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PEET LIMITED Major Shareholding Notification 2016
65600_rns_2016-09-15_d105d96f-282a-40fb-b539-6ea691026da0.pdf
Major Shareholding Notification
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MITSUBISHI-UFJ FINANCIAL GROUP
FACSIMILE TRANSMISSION HEADER
| DATE OF MESSAGE:16/September/2016 | MESSAGE NO: | NUMBER OF PAGESINCLUDING COVER PAGE: 22 |
|---|---|---|
| TO:ASXMarket Announcements OfficeFAX NO. (61) 2 9778 0999 | CC: | |
| FROM: MITSUBISHI-UFJ FINANCIAL GROUP | Corporate Administration Department(Attn: K.Takase) | |
| RE: Submission of FORM 603 | FAX NO. 81-3-6214-6367 TEL NO 81-3-6214-6626 |
We hereby submit Form 603 as attached.
Best regards,
Kenji Takase TEL: 81-3-6214-6626 e-mail: [email protected]
This fax message contains confidential and/or personal information, which should not be read by a person other than the specified addressee, disclosed or copied. If you have received this fax in error, please contact the number indicated.
Form 603 Corporations Act 2001
Notice of initial substantial holder
The holder became a substantial holder on The holder became aware on
13 September 2016 15 September 2016
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary Shares | 24,577,989 | 24,577,989 | 5.02% |
| Based on 489,980,559 OrdinaryShares Outstanding |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and numberof securities |
|---|---|---|
| Mitsubishi UFJ Financial Group.llnc. | Relevant Interest in securities that Morgan Stanley Australia SecuritiesLimited has a relevant interest in under section 608(3) of the Corporations Act (18,374,270 Ordinaryas Milsubishi UFJ Financial Group, Inc. has voting power of over 20% inMorgan Stanley Inc. | ÍShares |
| Mitsubishi UFJ Financial Group,linc. | Relevant interest in securities that Morgan Stanley Australia SecuritiesLimiled has a relevant interest in under section 608(3) of the Corporations Act[4,586,427 Ordinaryas Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% inMorgan Stanley Inc. | Shares |
| Mitsubishi UFJ Financial Group,llnc. | Relevant interest in securities that Morgan Stanley Australia SecuritiesLimited hes a relevant interest in under section 608(3) of the Corporations Act 11,429,861 Ordinaryas Mitsubishi UFJ Financial Group, Inc. has voling power of over 20% inMorgan Stanley Inc. | Shares |
| Mitsubishi UFJ Financial Group,linc. | Relevent interest in securities that Morgan Stanley Australia SecuritiesLimited has a relevant interest in under section 608(3) of the Corporations Actas Milsubishi UFJ Financial Group, Inc. has voting power of over 20% in 257 Ordinary SharesMorgan Stanley Inc. | |
| Mitsubishi UFJ FinancialGroup, Inc. | Relevant Interest in securities that Morgen Stanley Austrelia SecuritiesLimited has a relevant interest in under section 608(3) of the Corporations Act 187,174 Ordinaryas Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% inMorgan Stanley Inc. | IShares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to beregistered as holder (8) | Class and number ofsecurities |
|---|---|---|---|
| Milsubishi UFJ Financial Group, Inc. | lUnknown | Not Applicable | 22.960,697 OrdinaryIShares |
| Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees (Australia)Limitad | (Not Applicable | 1,420,861 OrdinarylShares |
| Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley Australia Securities(Nominee) Pty Limited | Not Applicable | 257 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | [HSBC Custody Nominees (Australia)⊔miled | Not Applicable | 1187,174 OrdinaryShares |
5. Consideration
$\ddot{\phantom{a}}$
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant Interest | Date of acquisition | Consideration (9) | Class and number | |
|---|---|---|---|---|
| (MM/DD/YYYY) | Cash | Non-Cash | Interest of securities | |
| Mitsubishi UFJ Financial Group, Inc. | 05/10/2016 | 2400.50 | N/A | 2,638 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 05/10/2016 | 1549.25 | N/A | 1,731 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/18/2016 | 17.24 | N/A | 19 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/16/2016 | 69.16 | N/A | 76 Ordinary Shares |
| Mitsublahi UFJ Financial Group, Inc. | 05/16/2016 | 27.16 | N/A | 30 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 70.07 | N/A | |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 2484.30 | N/A | 77 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 447,72 | N/A | 2.730 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 3607.91 | N/A | 492 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 2106.00 | N/A | 4,080 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/15/2016 | N/A | 2,340 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 749.70 | NIA | 633 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 5569.37 | N/A | 6,154 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 05/16/2018 | 322.14 | N/A | 354 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 45,25 | N/A | 50 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/10/2010 | 31:50 | N/A | 35 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 06/16/2016 | 135,50 | N/A | 149 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/16/2016 | 676:60 | N/A | 764 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 631.87 | ΝA | 706 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 078.24 | N/A | 1.093 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 553,58 | N/A | 605 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 05/10/2010 | 55.40 | N/A | 62 Ordinary Shares |
| Miteubishi UFJ Financial Group, Inc. | 05/16/2016 | 810.00 | N/A | 900 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 675.75 | ΝIΑ | 750 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/10/2016 | 3638.29 | 4,019 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 64.05 | N/A | 70 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 37.70 | NA | 42 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/16/2016 | 772.20 | N/A | 858 Ordinary Shares |
| 05/17/2016 | 26.04 | ÑÄ. | 26 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/17/2016 | 151.17 | N/A | 198 Ordinary Shares |
|---|---|---|---|---|
| Milsubishi UFJ Financial Group, Inc. | 05/17/2016 | 889.38 | N/A | 972 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/17/2016 | 1841.90 | N/A | 2,013 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/18/2016 | 12.01 | N/A | 14 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/18/2016 | 3151.26 | N/A | 3,444 Ordinery Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/18/2016 | 439.20 | N/A | 480 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/18/2016 | 166.52 | N/A | 181 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 05/18/2010 | 45.75 | N/A | 50 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/10/2016 | 327.57 | N/A | 356 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/18/2016 | 600.24 | N/A | |
| Miteubishi UFJ Financial Group, Inc. | 05/19/2016 | 621.13 | N/A | 656 Ordinary Shares |
| Miteublishi UFJ Financial Group, Inc. | 05/19/2016 | N/A | 694 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 559.81 | N/A | 629 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 05/19/2016 | 239.33 | N/A | 263 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/19/2016 | 858.52 | N/A | 957 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/19/2016 | 0.92 | N/A | 1 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/19/2016 | 109.24 | N/A | 187 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/19/2016 | 103,46 | N/A | 114 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/10/2016 | 654.77 | N/A | 613 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/19/2016 | 3560.31 | N/A | 3.978 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/19/2016 | 542.37 | Collaleral received by an entity | 606 Ordinary Shares |
| 06/20/2016 | N/A | controlled by Morgan Stanley -see Annexure B | 10,886,704 OrdinaryShares | |
| Milsubishi UFJ Financial Group, Inc. | Collateral received by an enlitycontrolled by Morgan Stanley - | 7,467,476 Ordinary | ||
| Milsubishi UFJ Financial Group, Inc. | 06/23/2016 | N/A | see Annexure BΝA | Shares |
| 05/23/2016 | 2197.65 | 2,415 Ordinary Shares | ||
| Mitsubishi UFJ Financial Group, Inc. | 05/23/2016 | 2081.50 | N/A | 2,300 Ordinary Shares |
| Milaubishi UFJ Financial Group, Inc. | 05/23/2016 | 1348.71 | N/A | 1.474 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/23/2016 | 457.50 | N/A | 500 Ordinary Shares |
| Mitsubishi UFJ Financial Group, inc. | 05/24/2016 | 2755.07 | N/A | 3,011 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/24/2016 | 896.35 | N/A | 965 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/24/2016 | 95.03 | N/A | 105 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/24/2016 | 32.94 | N/A | 36 Ordinary Shares |
| Mitsublehl UFJ Financial Group, Inc. | 05/24/2016 | 266.98 | N/A | 295 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 05/24/2016 | 359.53 | N/A | 394 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/24/2016 | 623.09 | N/A | 578 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/24/2016 | 1381.38 | N/A | 1,518 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/25/2016 | 63.35 | N/A | 70 Ordinary Shares |
| Miteubishi UFJ Financial Group, Inc. | 05/26/2016 | N/A | ||
