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PEET LIMITED Major Shareholding Notification 2016
65600_rns_2016-09-05_8cec118e-da7d-4fd7-ad1e-b47c122817bc.pdf
Major Shareholding Notification
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MITSUBISHI-UFJ FINANCIAL GROUP
FACSIMILE TRANSMISSION HEADER
| DATE OF MESSAGE:6/September/2016 | MESSAGE NO: | NUMBER OF PAGESINCLUDING COVER PAGE: 6 |
|---|---|---|
| ITO: ASXMarket Announcements OfficeFAX NO. (61) 2 9778 0999 | CC: | |
| FROM: MITSUBISHI-UFJ FINANCIAL GROUPFAX NO. 81-3-6214-6367 | Corporate Administration Department(Attn: Takase) | TEL NO 81-3-6214-6626 |
| RE: Submission of FORM 605 |
$\bar{1}$
We hereby submit Form 605 as attached.
Best regards,
Kenji Takase TEL : 81-3-6214-6626 e-mail : [email protected]
This fax message contains confidential and/or personal information, which should not be read by a person other than the specified addressee, disclosed or copied. If you have received this fax in error, please contact the number indicated.
Form 605Corporations Act 2001Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | PEET LIMITED |
|---|---|
| ACN/ARSN | 008 665 834 |
| 1. Details of substantial holder (1) | |
| NameACN/ARSN (if applicable) | Mitsubishi UFJ Financial Group, Inc.Not Applicable |
| The holder ceased to be asubstantial holder onThe previous notice was given to the company onThe previous notice was datedThe holder became aware on | 1 September 201631 August 201626 August 20165 September 2016 |
2. Changes in relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interestchanged | Nature of change (6) | Consideration given Inrelation tochange (7) | Class and numberof Securitiesaffected | Person'svotesaffected |
|---|---|---|---|---|---|
| 29 August 2016 | Mitsubishi UFJ Financial Group.inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 2.00 | -2 Ordinary Shares | $-2$ |
| 29 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 297.00 | 300 OrdinaryShares | 300 |
| 30 August2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 263.61 | -261 OrdinaryShares | $-261$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 1.047.42 | -1,012 OrdinaryShares | $-1.012$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,tnc. | Sale of shares by an entitycontrolled by Morgan Stanley | 2.706.06 | -2.653 OrdinaryShares | $-2,653$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,lnc. | Sale of shares by an entitycontrolled by Morgan Stanley | 100.88 | -97 OrdinaryShares | $-97$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 641.00 | -641 OrdinaryShares | $-641$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,lnc. | Sale of shares by an entitycontrolled by Morgan Stanley | 326.40 | -320 OrdinaryShares | $-320$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 701.95 | -695 OrdinaryShares | $-695$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 25.63 | -25 OrdinaryShares | $-25$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an enlitycontrolled by Morgan Stanley | 410.00 | -400 OrdinaryShares | $-400$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 772,85 | -769 OrdinaryShares | $-769$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 2.229.38 | -2,175 OrdinaryShares | $-2,175$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 37.56 | -37 OrdinaryShares | $-37$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 1.889.00 | $-1,889$ OrdinaryShares | $-1,089$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 2.720.20 | -2.680 OrdinaryShares | $-2,680$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group.Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 697.31 | -677 OrdinaryShares | $-677$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Iпc. | Sale of shares by an entitycontrolled by Morgan Stanley | 3,047.17 | -3.017 OrdinaryShares | $-3,017$ |
| 30 August 2016 | Mitsubishi UFJ Financial Group.Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 415.14 | -407 OrdinaryShares | $-407$ |
発信:三菱UFJ信託銀行IS事業部
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an enlitycontrolled by Morgan Stanley | 264.62 | 262 OrdinaryShares | 262 |
|---|---|---|---|---|---|
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an entitycontrolled by Morgan Stenley | 18.18 | 18 Ordinary Shares | 18 |
| 30 August 2016 | Mitsubishi UFJ Financial Group.Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 922.50 | 900 OrdinaryShares | 900 |
