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PEET LIMITED — Major Shareholding Notification 2016
Sep 29, 2016
65600_rns_2016-09-29_2a16374f-cb16-4910-91e6-36fa37063da0.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme | PEET LIMITED | |
|---|---|---|
| ACN/ARSN | 008 665 834 | |
| 1. Details of substantial holder (1) | ||
| Name | UBS Group AG and its related bodies corporate | |
| ACN/ARSN (if applicable): | ||
| The holder ceased to be a substantial shareholder on | 27 September 2016 | |
| The previous notice was given to the company on | 1 July 2016 | |
| The previous notice was dated | 29 June 2016 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of Change(4) | Considerationaiven inrelation tochange (5) | Class (6) andNumber ofsecurities affected | Person'svotesaffected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | ----------Nature of association$\overline{\phantom{a}}$__ |
|---|---|
| N/A_______________________________________ | N/A----__ |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through thefollowing link: http://apps2.ubs.com/locationfinder/ \ |
SIGNATURE
| Print Name: | Kyu-Ri Kim | Capacity: | Authorised signatory | |
|---|---|---|---|---|
| Sign Here: | Date: | 29 September 2016 | ||
| Print Name: | Serene Peh | Capacity: | Authorised signatory | |
| Sign Here | Date: | 29 September 2016 | ||
$\sim$ $\mu$
Contact details for this notice:
Serene Peh Compliance & Operational Risk Control (T) +65 6495 5283 ---------------------------------------
| 19-Aug-16 | UBS Securities Australia Ltd | È | 344 | 545 | Ordinary |
|---|---|---|---|---|---|
| 22-Aug-16 | UBS Securities Australia Ltd | ž | 5.277 | (6.395) | Ordinary |
| 22-Aug.16 | UBS Securities Australia Ltd | Вuу | 5,506 | BEE-E | Ordinary |
| $22$ -Aug-16 | UBS Securities Australia Ltd | à | 5,878 | in, | Ordinary |
| 23-Aug-16 | UBS Securities Australia Ltd | ā | 435 | (1,448) | Choinary |
| 23 Aug 16 | UBS Securities Australia Ltd | å, | Гiв | 5 | Ordinary |
| 23-Aug-16 | UBS Securities Australia Ltd | ăщ | 766 | $\frac{1}{2}$ | Ordinary |
| 24-Aug-16 | UBS Securities Australia Ltd | 툱 | 7,869 | (8,020) | Ordinary |
| 25-Aug-16 | UBS Securities Australia Ltd | ā | 7,404 | (7,529) | Crdinary |
| 25-Aug-16 | UBS Securities Australia LId | Buy | 2,507 | 2.558 | Ördinary |
| 25-Aug-16 | UBS Securities Australia Ltd | Δ | 5,546 | $-5.575$ | Ordinary |
| 25-Aug-16 | UBS Securities Australia Etd | Ĵ | 5,923 | 5,954 | Chrinary |
| 25-Aug-16 | UBS Securities Australia Ltd | š | 6,712 | (6,569) | Ordinary |
| 26-Aug-16 | UBS Securities Australia Ltd | Ηщ | 3,798 | 3,709 | Ordinary |
| 26-Aug-16 | UBS Securities Australia Ud | 真 | 3,556 | 3,473 | Ordinary |
| 29-Aug-16 | UBS Securities Australia Ltd | Ĵ, | 7.395 | (7,422) | Ordinary |
| 29-Aug-16 | UBS Securities Australia Ltd | ă | 203 | 203 | Ordinary |
| 29 Aug 16 | UBS Securities Australia Ltd | 国 | ē | ē | Ordenary |
| 29-Aug-16 | UBS Asset Management | 툱 | 6,386 | (6.421) | Ordmary |
| 30-Aug-16 | UBS Securities Australia LId | 6,850 | (6.796) | Ordinary | |
| 30-QUA-05 | UBS Securities Australia Ltd | 회회 | 56 | (584) | Ordinary |
| 30-Aug-16 | LIBS Asset Management | Ĩ, | 7,221 | (7, 255) | Ordinary |
| 31-Aug-16 | UBS Securities Australia Ltd | ā | 3,363 | (3.94) | Ordinary |
| 31-Aug-16 | UBS Securities Australia Ltd | Iй | L | (1.527) | Ordinary |
| 31-Aug-16 | UBS Securities Australia Ltd | E | l₽ | (305) | Ordinary |