| Mitsublehi UFJ Financial Group, Inc. | 05/26/2016 | 49.7B | NIA | 55 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 540.00 | N/A | 611 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 05/26/2016 | 2652.30 | N/A | 2,947 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/20/2016 | 750.01 | NA | 83B Ordinary Shares |
| Mitsubish! UFJ Financial Group, Inc. | 05/26/2016 | 59.66 | N/A | 112 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/26/2016 | 89.10 | N/A | 99 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/26/2016 | 3.57 | NIA | 4 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/26/2016 | 2655,27 | N/A | 2,934 Ordinary Shares |
| Mitsublehi UFJ Financial Group, Inc. | 06/27/2016 | 293.23 | N/A | 317 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/27/2016 | 21.16 | N/A | 23 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/27/201605/27/2016 | 28.967496.60 | N/A | 32 Ordinary Shares6,193 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/27/2016 | 42.21 | N/A | 46 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 05/27/2016 | 1484.13 | N/A | |
| Milsubishi UFJ Financial Group, Inc. | 05/27/2016 | 00.06 | NIA | 1,622 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | N/A | 66 Ordinary Shares | ||
| Mitsubishi UFJ Financial Group, Inc. | 05/27/2010 | 808.68 | N/A | 879 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/30/2016 | 1759.47 | N/A | 1.897 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/30/2016 | 272.60 | ÑÄ | 290 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/30/2016 | 2513.79 | N/A | 2.703 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/30/2016 | 470.13 | N/A | 510 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/30/2016 | 1593,76 | N/A | 1,700 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/30/2016 | 892.40 | N/A | 970 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/30/2016 | 2066.22 | N/A | 2,212 Ordinary Sheres |
| Milsubishi UFJ Financial Group, Inc. | 05/30/2016 | 564.00 | N/A | 600 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/31/2016 | 3612.70 | N/A | 3,970 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/31/2016 | 139.08 | N/A | 152 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 05/31/2016 | 0.91 | N/A | 1 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/31/2016 | 924.01 | N/A | 1,021 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/31/2016 | 6.34 | N/A | 7 Ordinary Shares |
| Mitsublehl UFJ Financial Group, Inc. | 05/31/2010 | 223.26 | N/A | 246 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/31/2016 | 53.07 | N/A | 58 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/31/2016 | 1288.00 | N/A | 1.400 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/31/2016 | 828.00 | N/A | 900 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/31/2016 | 341.25 | N/A | 375 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 05/31/2016 | 27.30 | N/A | 30 Ordinary Shares |
| 05/31/2016 | 2718.17 | 2,987 Ordinary Shares | ||
| Mitsubishi UFJ Financial Group, Inc. | 05/31/2016 | 727.09 | N/A | 799 Ordinary Shares |
| Mitsublehi UFJ Financial Group, Inc. | Collateral received by an entitycontrolled by Morgan Stanley - | 7,934,422 Ordinary | ||
| Mitsubishi UFJ Financial Group, Inc. | 06/02/2016 | N/A | see Annexure BCollateral received by an entity | Shares |
| 06/03/2016 | N/A | controlled by Morgan Stanley - | 7,493,245 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 06/03/2016 | 144.60 | see Annexure BN/A | 160 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entity | |||
| 06/06/2016 | N/A | controlled by Morgan Stanley -see Annexure B | 2,946,603 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 06/06/2016 | 16.43 | N/A | 16 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/06/2016 | 152.72 | ΪWΑ | 166 Ordinary Shares |
| Mileubishi UFJ Financial Group, Inc. | 06/06/2016 | 16.43 | N/A | 18 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 00/09/2016 | 384.30 | N/A | 420 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/08/2016 | 2408.80 | N/A | 2,720 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/06/2016 | 7897.65 | N/A | 8,638 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 00/00/2016 | 1543.76 | N/A | 1,678 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/06/2016 | 1750.84 | N/A | 1,924 Ordinary Shares |
| Mitsubisht UFJ Financial Group, Inc. | 06/06/2016 | 1001,77 | Ñ۸. | 1,838 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/06/2016 | 4794.60 | N/A | 5,240 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/06/2016 | 2298.63 | N/A | 2,485 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/08/2016 | 1265.92 | N/A | 1,376 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/06/2016 | 3219.08 | N/A | 3,499 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/06/2016 | 366.00 | NIA | 400 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 144.83 | N/A | 157 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc.Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 22052.03 | N/AN/A | 24,613 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | N/A | ||
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 299.46 | N/A | 322 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 3035,03 | N/A | 3,290 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 1216.13 | N/A | 1,346 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 1587.51 | N/A | 1.707 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 597.47 | N/A | 639 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 6371.00 | NA | 6,869 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 832.50 | N/A | 900 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 442.62 | N/A | 481 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 5057.90 | N/A | 5,468 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/07/2016 | 7.42 | N/A | 6 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/08/2010 | 474.30 | 510 Ordinary Shares | |
| Milsubishi UFJ Financial Group, Inc. | 06/08/2010 | 344.10 | N/A | 370 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 06/09/2016 | 66.89 | NA | 62 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/09/2016 | 37.20 | NIA | 40 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/09/2016 | 15.51 | N/A | 17 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/09/2016 | 2960,00 | N/A | 3,200 Ordinary Shares |
| Mitsublehi UFJ Financial Group, Inc. | 06/00/2016 | 927.30 | N/A | 1,008 Ordinary Shares |
| Mileubishi UFJ Financial Group, Inc. | 06/09/2016 | 111.60 | NΑ. | 120 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/09/2016 | 1063.75 | N/A | 1,150 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/09/2016 | 233.33 | N/A | 255 Ordinary Shares |
| 06/10/2016 | 368,00 | N/A | 400 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 06/10/2016 | 30.77 | N/A | 34 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/10/2016 | 817.22 | N/A | 903 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/10/2016 | 55.36 | N/A | 61 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 06/10/2010 | 5624,49 | NA | 6,383 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/10/2016 | 1575.63 | N/A | 1,722 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/10/2016 | 3308.76 | N/A | 3,636 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/10/2016 | 1090.39 | N/A | 2.066 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entitycontrolled by Morgan Stanley - | 6,227,775 Ordinary | ||
| Misubishi UFJ Financial Group, Inc. | 06/15/2016 | N/A | see Annexure B | Sheres |
| Mitsubishi UFJ Financial Group, Inc. | 06/15/2016 | 643.00 | N/ACollateral received by an entity | 600 Ordinary Shares |
| 06/16/2016 | N/A | controlled by Morgan Stanley - | 3,768,296 Ordinary | |
| Mitsubishi UFJ Financial Group, Inc. | 06/16/2016 | 14.20 | see Annexure BÑΛ. | Shares |
| Miteubishi UFJ Financial Group, Inc. | 06/16/2016 | N/A | 16 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 20.76 | N/A | 23 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 06/16/2016 | 1405.15 | N/A | 1,570 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/16/2016 | 341.19 | N/A | 377 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/16/2016 | 354.00 | NJA | 400 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/16/2016 | 26,78 | N/A | 30 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/18/2016 | 14.36 | NA | 16 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/16/2016 | 2776.60 | NA | 3,084 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/16/2016 | 1498.76 | Collateral received by an entity | 1,684 Ordinary Shares |
| 06/17/2016 | N/A | controlled by Morgan Stanley -see Annexure B | 3,379,801 OrdinaryShares | |
| Milsubishi UFJ Financial Group, Inc. | 06/17/2016 | 447.60 | N/A | 500 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/17/2016 | 540.00 | N/A | 600 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entity | |||
| Milsubishi UFJ Financial Group, Inc. | 06/20/2016 | N/A | controlled by Morgan Stanley -see Annexure B | 3,628,980 OrdinaryShares |
| Mitsublehi UFJ Financial Group, Inc. | 06/20/2016 | 1642,94 | ÑĀ | 1,846 Ordinary Shares |
| 06/20/2016 | 7.04 | N/A | 8 Ordinary Shares |
発信:三菱UFJ信託銀行IS事業部
| Mitsubishi UFJ Financial Group, Inc. | 06/20/2016 | 313.26 | N/A | 352 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 06/20/2016 | 267.00 | N/A | 300 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/20/2016 | 21.30 | N/A | 24 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/21/2016 | N/A | Collateral received by an entitycontrolled by Morgan Stanley -see Annexure B | 1,349,418 OrdinarySharas |
