seller requests and Buyer agrees, Transaction may be varied such that Buyer transfers Securities equivalent to the Purchased Securities to the Seller in exchange for the transfer of other securities as agreed.
| Does the lender have the right to recall early? |
Yes ANO |
| settlement or delivery of the Equivalent Securities. |
If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the |
| Will the securities be returned on settlement? |
Yes/Ne |
If yes, detail any exceptions If an Event of Default occurs with respect to either party, the Parties' obligation to deliver Equivalent Securities and Equivalent Margin Securities will cease. The Non-defaulting party will calculate the Default Market Value of Equivalent Securities and Equivalent Margin Securities, set off the sums due from one party to another, and only the balance of the account shall be payable.
| Global Master Securities Lending AgreementMorgan Stanley & Co. International plc and DEKABANK DEUTSCHEGIROZENTRALE20160822; 20160823; 20160824; 20160825; 20160826;Borrower |
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| Yes/No |
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| Open |
| Yes/No |
| If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the |
| Yes/No |
| If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving noticeon any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation |
| Yes ANo |
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| Schedule |
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| Type of Agreement |
Global Master Securities Lending Agreement |
| Parties to agreement |
Morgan Stanley & Co. International plc and ROTHESAY LIFE PLC |
| Transfer Date |
20160823; 20160824; 20160825; 20160826; |
| Holder of Voting Rights |
Borrower |
| Are there any restrictions on voting rights? |
Yes/No |
| If yes, detail Not applicable |
|
| Scheduled Return Date (if any) |
Open |
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| Does the borrower have the right to return early? |
Yes/No |
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If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the |
| Lender in accordance with the Lender's instructions. |
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| Does the lender have the right to recall early? |
Yes ANo |
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If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice |
| on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation |
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| through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? |
Yes Ale |
| If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by |
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| written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
|
| Schedule |
|
| Type of Agreement |
International Prime Brokerage Agreement |
| Parties to agreement |
Morgan Stanley & Co. International plc for itself and as agent andtrustee for and on behalf of the other Morgan Stanley Companies andELLERSTON CAPITAL LIMITED AS RESPONSIBLE ENTITY FOR ELLERSTONAUSTRALIAN MARKET NEUTRAL FUND |
| Transfer Date |
20160826; |
| Holder of Voting Rights |
If prime broker has settled a short sale for the client, voting rights willpass to the purchaser of the securities. |
| Are there any restrictions on voting rights? |
Yes/No |
| If yes, detail Not applicable |
|
| Scheduled Return Date (if any) |
Open |
| Does the borrower have the right to return early? |
Yes/No |
| If yes, detail At any time the client may return to the prime broker shares which the client previously sold short. |
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| Does the lender have the right to recall early? |
Yes ANo |
| If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time. |
|
| Will the securities be returned on settlement? |
Yes ANo |
party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
The above schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| capacity |
Executive Director |
| date |
August 31, 2016 |
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