| 01-Sep-16 | UBS Securities Australia Ltd | 툱 | 2.290 | (2.313) | Drainary |
| 02-Sep-16 | UBS Securities Australia Ltd | 高 | 8,226 | (8,275) | Ordinary |
| 05-Sep-16 | UBS Securities Australia Ltd | 懷 | E | (1,855) | Drdinary |
| 06-Sep-16 | UBS Securities Australia Ltd | Sell | 2,078 | (2.103) | Ordinary |
| 07-Sep-16 | UBS Securities Australia Ltd | ā | 2,118 | (2,117) | Ordinary |
| 08-Sep-16 | UBS Securities Australia Ltd | Jest | 4,181 | (4, 179) | Ordinary |
| 09-Sep-16 | UBS Securities Australia Ltd | Buy | 2,310 | 2,306 | Ordinary |
| 09-Sep-16 | LIBS Securities Australia Ltd | 히 | 3,584 | (3,607) | Ordinary |
| 12-Sep-16 | UBS Securities Australia Ltd | 쿦 | 1,948 | (0.8, 1) | Ordinary |
| 13-Sep-16 | UBS Securities Australia Ltd | 茵 | 9,928 | (9, 959) | Crdinary |
| 13-Sep-16 | UBS Securities Australia Ltd | à | 14,592 | 14,512 | Ordmary |
| 14-Sep-16 | UBS Securities Australia Ltd | 阒 | E | (3,140) | Ordinary |
| 15-Sep-16 | UBS Securities Australia Ltd | Ē | $\overline{\mathbf{3}}$ | $\frac{1}{2}$ | Ordinary |
| 16-Sep-16 | UBS Securities Australia Ltd | ū | 3,796 | (3,773) | Ordinary |
| 16-Sep-16 | UBS Securities Australia Ltd | ज्ञ | ļ. | $\frac{1}{2}$ | Ordinary |
| $20 - 5e$ $p + 16$ | UBS Securities Australia Ltd | lā. | 9,095 | (9.095) | Ordinary |
| 21-500-16 | UBS Securities Australia Ltd | 贾 | 5,6929,928 | Ordinary | |
| $22 - 56$ | UBS Securities Australia Ltd | 長 | $\frac{(5,732)}{(9,975)}$ | Ordinary | |
| $23 - 542 - 16$ | UBS Securities Australia Ltd | 3 | ePa | (9.114) | Ordinary |
| $26 - 5e$ $\sqrt{6}$ | UBS Securities Australia Ltd | Iз | PEG | (7, 921) | Ordinary |
| 26-Sep-16 | DIS Securities Australia Ltd | Rщу | 6,169 | 5,182 | Ordinary |
| 27-Sep-16 | pt) eilenkny sauunbas SBN | 큣 | 9,117 | 6526 | Ordinary |
| 27.5e P 16 | UBS AG Australia Branch | Stock returned | Ş | (1.492,007) | Ordinary |
| $27-5$ ep-16 | UBS AG Australia Branch | Stock returned | NVA | (7,015,643) | Ordinary |
| 27-Sep-16 | UBS Asset Management | 30,702 | 31,229 | Ordinary |
| Date of change | Person whose relevant interest changed | Nature of Change | Consideration given inrelation to change | Number ofsecurities | PPC - Appendix /Class |
|---|---|---|---|---|---|
| Ordmary | |||||
| 91-mi-3291-mi-32 | 1085 Securities Australia Ltd1085 Securities Australia Ltd1085 Securities Australia Ltd | 회회 | e E | $\frac{12.79}{2}$ | OrdinaryOrdinary |
| 01-Jul-16 | ī | 2,958 | (3, 195) | ||
| UBS Asset Management | ā | Ordinary | |||
| lalalalal alalalal alalalal | UBS Asset Management | 훉 | $\frac{2.529}{7,605}$ | $\frac{(2.72)}{(3.23)}$ | Ordinary |
| bit eilenkud saitimas SBN | Iы | Ordinary | |||
| JBS Asset Management | 園 | $\frac{(3,030)}{(23,205)}$ | |||
| 04-Jul-16 | UBS Asset Management | $\frac{2,796}{21,460}$ | $\frac{1}{4,847}$ | OrdinaryOrdinary | |
| 05-Jul-16 | JBS Securities Australia Ltd | 훉 | ā | (952) | Ordinary |
| 05-Jul-16 | UBS AG Australia Branch | Stock returned | ≨ | (492,345) | Ordinary |
| 05-Jul-16 | UBS Asset Management | Вıу | 120'82 | Ordinary | |
| JBS Securities Australia Ltd | Ordinary | ||||
| 31-1631-11-1631-11-10 | UBS Asset ManagementUBS Securities Australia Ltd | alālātā | $\frac{2.971}{37.692}$ | $\frac{1}{2}$ | OrdinaryOrdinaryOrdinary |
| $12 - 10 - 16$ | PIT BIRITIST V SULTING SON | (658) | |||
| $3.10 - 16$ | UBS Securities Australia Ltd | Ğ | $\frac{1}{2}$ | (1,42) | Ordinary |
| UBS Securities Australia Ltd | 圖 | 1,627 | Ē | Ordinary | |