| Mitsubishi UFJ Financial Group, inc. | 06/21/2016 | 474.36 | NA | 536 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/21/2016 | 1001.00 | ÑÄ. | 2,200 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/21/2016 | 34.01 | N/A | 38 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/21/2016 | 18.00 | N/A | 20 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/21/2016 | 37.91 | N/A | 42 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/21/2016 | 1212.18 | N/A | 1,362 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/21/2016 | 230.7B | N/A | 255 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/21/2016 | 1071.90 | N/A | 1.191 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/21/2016 | 405.20 | NIA | 454 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/22/2016 | 4403.06 | N/A | 5,009 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/22/2016 | 16,86 | N/A | 19 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 06/22/2016 | 9.76 | NÀ | 11 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/22/2016 | 2311.20 | N/A | 2,588 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/22/2010 | 10.68 | N/A | 12 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | N/A | |||
| Milsubishi UFJ Financial Group, Inc. | 06/22/2010 | 8,96 | N/A | 10 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/23/2016 | 4.50 | ÑÄ | 5 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 06/23/2016 | 82.61 | N/A | 91 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 06/23/2016 | 74572 | N/Ä | 824 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/23/2016 | 1,60 | N/A | 2 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/23/2016 | 108.60 | N/A | 120 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/24/2016 | 244.31 | N/A | 267 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/24/2016 | 4952.70 | N/A | 5,503 Ordinary Shares1,956,152 Ordinary |
| Mitsubishi UFJ Financial Group, Inc. | 06/24/2016 | 1783619.39 | N/A | Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/24/2016 | 111.01 | N/A | 129 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 00/24/2016 | 15.22 | N/A | 17 Ordinary Shares |
| 06/24/2016 | 90.75 | 100 Ordinary Shares | ||
| Mitsubishi UFJ Financial Group, Inc. | 06/27/2016 | 19.75 | N/A | 22 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/27/2016 | 851.40 | ÑΆ. | 946 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/27/2016 | 1648.01 | N/A | 1.021 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/27/2016 | 2006.30 | N/A | 3,320 Ordinary Shares |
| Mitsubisht UFJ Financial Group, Inc. | 06/27/2016 | 11.64 | NIA | 13 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/27/2016 | 707.40 | NA | 766 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/27/2016 | 637.00 | NA | 600 Ordinary Shares |
| Mitsubiehl UFJ Financial Group, Inc. | 06/27/2016 | 1.62 | N/A | 2 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/28/2016 | 68.72 | N/A | 77 Ordinary Shares |
| Millsublehi UFJ Financial Group, Inc. | 06/20/2016 | 466.09 | N/A | 523 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/28/2016 | 214.00 | N/A | 240 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/30/2016 | N/A | Collateral received by an entitycontrolled by Morgan Stanley -see Annexure B | 3,690,000 OrdinaryShares |
| Mitsubishi UFJ Financial Group, Inc. | Colleteral received by an entitycontrolled by Morgan Stanley - | 3,448,695 Ordinary | ||
| Mitsubishi UFJ Financial Group, Inc. | 07/01/2016 | N/A | see Annexure BN/A | Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/01/2016 | 217.62 | N/A | 234 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/01/2016 | 27.63 | NÄ | 30 Ordinary Shares |
| 07/01/2016 | 1678.21 | 1,897 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/01/2016 | 504.00 | N/A | 632 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 07/01/2016 | 154.70 | N/A | 170 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/01/2016 | 114.70 | N/A | 124 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/01/2016 | 4789.07 | N/A | 5,122 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/01/2016 | 263.39 | N/A | 271 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/01/2016 | 190.84 | N/A | 208 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | N/A | 130 Ordinary Shares | ||
| Mitsubishi UFJ Financial Group, Inc. | 07/01/201607/01/2016 | 120.25 | N/A | 65 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 78.20 | Collateral received by an entity | ||
| 07/04/2016 | N/A | controlled by Morgan Stanley -see Annexure B | 3,309,530 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 07/04/2016 | 366.00 | N/A | 400 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entitycontrolled by Morgan Stanley -see Annexure B | 3,297,712 OrdinarySheres | ||
| Mitsubishi UFJ Financial Group, Inc. | 07/05/2016 | NΜ | ||
| Mitsubishi UFJ Financial Group, Inc. | 07/05/2016 | 912.74 | N/ACollateral received by an enlity | 971 Ordinary Shares |
| 07/06/2016 | N/A | controlled by Morgan Stanley -see Annexure B | 3,335,152 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 07/06/2016 | 94.50 | N/A | 100 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/06/2016 | 114.60 | N/A | 120 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 07/06/2016 | 617.90 | NA | 668 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 07/06/2016 | 698.45 | N/A | 747 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 07/06/2016 | 1520.00 | NΛ | 1,600 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/06/2016 | 365.40 | N/A | 420 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/06/2016 | 413.06 | N/A | 449 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 07/06/2016 | 121.55 | NA | 130 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/06/2016 | 36.63 | N/A | 38 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/06/2010 | 65.05 | NA | 71 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/06/2016 | 3.75 | N/A | 4 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 07/06/2016 | 2006.74 | N/A | 3,071 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/07/2016 | N/A | Collateral received by an entitycontrolled by Morgan Stanley -see Annexure B | 1 293 101 OrdinaryShares |
| Mitsubishi UFJ Financial Group, Inc. | 07/08/2016 | 660.68 | N/A | 728 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | N/A | 12 Ordinary Shares | ||
| Mitsubishi UFJ Financial Group, Inc. | 07/08/2016 | 11.19 | N/A | 21 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/06/2010 | 18,53 | N/A | |
| Mitsubishi UFJ Financial Group, Inc. | 07/08/2016 | 1400.60 | N/A | 1,490 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/08/2016 | 128.10 | N/A | 137 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/12/2016 | 407.06 | N/A | 434 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/12/2016 | 216.48 | N/A | 228 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/12/2010 | 1.87 | N/A | 2 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/12/2018 | 80.63 | N/A | 66 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/12/2016 | 1479,56 | N/A | 1.574 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/12/2016 | 145.53 | N/A | 154 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/13/2016 | 21.56 | N/A | 23 Ordinary Sheres |
| Mitsubishi UFJ Financial Group, Inc. | 07/13/2016 | 85.54 | N/A | 91 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/13/2010 | 1918.82 | N/A | 1,403 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/13/2016 | 15.12 | N/A | 16 Ordinary Shares |
| 07/13/2016 | 7695,78 | N/A | 8,187 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 07/13/2016 | 425.26 | 450 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 07/14/2016 | 17.58 | N/A | 19 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/14/2016 | 1608.73 | N/A | 1.914 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/14/2016 | 3312.65 | N/A | 3,487 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/14/2016 | 225.60 | N/A | 240 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 07/14/2016 | 16.07 | N/A | 17 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/14/2016 | 12.32 | N/A | 13 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/14/2016 | 209.00 | N/A | |
| Mitsubishi UFJ Financial Group, Inc. | ÑΆ | 220 Ordinary Shares | ||
| Mitsubishi UFJ Financial Group, Inc. | 07/14/2016 | 455.49 | N/A | 462 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/14/2016 | 2066.00 | $\overline{\text{N/A}}$ | 2,200 Ordinary Shares |
| Miteubishi UFJ Financial Group, Inc. | 07/14/2016 | 230.56 | N/A | 244 Ordinary Shares |
| Miteubishi UFJ Financial Group, Inc. | 07/14/2016 | 1402.50 | N/A | 1,500 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/14/2016 | 64,60 | N/A | 68 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/15/2016 | 1799.16 | N/A | 1,914 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/15/2016 | 1969.38 | N/A | 2,084 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/15/2016 | 26.01 | 31 Ordinary Shares | |
| 07/15/2010 | 3150.02 | N/A | 3,369 Ordinary Shares | |
| Milsubishi UFJ Financial Group, Inc. | 07/15/2010 | 302.66 | N/A | 322 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/18/2016 | 567.00 | N/A | 600 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/18/2016 | 13.06 | N/A | 14 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/16/2016 | 347.80 | N/A | 370 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/16/2016 | 1006.06 | N/A | 1.076 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entity | |||