| 30 August 2016 | Mitsubishi UFJ Financial Group,inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 43.11 | 43 Ordinary Shares | 43 |
| 30 August 2016 | Mitsubishi UFJ Financial Group,inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 220.50 | 211 OrdinaryShares | 211 |
| 30 August 2016 | Mitsubishi UFJ Financial Group.Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 111.65 | 110 OrdinaryShares | 110 |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 137.69 | 137 OrdinaryShares | 137 |
| 30 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 404.56 | 389 OrdinaryShares | 389 |
| 31 August 2016 | Mitsubishi UFJ Financial GroupInc. | Sale of shares by an entitycontrolled by Morgan Stanley | 4 3 6 1 9 4 | -4,406 OrdinaryShares | $-4,406$ |
| 31 August 2016 | Mitsubishi UFJ Financial Group.Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 755.21 | -759 OrdinaryShares | $-7,59$ |
| 31 August 2016 | Mitsubishi UFJ Financial Group.inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 776.00 | -776 OrdinaryShares | $-776$ |
| 31 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an enlitycontrolled by Morgan Stanley | 2 9 9 9 2 3 | $-2,954$ OrdinaryShares | $-2,954$ |
| 31 August 2016 | Mitsubishi UFJ Financial Group.Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 15.76 | 16 Ordinary Shares | 16 |
| 31 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 271.35 | 270 OrdinaryShares | 270 |
| 31 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 398,00 | 400 OrdinaryShares | 400 |
| 31 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 90.90 | 90 Ordinary Shares | 90 |
| 31 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an enlitycontrolled by Morgan Stanley | 181.80 | 180 OrdinaryShares | 180 |
| 31 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an entilycontrolled by Morgan Stanley | 346.26 | 348 OrdinaryShares | 348 |
| 31 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 439.00 | 439 OrdinaryShares | 439 |
| 31 August 2016 | Mitsubishi UFJ Financial Group,In¢. | Purchase of shares by an entitycontrolled by Morgan Stanley | 137.00 | 137 OrdinaryShares | 137 |
| 31 August 2016 | Mitsubishi UFJ Financial Group,inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 257.40 | 260 OrdinaryShares | 260 |
| 31 August 2016 | Mitsubishi UFJ Financial Group,Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 175.12 | 176 OrdinaryShares | 176 |
| 1 September 2016 | Mitsubishl UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 3,215.00 | -3.215 OrdinaryShares | 3,215 |
| 1 September 2016 | Mitsubishi UFJ Financial Group,ļnç. | Sale of shares by an entitycontrolled by Morgan Stanley | 922.50 | -900 OrdinaryShares | -900 |
| 1 September 2016 | Mitsubishi UFJ Financial Group,lnc. | Sale of shares by an entitycontrolled by Morgan Stanley | 359.79 | -358 OrdinaryShares | $-358$ |
| 1 September 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 264.62 | -262 OrdinaryShares | $-262$ |
| 1 September 2016 | Mitsubishi UFJ Financial Group,lnc. | Sale of shares by an entitycontrolled by Morgan Stanley | 111.65 | -110 OrdinaryShares | $-110$ |
| 1 September 2016 | Mitsubishi UFJ Financial Group,Inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 220.50 | -211 OrdinaryShares | $-211$ |
| 1 September 2016 | Mitsubishi UFJ Financial Group,inc. | Sale of shares by an entitycontrolled by Morgan Stanley | 29,786.50 | $-29,060$ OrdinaryShares | $-29,060$ |
| 1 September 2016 | Mitsubishi UFJ Financial Group.Inc. | Purchase of shares by an entitycontrolled by Morgan Stanley | 84.58 | 85 Ordinary Shares | 85 |
| 1 September 2016 | Mitsubishi UFJ Financial Group,Inc. | Collateral returned by an entitycontrolled by Morgan Stanley -see Annexure A | N/A | $-18,355,117$Ordinary Shares | 18,355,117 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associales of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Not applicable | Not applicable |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature
| print name Mr Masaya Fujimoto | capacity | Authorised signatory | |
|---|---|---|---|
| sign here | ∼ | date | 6 September 2016 |
٦
ANNEXURE "A"
This is Annexure "A" of 2 pages referred to in the Form 605 (Notice of Ceasing to be a Substantial Holder), signed by meand dated 6 September 2016.