| 闯詞 | |||||
| UBS Securities Australia LtdUBS Securities Australia LtdUBS Securities Australia Ltd | 휨 | $\frac{3}{2}$ | BEER | ArticlesLegislaOrticlesOrticles | |
| 19-Jul-16 | UBS Securities Australia Ltd | Ĵ | $\frac{2}{36}$ | 2,105 | |
| 19-Jul-16 | UBS Securities Australia Ltd | 禹 | 2 | Ë | Ordinary |
| UBS Securities Australia Ltd | ā | Įă | ĝ. | Ordinan | |
| 91.101.161940.16 | UBS Asset Management | 굲 | SISS | (940, EE) | Ordinary |
| ar-III-16Pillin-12Pillin-12 | JBS Securities Australia Ltd | 핅 | (899) | VenipalDigitalDigital | |
| UBS Securities Australia LtdUBS Securities Australia Ltd | IЯ | 闇 | ig57 | ||
| E | $\frac{1515}{2.421}$ | (1,600) | |||
| $22 - 10 - 16$ | pt) ellettsby saijunsas SBr | ē | (2.554) | Ordinary | |
| $22 - 10 - 16$ | UBS Securities Australia LtdUBS Securities Australia Ltd | 3 | G | 3899 | Ordinary |
| 25-Jul-1626-Jul-16 | 3 | ß | (BDS-E) | Ordinary | |
| JBS Securities Australia Ltd | ā | Ordinary | |||
| 26-Jul-1626-Jul-16 | JBS Securities Australia LtdJBS Securities Australia Ltd | ā | OrdinaryOrdinary | ||
| ١ā | REE | naganBanan | |||
| $26 - 10 - 16$ | UBS Asset Management | হ | Ordnary | ||
| 37-Jul-1628-Jul-16 | JBS Securities Australia Ltd | ā | (B.764) | Ordinary | |
| UBS Securities Australia LId | 3 | (1,475) | Ordinary | ||
| 29-Jul-16 | UBS Securities Australia Ltd | š | $\frac{3,542}{1,402}$ | (1,965) | Ordinan |
| 01-Aug-16 | JBS Securities Australia Ltd | ß | (3.628) | Ordinary | |
| $\begin{array}{r} \hline 16 \ \hline 16 \ \hline 18 \ \hline 18 \ \hline 18 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline 19 \ \hline$ | UBS Securities Australia LtdUBS Securities Australia Ltd | 贾 | $\frac{4,005}{24,281}$ | $\frac{1}{25.700}$ | |
| â | |||||
| UBS Securities Australia LtdUBS Securities Australia Ltd | 员 | ||||
| 03-Aug-16 | à | 36,473 | 38.064 | Ordinary | |
| 03 Aug 16 | UBS Securities Australia Ltd | Jes | 5,600 | $\frac{1}{2}$ .380) | Croinan |
| UBS Securities Australia Ltd | 회 | $\frac{105.339}{2}$ | 356,111 | Ordinan | |
| 04 Aug-1608 Aug-1608 Aug-16 | UBS Securities Australia LtdUBS Securities Australia Ltd | ぽぽ | $\frac{26,049}{26,049}$ | CurinaryDidinaryDidinary | |
| 09 Aug 16 | UBS Securities Australia Ltd | 5ell | $\frac{7.005}{23.267}$ | 77.700127.700124.770 | |
| 09-Aug-16 | UBS Asset Management | ā | Ordinary | ||
| UBS Fund Management (Switzerland) AG | à | ြ | SS. | Ordinary | |
| 10 Aug 1611 Aug 1611 Aug 1615 Aug 15 | UBS Asset Management | 흛 | 101,346 | ||
| 18S Asset Managemer | lâ | 5425 | |||
| JBS Fund Management (Switzerland) AG | ।ब्राज्ञ | $\frac{1}{8}$ | $\frac{6}{\frac{(14.512)}{3.538}}}$ | ||
| 16-Aug-1616-Aug-16 | UBS Securities Australia Ltd | ||||
| JBS Securities Australia LtdJBS Securities Australia Ltd | à | $\frac{3.246}{3.464}$ | OrdinaryOrdinary | ||
| à쿥 | |||||
| 1949-191949-19511940-11-111740-11-11-11 | UBS Securities Australia Ltd UBS Securities Australia Ltd UBS Securities, Australia Ltd | $\mathbb{E}[\mathbb{R} \mathbb{Z}]$ | $\frac{1347}{1360}$ | ||
| 闾 | |||||
| 18-Aug-16 | bti elevisuA sediuse3 20U | 员 | (540) | ||
| 16-Aug. 16 | UBS Securities Australia Ltd | à | 286 | 289 | Ordinary |
| 18 Aug. 16 | D11 Ellensing Securities Australia Ltd | Ĵ | 268 | Z71 | Ordinary |
| 91 puA 81 | |||||
| 19 Aug-1619 Aug-16 | bil elevisio saquinas S80.Pil elevisio saquinas S80. | 회회 | $ \mathbb{S} $ as | $\frac{(2.702)}{(2.20)}$ | ChristinaryChristinaryChristinary |