| 07/19/2016 | N/A | controlled by Morgan Stanley -see Annexure B | 4,067,729 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 07/19/2016 | 4914.00 | NA | 5,200 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/19/2016 | 444 15 | N/A | 470 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/19/2010 | 33.25 | N/A | 35 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entitycontrolled by Morgan Stanley - | 3,762,698 Ordinary | ||
| Mitsublshi UFJ Financial Group, Inc. | 07/20/2016 | N/A | see Annexure BN/A | Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/20/2016 | 467,36 | N/A | 484 Ordinary Shares |
| Mitsubish! UFJ Financial Group, Inc. | 07/20/2016 | 16.20 | Collateral received by an entity | 18 Ordinary Shares |
| 07/21/2016 | N/A | controlled by Morgan Stanley -see Annexura B | 3,070,705 OrdinarySharee | |
| Mitsubishi UFJ Financial Group, Inc. | 07/21/2016 | 1824.00 | N/A | 1,900 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/21/2016 | 358.27 | N/A | 377 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/21/2016 | 725.76 | N/A | 768 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/21/2016 | 1233.56 | NA | 1,292 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | N/A | |||
| Mitsubish! UFJ Financial Group, Inc. | 07/21/2016 | 1.91 | N/A | 2 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/21/2016 | 155.93 | N/A | 165 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/21/2016 | 537.70 | Collateral received by an entity | 566 Ordinary Shares |
| 07/22/2010 | N/A | controlled by Morgan Stanley -see Annexure B | 3,016,349 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 07/22/2016 | 66.68 | N/A | 70 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | N/A | |||
| Milsubishi UFJ Financial Group, Inc. | 07/22/2016 | 582.35 | N/A | 613 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/22/2016 | 197.60 | N/A | 208 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/22/2016 | 105,05 | N/A | 110 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/22/2016 | 1115.10 | N/A | 1,180 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/22/2016 | 82.00 | Collateral received by an entity | 87 Ordinary Shares |
| 07/25/2018 | N/A | controlled by Morgan Stanley -see Annexure B | 3,014,140 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 07/25/2016 | 991.80 | N/A | 1,044 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/25/2016 | 51.17 | N/A | 54 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/25/2016 | 555.54 | N/A | 591 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 07/25/2016 | 724.76 | NA | 769 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/25/2016 | 2164.05 | N/A | 2,290 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entitycontrolled by Morgan Stanley - | 1,442,649 Ordinary | ||
| 07/26/2016 | N/A | saa Annexure B | Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 07/26/2016 | 668.50 | N/A | 700 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/26/2016 | 947.64 | N/A | 1.003 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/26/2016 | 396.15 | N/A | 417 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/26/2016 | 1045.00 | N/A | 1.100 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/26/2016 | 161.00 | N/A | 170 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/26/2016 | 259.BB | ÑÄ. | 275 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 07/27/2016 | 3143.47 | N/A | 3,362 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/27/2016 | 1,89 | N/A | 2 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/27/2016 | 1247.69 | N/A | 1,338 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/27/2016 | 295.92 | N/A | 318 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/27/2016 | 6769.04 | N/A | 7,163 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/27/2010 | ΝA | 225 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 213.75 | N/A | ||
| Mitsubishi UFJ Financial Group, Inc. | 07/29/2016 | 200.23 | N/A | 305 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/20/2016 | 1116.10 | N/A | 1.180 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 07/29/2016 | 108.39 | NA | 115 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/01/2016 | 180.50 | ΝA | 191 Ordinary Sheres |
| Mitsubiehi UFJ Financial Group, Inc. | 08/01/2016 | 668.50 | N/A | 700 Ordinary Shares |
| Mitsublehi UFJ Financial Group, Inc. | 08/01/2016 | 305.60 | N/A | 320 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 00/01/2016 | 354,33 | N/A | 372 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/01/2018 | 550,61 | N/A | 589 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/01/2016 | 147.03 | 156 Ordinary Shares | |
| 08/01/2016 | 245.44 | N/A | 257 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 06/02/2016 | 194.16 | N/A | 206 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/02/2015 | 265.55 | N/A | 261 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/02/2016 | 525.35 | N/A | 553 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/02/2016 | 108.45 | ΪŴ | 210 Ordinary Sheres |
| Mitsubishi UFJ Financial Group, Inc. | 08/03/2016 | 805.31 | N/A | B59 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/03/2016 | 183.30 | N/A | 195 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/03/2016 | 34.02 | N/A | 36 Ordinary Shares |
| Mitsublehi UFJ Financial Group, Inc. | Collateral received by an entitycontrolled by Morgan Stanley - | 4,615,256 Ordinary | ||
| 08/04/2016 | N/A | see Annexure B | Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 08/04/2016 | 955,00 | N/A | 1,000 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/04/2016 | 37.05 | N/A | 30 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/04/2016 | 59.85 | N/A | 63 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/04/2016 | 157.70 | N/A | 166 Ordinary Shares |
| Mitsubish! UFJ Financial Group, Inc. | Collateral received by an entitycontrolled by Morgan Stanley - | 4,633,118 Ordinary | ||
| Mitsubishi UFJ Financial Group, Inc. | 06/05/2016 | N/A | see Annexure B | Shares |
| Mitsublehi UFJ Financial Group, Inc. | 08/06/2016 | 305.60 | N/ACollateral received by an entity | 320 Ordinary Shares |
| 08/08/2010 | N/A | controlled by Morgan Stanley -see Annexure B | 4,955,280 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 824.60 | ΝA | 850 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 08/09/2016 | N/A | ||
| Mitsubishi UFJ Financial Group, Inc. | 08/08/2016 | 204.75 | N/A | 210 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/08/2016 | 1605.12 | N/A | 1,672 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/08/2016 | 113,65 | Collateral received by an entity | 119 Ordinary Shares |
| 08/09/2016 | N/A | controlled by Morgan Stanley -see Annexure B | 4,169,494 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 08/09/2016 | 3937.92 | N/A | 4,102 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/09/2016 | 977.92 | N/A | 1,024 Ordinary Shares |
| 9 |
発信:三菱UFJ信託銀行IS事業部
| Mitsubishi UFJ Financial Group, Inc. | 06/09/2016 | 74.30 | N/A | 78 Ordinary Shares |
|---|---|---|---|---|
| Milsubishi UFJ Financial Group, Inc. | 00/09/2016 | 2228.02 | N/A | 2.333 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/10/2016 | 477.50 | N/A | |
| Mitsubishi UFJ Financial Group, Inc. | N/A | 600 Ordinary Shares | ||
| Milsubishi UFJ Financial Group, Inc. | 08/10/2016 | 1241.50 | N/A | 1,300 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/11/2016 | 260.56 | N/A | 270 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/12/2016 | 47.29 | N/A | 49 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/12/2016 | 1140.00 | N/A | 1,200 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/12/2016 | 111,74 | N/A | 117 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/12/2016 | 7.70 | N/A | 6 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/12/2010 | 202.95 | N/A | 210 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/12/2016 | 271.68 | N/A | 283 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/12/2010 | 1007.00 | N/A | 1,100 Ordinary Shares |
| Mitsubiahl UFJ Financial Group, Inc. | 06/15/2016 | 1102.03 | NA | 1,142. Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/15/2010 | 582.00 | N/A | 600 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/15/2016 | 405.70 | NA | 508 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 0B/15/2010 | 3771.22 | N/A | 3,908 Ordinary Shares |
| Miteubishi UFJ Financial Group, Inc. | 08/15/2016 | 1050,24 | N/A | 1,094 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/16/2016 | 13926,20 | N/A | 14,320 Ordinary Sheres |
| Mitsubishi UFJ Financial Group, Inc. | 08/16/2016 | 1356.20 | N/A | 1,372 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/16/2016 | 2806.00 | 2.880 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 00/10/2016 | 5194.00 | N/A | 5,300 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/16/2016 | 7.92 | N/A | 8 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/17/2016 | 2487.50 | N/A | 2,500 Ordinary Shares |
| 08/17/2016 | 1400.00 | N/A | 1,400 Ordinary Shares | |
| Milsubishi UFJ Financial Group, Inc. | 08/18/2016 | 1465.00 | N/A | 1,500 Ordinary Shares |
| Mitsublshi UFJ Financial Group, Inc. | 08/16/2016 | 206.65 | N/A | 210 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/19/2016 | 791,94 | N/A | 804 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/19/2016 | 137.90 | N/Ā | 140 Ordinary Sheres |