Signed: Mr Masaya Fujimoto
| Schedule | ||
|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent andtrustee for and on behalf of the other Morgan Stanley Companies andTHE TRUSTEE FOR TRIBECA GLOBAL TOTAL RETURN FUND | |
| Transfer Date | 20160804; 20160823; | |
| Holder of Voting Rights | If prime broker has settled a short sale for the client, voting rights willpass to the purchaser of the securities. | |
| Are there any restrictions on voting rights? | Yes/ No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail At any time the client may return to the prime broker shares which the client previously sold short. | ||
| Does the lender have the right to recall early? | Yes /No | |
| If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time. | ||
| Yes /NoWill the securities be returned on settlement? | ||
| party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. | If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined andon the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one |
| Schedule | |
|---|---|
| Type of Agreement | Global Master Repurchase Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc and DEKABANK DEUTSCHE |
| GIROZENTRALE | |
| Transfer Date | 20160822; 20160823; 20160824; 20160825; 20160826; 20160829; |
| 20160830; 20160831; 20160901; | |
| Holder of Voting Rights | Buyer In relation to Purchased Securities and the transferee in the case |
| of Margin Securities. | |
| Are there any restrictions on voting rights? | Yes Ale |
| If yes, detail Buyer, in the case of Purchased Securities, and transferee, in the case of Margin Securities, shall use its best endeavours to arrange | |
| for voting rights of that kind to be exercised in relation to the relevant number of securities of that kind in accordance with the instructions of the | |
| other party provided that it holds such Securities and the other party shall have notified Buyer or transferee, as the case may be, of its instructions | |
| no later than seven Business Days prior to the date the votes are exercisable. | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes AHO |
| If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the | |
| settlement or delivery of the Equivalent Securities. If Seller requests and Buyer agrees, Transaction may be varied such that Buyer transfers | |
| Securities equivalent to the Purchased Securities to the Seller in exchange for the transfer of other securities as agreed. | |
| Does the lender have the right to recall early? | Yes /No |
| If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the | |
| settlement or delivery of the Equivalent Securities. | |
| Will the securities be returned on settlement? | Yes Ale |
| If yes, detail any exceptions if an Event of Default occurs with respect to either party, the Parties' obligation to deliver Equivalent Securities and | |
| Equivalent Margin Securities will cease. The Non-defaulting party will calculate the Default Market Value of Equivalent Securities and Equivalent | |
| Margin Securities, set off the sums due from one party to another, and only the balance of the account shall be payable. | |
| Type of AgreementMorgan Stanley & Co. International plc and THE BANK OF NEW YORKParties to agreementMELLON TRUST (JAPAN), LTD.20160822; 20160823; 20160824; 20160825; 20160826; 20160829;Transfer Date20160830; 20160831; 20160901;BorrowerHolder of Voting RightsYes/NoAre there any restrictions on voting rights?If yes, detail Not applicableOpenScheduled Return Date (if any)Yes/NoDoes the borrower have the right to return early?If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to theLender in accordance with the Lender's instructions.Yes/NoDoes the lender have the right to recall early?If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving noticeon any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisationthrough which the Loaned Securities were originally delivered.Yes/NoWill the securities be returned on settlement?If yes, detail any exceptions if the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may bywritten notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. | Global Master Securities Lending Agreement | |||
|---|---|---|---|---|
| Schedule | |
|---|---|
| Global Master Repurchase Agreement | |
| Type of Agreement | Morgan Stanley & Co. International plc and LYB FINANCE COMPANY BV |
| Parties to agreement | |
| Transfer Date | 20160701; 20160704; 20160705; 20160706; 20160707; 20160708;20160711; 20160712; 20160713; 20160714; 20160715; 20160718;20160719; 20160720; 20160721; 20160722; 20160725; 20160726;20160727; 20160728; 20160729; 20160801; 20160802; 20160803;20160804; 20160805; 20160808; 20160809; 20160810; 20160811;20160812; 20160815; 20160816; 20160817; 20160818; 20160819;20160822; 20160823; 20160824; 20160825; 20160826; 20160829;20160830; 20160831; 20160901; |
| Holder of Voting Rights | Buyer in relation to Purchased Securities and the transferee in the caseof Margin Securities. |
| Are there any restrictions on voting rights? | Yes/No. |
If yes, detail Buyer, in the case of Purchased Securities, and transferee, in the case of Margin Securities, shall use its best endeavours to arrange for voting rights of that kind to be exercised in relation to the relevant number of securities of that kind in accordance with the instructions of the other party provided that it holds such Securities and the other party shall have notified Buyer or transferee, as the case may be, of its instructions no later than seven Business Days prior to the date the votes are exercisable.
| Scheduled Return Date (if any) | Ореп |
|---|---|
| Best the hammung hour the right to return early? | Yes /No |
If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the settlement or delivery of the Equivalent Securities. If Seller requests and Buyer agrees, Transaction may be varied such that Buyer transfers Securities equivalent to the Purchased Securities to the Seller in exchange for the transfer of other securities as agreed.
Yes/Ne Does the lender have the right to recall early? If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the settlement or delivery of the Equivalent Securities. | Yes/No Will the securities be returned on settlement?
If yes, detail any exceptions If an Event of Default occurs with respect to either party, the Parties' obligation to deliver Equivalent Securities and Equivalent Margin Securities will cease. The Non-defaulting party will calculate the Default Market Value of Equivalent Securities and Equivalent Margin Securities, set off the sums due from one party to another, and only the balance of the account shall be payable.