| Milsubishi UFJ Financial Group, Inc. | 06/19/2016 | 140.00 | N/A | 140 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/19/2016 | 66.44 | N/A | 56 Ordinary Shares |
| Mitsublshl UFJ Financial Group, Inc. | 08/22/2016 | 39.70 | N/A | 40 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/22/2016 | 1383.05 | N/A | 1,390 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/22/2016 | 1452.70 | N/A | 1,460 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 00/22/2016 | 1039.00 | N/A | 1,100 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/22/2016 | 356,40 | N/A | 360 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entitycontrolled by Morgan Stanley - | 4,300,866 Ordinary | ||
| Mitsubishi UFJ Financial Group, Inc. | 08/23/2010 | N/A | see Annexure BN/A | Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/23/2016 | 1700.00 | N/A | 1,700 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/23/2016 | 507.45 | ΝA | 510 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/23/2016 | 1373.10 | Collateral received by an enlity | 1,380 Ordinary Shares |
| controlled by Morgan Stanley - | 8,629,680 Ordinary | |||
| Mitsubishi UFJ Financial Group, Inc. | 0B/24/2016 | N/A | see Annexure BΝA | Shares |
| Miteublishi UFJ Financial Group, Inc. | 06/24/2016 | 949.41 | NA | 959 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/24/2016 | 407.00 | N/A | 492 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/24/2016 | 1263.65 | 'N/А | 1,270 Ordinary Sheres |
| Mitsubishi UFJ Financial Group, Inc. | 08/24/2010 | 9.83 | N/A | 10 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/24/2016 | 541.75 | N/A | 550 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/24/2018 | 114.26 | N/A | 116 Ordinary Shares |
| 09/24/2016 | 412.03 | 417 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/24/2016 | 12.84 | N/A | 13 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 08/24/2016 | 870.74 | N/A | 864 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/26/2016 | ΝA | Collateral received by an entitycontrolled by Morgan Stanley -see Annexure B | 4.291.640 OrdinaryShares |
| Mitsubishi UFJ Financial Group, Inc. | 08/25/2016 | 433.44 | N/A | 44B Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | N/A | |||
| Mitsubishi UFJ Financial Group, Inc. | 06/25/2016 | 0.98 | N/A | 1 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/25/2016 | 729.44 | N/A | 752 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/25/2016 | 390.98 | ŃA. | 401 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/25/2016 | 1.95 | N/A | 2 Ordinary Shares |
| Mitsupishi UFJ Financial Group, Inc. | 08/25/2010 | 600.00 | N/A | 600 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 00/26/2016 | 27.79 | N/A | 28 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/25/2016 | 1018.88 | Collateral received by an entity | 1,024 Ordinary Shares |
| 06/26/2016 | N/Α | controlled by Morgen Stanley -see Annexure B | 1.132,931 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 08/26/2016 | 025.10 | N/A | 619 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/26/2016 | 379,25 | N/A | 370 Ordinary Shares |
| Mitsublehi UFJ Financial Group, Inc. | 08/26/2010 | 130.65 | N/A | 130 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/26/2016 | 263.61 | NA | 261 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/26/2016 | 326.40 | N/A | 320 Ordinary Shares |
| Miteubishi UFJ Financial Group, Inc. | 08/26/2016 | 28.14 | N/A | 28 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | N/A | |||
| Mitsubishi UFJ Financial Group, Inc. | 06/26/2016 | 370.00 | N/A | 360 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/26/2016 | 111.05 | N/A | 110 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/26/2016 | 410.00 | N/A | 400 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/26/2016 | 621.00 | N/A | 600 Ordinary Shares |
| Mitsublehi UFJ Financial Group, Inc. | 08/29/2016 | 297.00 | N/A | 300 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/30/2016 | 264.62 | N/A | 262 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/30/2016 | 18,18 | N/A | 18 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 0B/30/2016 | 922.50 | N/A | 900 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/30/2016 | 43.11 | N/A | 43 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/30/2016 | 220.50 | N/A | 211 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/30/2016 | 111.65 | N/A | 110 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 06/30/2016 | 137.69 | N/A | 137 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/30/2016 | 404.56 | ΝA | 389 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/31/2016 | 15.76 | N/A | 16 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 08/31/2016 | 271.35 | N/A | 270 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/31/2016 | 306.00 | N/A | 400 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/31/2016 | 90.90 | N/A | 90 Ordinary Shares |
| Mitsubisht UFJ Financial Group, Inc. | 06/31/2016 | 181.80 | N/A | 180 Ordinary Shares |
| DB/31/2016 | 346.26 | 346 Ordinary Shares | ||
| Mitsubishi UFJ Financial Group, Inc.Milsubishi UFJ Financial Group, Inc. | 08/31/2016 | 439.00 | N/AN/A | 439 Ordinary Shares |
| 08/31/2010 | 137.00 | 137 Ordinary Shares | ||
| Mitsubishi UFJ Financial Group, Inc. | 08/31/2016 | 257.40 | N/A | 260 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 08/31/2016 | 175.12 | N/A | 176 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/01/2016 | 64.56 | N/A | 85 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/02/2016 | 68.83 | N/A | 69 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/02/2016 | 431.00 | N/A | 431 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/02/2016 | 610,00 | N/A | 610 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/02/2016 | 88.33 | N/A | 66 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 09/02/2016 | 338.30 | N/A | 340 Ordinary Shares |
| Mitsubishi UFJ Financtal Group, Inc. | 09/02/2016 | 41.10 | N/A | 41 Ordinary Shares |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 09/02/2016 | 154.77 | N/A | 154 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/02/2016 | 20.20 | N/A | 29 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entitycontrolled by Morgan Stanley - | 680,900 Ordinary | ||
| 09/05/2016 | N/A | see Annexure B | Shares | |
| Milsubishi UFJ Financial Group, Inc. | 09/05/2016 | 761.11 | N/A | 793 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/05/2016 | 203.01 | N/A | 201 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/05/2016 | 43.34 | N/A | 44 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/05/2016 | 6.88 | N/A | 7 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/05/2016 | 53.19 | N/A | 54 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 09/05/2016 | 694.98 | N/A | 702 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/06/2016 | 81,69 | N/A | 62 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/06/2016 | 912.54 | N/A | 908 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 00/06/2016 | 87.44 | N/A | 67 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/06/2016 | 39.80 | ΪWΑ | 40 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/06/2016 | 190.00 | N/A | 190 Ordinary Shares |
| Mitsübishi UFJ Financial Group, Inc. | 09/07/2016 | 731.50 | N/A | 700 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/07/2016 | 911.88 | N/A | 894 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/07/2016 | 4.10 | N/A | 4 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/07/2016 | 27.54 | N/A | 27 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/07/2016 | 711 | N/A | 7 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/07/2016 | 265.60 | N/A | 280 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 09/07/2016 | 124.80 | N/A | 120 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | 09/07/2016 | 130.65 | N/A | 130 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/07/2016 | 273.00 | N/A | 273 Ordinary Shares |
| Mitsubishi UFJ Financial Group, inc. | 09/07/2016 | 60.00 | N/A | 60 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | 09/07/2016 | 5.10 | N/A | 5 Ordinary Shares |
| Milsubishi UFJ Financial Group, Inc. | Collateral received by an entity | |||
| 09/09/2016 | N/A | controlled by Morgan Stanley -see Annexure B | 6,206,926 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entity | |||
| 09/12/2016 | N/A | controlled by Morgan Stanley -see Annexure B | 6.111.320 OrdinaryShares | |
| Mitsubishi UFJ Financial Group, Inc. | 09/12/2016 | 257.00 | N/A | 257 Ordinary Shares |
| Mitsubishi UFJ Financial Group, Inc. | Collateral received by an entity | 6,056,024 Ordinary | ||
| 09/13/2016 | N/A | controlled by Morgan Stenley -see Annexure B | Shares |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (If applicable) | Nature of association |
|---|---|
| lSee Annexure A | Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. undersection 12 of the Corporations Act |
7. Addresses
The addresses of persons named in this form are as follows:
Name
Address
$12$
$\ddot{\phantom{0}}$
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo, 100-8330, Japan | ||||
|---|---|---|---|---|---|
| Signature | |||||
| print name | Mr. Koizumi | capacity | MUFG ChiefManager | ||
| sign here | date | 16 September 2016 |
ANNEXURE "A"
This is Annexure "A" of 4 pages referred to in the Form 603 (Notice of Initial Substantial Holder), signed by me and dated 16 September 2016.
$m/2$
Contract Contract State
Signed: Mr. Kolzumi
Mitsubishi UFJ Financial Group, Inc.The Bank of Tokyo-Mitsubishi UFJ, Ltd. Misublishi UFJ Trust and Banking CorporationMisublishi UFJ Trust and Banking CorporationMisublishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd.The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd.Mitsubishi UFJ Jinji Service Co., Ltd. MU Office Service Co., Ltd. Tokyo Credit Service, Ltd. MU Business Service Co., Ltd. Milsubishi UFJ Loan Business Co., Ltd. Mitsubishi UFJ Information Technology, Ltd.Mitsubishi UFJ Information Technology, Ltd.MU Center Service Tokyo Co., Ltd.MU Center Service Nagoya Co., Ltd. MU Center Service Nagoya Co., Ltd.MU Center Service Oseka Co., Ltd.MU Business Ald Co., Ltd.MU Property Reserch Company LimitedMitcubishi UFJ Home Loan CREDIT CO., LTD.The Diamond Home Credit Company LimitedMitsubish MU Frontier Servicer Co., Ltd. Otemachi Guerantee Co., Ltd. MU Loan Administration Support Co., Ltd. MU Operation Control Support Co., Ltd. Shinlokyo Guarantee Co., Ltd. MU Communications Co., Ltd. mo Communication CorporationTokyo Associates Finance Corp.Japan Electronic Monetary Claim Organization MU Business Pariner Co., Ltd. MUT Business Outsourcing Co., Ltd.MUT Business Outsourcing Co., Ltd.Mezzanine Solution (I Limited Pertnership Misubishi UFJ Capital Co., Ltd.Milsubishi UFJ Capital Co., Ltd.Milsubishi UFJ Venture Fund No.2 Investment Limited Liability Partnership MUFG Venture Capital No.1 Limited Liability Partnership Mitsublehi UFJ Capital II Limited Partnership Mitsubishi UFJ Capital III Limited Partnership Mitsubishi UFJ Capital IV Limited Partnership Mitsubishi UFJ Capital V Limited Partnership Tohoku Senary Industry Support, Limited Partnership OiDE Fund Investment Limited Partnership Mitsubishi UFJ Financial Partners Co., Ltd. The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. The Taisho Bank, Ltd.Taisho Shinyohosho Co.,Ltd. The Chukyo Bank, Ltd.The Chukyo Gard Co., Ltd.Nippon Mutual Housing Loan Co., Ltd.JM Real Estate Co., Ltd. Jibun Bank CorporationJACCS CO.,LTD.JALCARD Inc. Yume Shokel Fund Yume Shokel Fund No.2 Next Step Fund Mezzanine Solution I Limited Partnership M-U-Trust Sougou Kanri Co., Ltd.Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Dala Co., Ltd. Mitsublehi UFJ Trust Systems Co., Ltd.Mitsublehi UFJ Trust Investment Technology Institute Co., Ltd. Missibishi UFJ Trust investment TechnologyMissibishi UFJ Trust Hosyo Co., Ltd.Ryoshin DC Card Company Ltd.M+U+Trust+Apple Planning Company, Ltd. Milsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. The Master Truet Bank of Japan, Ltd. MU Investments Co., Ltd. Mitsubishi UFJ Investor Services Limited Japan Shareholder Services Ltd.
Mitsubish! UFJ Kokusal Asset Management Co., Ltd. Tokumel-Kumiai (CPI)Tokumel-Kumiai (CPI)Tokumel-Kumiai (GII) Tokumel-Kumiai (GII)Aberdeen Investment Management K. K.AMP Capital Investors KKMM Partnership MUS Information Systems Co., Ltd.MUS Business Service Co., Ltd. MUS Business Service Co., Ltd.Miteubishi UFJ Morgan Stanley Securities Co., Ltd.Miteubishi UFJ Morgan Stanley PB Securities Co., Ltd.Kabu.com Securities Co., Ltd.Maruhouchi Capital Co., Ltd.Morgan Stanley MUFG Securit MU NICOS Business Service Co., Ltd.MU NICOS Business Service Co., Ltd.MU NICOS Credit Co., Ltd. JMS Co., Ltd. Paygent Co., Ltd.ACOM CO., LTD. IR Loan Servicing, Inc.IR Loan Servicing, Inc.General Incorporated Association Miral Capital Power Investments LLC Power Investments LLC MU Credit Guarantee Co., Ltd. Defined Contribution Pian Consulting of Japan Co., Ltd. Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi Nesearch Institute DCS Co.,Ltd. Mitsubishi UF Banco de Tokyo-Mitsubishi UFJ Brasil S/A Bank of Tokyo-Mileubishi UFJ (Canada) BTMU Capital Corporation BTMU Capital CorporationBTMU Financial Services, Inc.BTMU Leasing (Canada) CorporationBTMU Capital Leasing & Finance, Inc.BTMU Curaceo) Holdings N.V.Bank of Tokyo-Mitsubishi UFJ (Holland) N.V.BTMU Trust (Holland) B.V Bring Leasing & Finance, Inc.BTMU Leasing & Finance, Inc.Bank of Tokyo-Mitsubishi UFJ (Malaysia) Berhad BTMU North America International, Inc.BTMU North America International, Inc.Bank of Tokyo-Milsubishi UFJ (Mexico) S.A. Bank of Tokyo-Milsubishi UFJ (Mexico) S.A.BTMU Nominees (HK) LimitedBTMU Nominees (UK) LimitedMUFG Americas Holdings CorporationMUFG Union Bank, N.A.Union Bank of California Leasing, Inc.UBOC Community Development Co UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Commercial Funding Corporation UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation UnionBanCal Mortgage CorporationMills-Reiston, Inc.HighMark Capital Management, Inc.BCC OX I, Inc.BCC OX II, Inc.SEMA OP8 LLCSEMA OP8 LLCMORGANTOWN OLS LLCMORGANTOWN OLS LLC MORGANTOWN OL7 LLC MORGANTOWN OL5 LLCDICKERSON OL4 LLC DICKERSON OLTRL One A, LLCTRL One B, LLCTRL One, LPBM1,LLC Kilk Technologies Corp. UB Leasing CorporationSand Dollar GP LLC PCB Service Corporation Pacific Capital Statutory Trust ! Shiloh IV Wind Project, LLC Shiloh IV Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust Green Chronic CorporationTohlease CorporationBTMU Funding Corporation BTMU Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc.
OX 2000 LLCOX 2000-2 LLCSouthern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLCPT. BTMU-BRI Finance PT U Finance Indonesia PT. MU Research and Consulting Indonesia PT. MU Research and Consulting IndonesiaBTMU Preferred Capital 1 LimitedBTMU Perferred Capital 2 LimitedBTMU Participation (Thalland) Co., Ltd.ZAO Bank of Tokyo-Mitsubishi UFJ (Eurasia)BTMU Preferred Capital 5 Limited BYNU Preferred Capital 6 Limited BTMU Preferred Capital 6 Limited BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited BTMU Preferred Capital 9 Limited BTMU Preferred Capital 9 LimitedBTMU Securities, Inc.BTMU LIquidity Reserve investment LimitedBTMU LIquidity Reserve investment LimitedBank of Tokyo-Mitsubishi UFJ (Turkey) Atonim SirketiMUFG Americas Capital Company Krungsriayudhya Card Company Limited General Card Services LimitedAyudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Life Assurance Broker LimitedKrungsri Asset Management Company LimitedTotal Services Solutions Public Company LimitedCFG Services Company LimitedKrungsri Securities Public Company LimitedSiam Really and Servi BOT Lease (HK) Co., Ltd.PT Burnipulera - BOT Finance6OT Lease Holding Philippines, Inc.BOT Lease and Finance, Philippines, Inc. BTMU Leasing (Thalland) Co., Ltd. BTMU Leasing (Thailand) Co., Ltd.BTMU Holding (Thailand) Co., Ltd.Bengkok BTMU LimitedBOT Lease(Eurasia) LLCDah Sing Financial Holdings LimitedDah Sing Banking Group LimitedMorgan Stanley MUFG Loan Partners, LLCMorg BOT Lease Consulting (Shanghai) Co., Ltd. BOT Lease (Tianjin) Co., Ltd. BOT Lease (Tianjin) Co., Ltd.BOTL Factoring (Shanghai) Co., Ltd.GOLDEN ASIA FUND VENTURES LTD.Lakefield Wind Project, LLCLakefield Wind Project, LLCPacwind Holdings Lessor TrustPackfinn Jakit Corressed Bank fo Vietnam Joint Stock Commercial Bank for Industry and Trade Tesco Card Services Limited Metro Designee Company LimitedMitsubishi UFJ Trust International Limited Mitsubishi UFJ Trust & Banking Corporation (U.S.A.) Mitsubishi UFJ Baillie Gifford Asset Management LimitedMitsubishi UFJ Baillie Gifford Asset Management Limited MUGC Lux Management S.A.MUGC Lux Management S.A. Michael Heroried Capital EmmedMitsubishi UFJ Investment Services (HK) LimitedMitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUNDMitsubishi UFJ Fund Services Holdings Limited MUFG Fund Services (Bermuda) Group LimitedMUFG Fund Services (Bermuda) Group LimitedMUFG Fund Services (Holdings) Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services Group Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services Limited MUFG Fund Services Limited MUFG Fund Serv MUFG Fund Services LiteratureMUFG Fund Services (US) Inc.MUFG Fund Services (UK) LimitedMUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited
MUFG Family Office Services LimitedMUFG Family Office Services (Canada) LimitedMUFG Family Office Services Management (Bermuda) Limited MUFG Fund Services (Singapore) Pte. Ltd. Mandir Directors Ltd. Mansec Secretaries Ltd. Tie Holdings Ltd. Meridian Holdings Limited Meridian Fund Services (Bermuda) LimitedDavis Meridian Fund Services, Inc. Davis Meridian Fund Services, Inc.Meridian Fund Services (Canada) LimitedMeridian Fund Services (Cayman) LimitedMeridian Fiduciary Services (Bermuda) LimitedMUFG Fund Services (USA) LLCMUFG Fund Services (Hong Kong) L Aberdeen Asset Management PLC Aberdeen Asset Managers Limited Abendeen Asset Managers Christies LimitedSWS MU FUND MANAGEMENT CO.,LTD.SWS MU FUND MANAGEMENT CO.,LTD.SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITEDAMP Capital Holdings LimitedMitsubishi UFJ Securities Internatio Mitsubishi UFJ Securities International picTMI Nominees LimitedMitsubishi UFJ Securities (Singapore), LimitedMitsubishi UFJ Securities (USA), Inc.Mitsubishi UFJ Securities (HK), LimitedMitsubishi UFJ Securities (HK) H EXAMPLE TO A MINOR CONTRACT COMMUNISTIESACOM (U.S.A.) INC.MUFG Capital Finance 1 LimitedMUFG Capital Finance 2 Limited MUFG Capital Finance 4 Limited MUFG Capital Finance 5 LimitedMUFG Capital Finance 6 LimitedMUFG Capital Finance 7 LimitedMUFG Capital Finance 7 Limited MUFG Capital Finance 7 LimitedMUFG Capital Finance 8 LimitedMUFG Capital Finance 9 LimitedGOLDEN ASIA FUND, L.P.DCS Information Technology (Shanghai) Co., LtdMRIDCS Americas, inc.thiend Valley Bancorp The California-Sensome Corporation
ANNEXURE "B"
This is Annexure "B" of 4 pages referred to in the Form 603 (Notice of Initial Substantial Holder), signed by me and dated 16 September 2016.
$cm,7$
Signed: Signed: Mr. Koizumi
| Schedule | |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| . Parties to agreement | Morgan Stanley & Co. International pic for itself and as agent and |
| trustee for and on behalf of the other Morgan Stanley Companies and | |
| TRIBECA INVESTMENT PARTNERS PTY LTD. | |
| Transfer Date. | 20160804; 20160823; |
| Holder of Voting Rights | If prime broker has settled a short sale for the client, voting rights willpass to the purchaser of the securities. | |
|---|---|---|
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (If any) | Open | |
| Does the borrower have the right to return early? | Yes Ale | |
| If yes, detail At any time the client may return to the prime broker shares which the client previously sold short. | ||
| Does the lender have the right to recall early? | Yes Ale | |
| If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time. | ||
| Will the securities be returned on settlement? | Yes /No | |
| on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one | If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and |
party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | |
|---|---|
| Type of Agreement | Global Master Securities Lending Agreement |
| Parties to agreement | Morgan Stanley & Co. International pic and SUMITOMO MITSUIBANKING CORPORATION |
| Transfer Date | 20160902; 20160905; 20160906; 20160907; 20160908; 20160909;20160912; 20160913; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | Yes/No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes/No |
| Lender in accordance with the Lender's instructions. | If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the |
| Does the lender have the right to recall early? | Yes/Ne |
| through which the Loaned Securities were originally delivered. | If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving noticeon any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation |
| Will the securities be returned on settlement? | YesANe |
| written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. | If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by |
| Schedule | |
|---|---|
| Type of Agreement | Global Master Repurchase Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc and DEKABANK DEUTSCHEGIROZENTRALE |
| Transfer Date | 20160822; 20160823; 20160824; 20160825; 20160826; 20160829;20160830; 20160831; 20160901; 20160902; 20160905; 20160906;20160907; 20160908; 20160909; 20160912; 20160913; |
| Holder of Voting Rights | Buyer in relation to Purchased Securities and the transferee in the caseof Margin Securities. |
| Are there any restrictions on voting rights? | Yes /No |
If yes, detail Buyer, in the case of Purchased Securities, and transferee, in the case of Margin Securities, shall use its best endeayours to arrange for voting rights of that kind to be exercised in relation to the relevant number of securities of that kind in accordance with the instructions of the other party provided that it holds such Securities and the other party shall have notified Buyer or transferee, as the case may be, of its instructions no later than seven Business Days prior to the date the votes are exercisable.
| --------.Scheduled Return Date (if any) | -------Open |
|---|---|
| .Does the borrower have the right to return early? | .-----------.-----Yes/No |
If yes, detail Elther party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the settlement or delivery of the Equivalent Securities. If Seller requests and Buyer agrees, Transaction may be varied such that Buyer transfers Securities equivalent to the Purchased Securities to the Seller in exchange for the transfer of other securities as agreed.
| Does the lender have the right to recall early? | Yes /No |
|---|---|
| If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the | |
| settlement or delivery of the Equivalent Securities. | |
| Will the securities be returned on settlement? | Yes/No |
| If you dotall any exceptions if an Event of Default occurs with cerport to okhor party. the Parties' obligation to deliver Couksiont Socurities and |
ns if an Event of Default occurs with respect to either party, the Parties' obligation to deliver Equivalent Securiti Equivalent Margin Securities will cease. The Non-defaulting party will calculate the Default Market Value of Equivalent Securities and Equivalent Margin Securities, set off the sums due from one party to another, and only the balance of the account shall be payable.
| Schedule | |
|---|---|
| Type of Agreement | Global Master Repurchase Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc and LYB FINANCE COMPANY BV |
| Transfer Date | 20160701; 20160704; 20160705; 20160706; 20160707; 20160708;20160711: 20160712: 20160713: 20160714: 20160715: 20160718:20160719; 20160720; 20160721; 20160722; 20160725; 20160726;20160727; 20160728; 20160729; 20160801; 20160802; 20160803;20160804: 20160805: 20160808: 20160809: 20160810: 20160811:20160812: 20160815: 20160816: 20160817: 20160818: 20160819:20160822, 20160823; 20160824; 20160825; 20160826; 20160829; |
| 20160830; 20160831; 20160901; 20160902; 20160905; 20160906;20160907; 20160908; 20160909; 20160912; 20160913; | |
| Holder of Voting Rights | Buyer In relation to Purchased Securities and the transferee in the caseof Margin Securities. |
| Are there any restrictions on voting rights? | Yes/No |
If yes, detail Buyer, in the case of Purchased Securities, and transferee, in the case of Margin Securities, shall use its best endeavours to arrange for voting rights of that kind to be exercised in relation to the relevant number of securities of that kind in accordance with the instructions of the other party provided that it holds such Securities and the other party shall have notified Buyer or transferee, as the case may be, of its instructions no later than seven Business Days prior to the date the votes are exercisable.
| .-----Scheduled Return Date (if any)------$10.00000000000000000000000000000000000$ | ---------------------------------------------Open | |
|---|---|---|
| _Does the borrower have the right to return early?----- | .Yes/No----___---- |
If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the settlement or delivery of the Equivalent Securities. If Seller requests and Buyer agrees, Transaction may be varied such that Buyer transfers Securities equivalent to the Purchased Securities to the Seller in exchange for the transfer of other securities as agreed.
| Does the lender have the right to recall early? | Yes 4He |
|---|---|
| If yes, detail Elther party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the | |
| settlement or delivery of the Equivalent Securities. | |
| Will the securities be returned on settlement? | Yes Ale |
| If yes, detail any exceptions if an Event of Default occurs with respect to either party, the Parties' obligation to deliver Equivalent Securities and | |
| . |
Equivalent Margin Securities will cease. The Non-defaulting party will calculate the Default Market Value of Equivalent Securities and Equivalent Margin Securities, set off the sums due from one party to another, and only the balance of the account shall be payable.
| Schedule | |
|---|---|
| Type of Agreement | Global Master Securities Lending Agreement |
| Parties to agreement | Morgan Stanley & Co. International pic and DEKABANK DEUTSCHEGIROZENTRALE |
| Transfer Date | 20160902; 20160905; 20160906; 20160907; 20160908; 20160909;20160912; 20160913; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | Yes/No |
| If yes, detail Not applicable | |
|---|---|
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes Alo |
| If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the | |
| Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Yes Ale |
| If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice | |
| on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation | |
| through which the Loaned Securities were originally delivered. | |
| Will the securities be returned on settlement? | Yes ANo |
| If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by |
written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof.
| Schedule | |
|---|---|
| Type of Agreement | Global Master Securities Lending Agreement |
| Parties to agreement | Morgan Stanley & Co. International pic and ROTHESAY LIFE PLC |
| Transfer Date | 20160902; 20160905; 20160906; 20160907; 20160908; 20160909; |
| 20160912; 20160913; | |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | Yes/ No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes ANo |
| If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the | |
| Lender In accordance with the Lender's instructions. | |
| Yes AleDoes the lender have the right to recall early? | |
| If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice | |
| on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation | |
| through which the Loaned Securities were originally delivered. | |
| Will the securities be returned on settlement? | Yes Alo |
| $\mathbf{r} = \mathbf{r}$ . The contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contrac | المواليون ومواصف والمستحر السماط القسيم ومستنبط المتلقات والمستنب والمستنب والمتناور والمناول والمحارب والمراقي |
If yes, detail any exceptions if the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Partles' delivery and payment obligations in respect thereof.
| Schedule | |
|---|---|
| Type of Agreement | Global Master Repurchase Agreement |
| Parties to agreement | Morgan Stanley & Co. International pic and ETFS FOREIGN EXCHANGELIMITED |
| Transfer Date | 20160909; 20160912; 20160913; |
| Holder of Voting Rights | Buyer in relation to Purchased Securities and the transferee in the caseof Margin Securities. |
| Are there any restrictions on voting rights? | Yes /No |
If yes, detail Buyer, in the case of Purchased Securities, and transferee, in the case of Margin Securities, shall use its best endeavours to arrange for voting rights of that kind to be exercised in relation to the relevant number of securities of that kind in accordance with the instructions of the other party provided that it holds such Securities and the other party shall have notified Buyer or transferee, as the case may be, of its instructions no later than seven Business Days prior to the date the votes are exercisable.
| .---- | ----____________________________________ |
|---|---|
| Scheduled Return Date (if any) | Open |
| ..____ | -------. |
| Does the borrower have the right to return early? | Yes/No---._______________________________________ |
If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the settlement or delivery of the Equivalent Securities. If Seller requests and Buyer agrees, Transaction may be varied such that Buyer transfers Securities equivalent to the Purchased Securities to the Seller in exchange for the transfer of other securities as agreed.
| Does the lender have the right to recall early? | YesANo | ------ |
|---|---|---|
| If yes, detail Either party may terminate on demand Transactions on notice of not less than the minimum period as is customarily required for the | ||
| settlement or delivery of the Equivalent Securities. | . |
Yes/No Will the securities be returned on settlement?
If yes, detail any exceptions if an Event of Default occurs with respect to either party, the Parties' obligation to deliver Equivalent Securities and Equivalent Margin Securities will cease. The Non-defaulting party will calculate the Default Market Value of Equivalent Securities and Equivalent Margin Securities, set off the sums due from one party to another, and only the balance of the account shall be payable.
| Schedule | A BOA - MARCH A BOA - A A BOA.$\cdot$ .. . |
|---|---|
| Type of Agreement. | I Master Securities Lending AgreementGlobal____---.ALC: YES |
| Partles to agreement | Morgan Stanley & Co. International pic and THE BANK OF NEW YORK |
|---|---|
| MELLON TRUST (JAPAN), LTD. | |
| Transfer Date | 20160909; 20160912; 20160913; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | Yes/No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes /No |
| If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the | |
| Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Yes /No |
| If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice | |
| on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation | |
| through which the Loaned Securities were originally delivered. | |
| Will the securities be returned on settlement? | Yes /No |
| If yes, detail any exceptions if the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by | |
| written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
| Schedule | |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Partles to agreement | Morgan Stanley & Co. International plc for itself and as agent and |
| trustee for and on behalf of the other Morgan Stanley Companies andELLERSTON CAPITAL LIMITED | |
| Transfer Date | 20160913: |
| Holder of Voting Rights | If prime broker has settled a short sale for the client, voting rights willpass to the purchaser of the securities. |
| Are there any restrictions on voting rights? | Yes/ No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes/No. |
| If yes, detail At any time the client may return to the prime broker shares which the client previously sold short. | |
| Does the lender have the right to recall early? | Yes ANO |
| If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time. | |
| Will the securities be returned on settlement? | Ye: Ale |
| If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined andon the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one |
party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
$\hat{\mathbf{v}}$ $\sim$
$\epsilon$
21