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PEET LIMITED Major Shareholding Notification 2015
65600_rns_2015-12-15_2a0c5685-5022-45b6-9fec-caa0f556cd3e.pdf
Major Shareholding Notification
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Ellerston Capital Limited ABN 34 110 397 674AFSL No. 283 000
Level 11, 179 Elizabeth Street Sydney NSW 2000 Phone +612 9021 7797Fax +612 9261 0528 www.ellerstoncapital.com
FAX TO: The Manager, Company Announcements, ASX
FAX NO: 1300 135 638
FROM: Ellerston Capital
DATE: 16 December 2015
NO. OF PAGES (including this page): 10
Dear Manager
RE: Peet Limited - Form 604
We attach our notice of a change in substantial holder (Form 604) in respect of Peet Limited.
We note that the shares reported in this Form are owned by third party accounts under the discretionary investment management of Ellerston Capital Limited.
None of Ellerston Capital Limited, nor any of its shareholders or any of their associates hold a direct interest in any Peet Limited shares disclosed in this Form.
Yours sincerely,
Ellerston Capital Limited
Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | PEET LTD | |
|---|---|---|
| ACN/ARSN | 008 665 834 | |
| 1. Details of substantial holder (1)Name | Ellerston Capital Limited (Primary Person), and its associates being those persons listed in annexure B | |
| ACN/ARSN (if applicable) | ACN 110 397 674 | |
| There was a change in the interests of thesubstantial holder onThe previous notice was given to the company onThe previous notice was dated | 14/12/1514/07/1514/07/15 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous notice | Present notice | ||||
|---|---|---|---|---|---|
| Class of securities (4) | Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| ORD | 24,479,690 | 5.03% | 30,456,715 | 6.22% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature ofchange (6) | Considerationgiven in relationto change $(7)$ | Class andnumber ofsecuritiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| See AnnexureA |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registeredholder ofsecurities | Person entitledto be registeredas holder (8) | Nature ofrelevantinterest (6) | Class andnumber ofsecurities | Person's votes |
|---|---|---|---|---|---|
| Primary Person | IBNP ParibasNominees Pty Limited Nominees Pty Limited | BNP Paribas | In respect of 907,067shares held by BNP ParibasiNominees Pty Ltd as(nominee under s608(1)(b)and (c) by having the powerto control voting anddisposal. | 907,067 OrdinaryShares | 0.19% |
| Primary Person | JPM NomineeslAustralia Limiled | JPM NomineeslAustralia Limited | In respect of 13,265,220shares held by JPMNominees Australia Limitedlas nominee under$ s608(1)(b)$ and $(c)$ by havingthe power to control votingand disposal. | 13,265,220 Ordinary 2.71%Shares | |
| Primary Person | HSBC CustodyNominees (Australia)ll imited | HSBC CustodyNominees (Australia)Limited | In respect of 16,284,428shares HSBC CustodyNominees (Australia)Limited as nominee under s608(1)(b) and (c) by having the power to control votingand disposal. | 16,284,428 Ordinary 3.32%Shares |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| _______________________________________ACN/ARSNNameandannlicable" | (if | Nature of association |
|---|---|---|
| N/A_______________________________________ | ______________________ | |
| _______________________________________ |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| ISee annexures | The Substantial Shareholder - c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000 |
| The entities listed in Annexure B - c/- Level 11, 179 Elizabeth Street, Sydney, NSW, 2000 | |
| IPEET LIMITED | Level 7, 200 St George's Terrace, Perth, WA, Australia, 6000 |
an ataun an Anggar
Signature
| print name | capacity | Company Secretary | |
|---|---|---|---|
| sign here | ,,,-------- | date | 16/12/2015 |
PEET LIMITED ACN 008 665 834
This is Annexure A of 4 pages referred to in Form 604 - Notice of change of interests of substantial holder.
Signature
IAW Kaly print name capacity Company Secretary date sign here 16/12/2015
| Date ofchange | Person whoserelevant interestchanged | Nature ofchange (4) | Considerationgiven in relationto change (5) | Class (6) andnumber ofsecuritiesaffected | Person'svotesaffected |
|---|---|---|---|---|---|
| 15/12/2015 | Primary Person | Buy | $713,930.13 | 726,377 Ordinary Shares | 726,377 |
| 14/12/2015 | Primary Person | 8uy | $412,327.86 | 404,243 Ordinary Shares | 404,243 |
| 11/12/2015 | Primary Person | Bυγ | $25,630.00 | 25,000 Ordinary Shares | 25,000 |
| 10/12/2015 | Primary Person | Buy | $377,048.89 | 367,029 Ordinary Shares | 367,029 |
| 08/12/2015 | Primary Person | Buy | $5,480.80 | 5,270 Ordinary Shares | 5,270 |
| 07/12/2015 | Primary Person | Buy | $9,549.28 | 9,182 Ordinary Shares | 9,182 |
| 04/12/2015 | Primary Person | Buy | $91,048.76 | 87,488 Ordinary Shares | 87,488 |
| 03/12/2015 | Primary Person | Buy | $13,708.80 | 13,056 Ordinary Shares | 13,056 |
| 02/12/2015 | Primary Person | Buy | $12,759.29 | 12,101 Ordinary Shares | 12,101 |
| 01/12/2015 | Primary Person | Buy | $41,189.72 | 38,928 Ordinary Shares | 38,928 |
| 30/11/2015 | Primary Person | Buy | $42,969.80 | 40,628 Ordinary Shares | 40,628 |
| 23/11/2015 | Primary Person | Buy | $78,493.09 | 75,113 Ordinary Shares | 75,113 |
| 20/11/2015 | Primary Person | Buv | $27.534.68 | 26.246 Ordinary Sharesl | 26.246 |
| 17/11/2015 | Primary Person | Buy | $13,020.00 | 12,400 Ordinary Shares | 12,400 |
|---|---|---|---|---|---|
| 13/11/2015 | Primary Person | Sell | $789,283.31 | 762,585 Ordinary Shares | 762,585 |
| 12/11/2015 | Primary Person | Buy | $245.44 | 236 Ordinary Shares | |
| 10/11/2015 | Primary Person | Buy | $10,050.00 | 10,000 Ordinary Shares | 10,000 |
| 09/11/2015 | Primary Person | Buy | $12.94 | 13 Ordinary Shares | |
| 04/11/2015 | Primary Person | Buy | $28,029.00 | 28,029 Ordinary Shares | 28,029 |
| 03/11/2015 | Primary Person | Buy | $62,357.00 | 62,357 Ordinary Shares | 62,357 |
| 02/11/2015 | Primary Person | Buy | $143,840.00 | 143,840 Ordinary Shares | 143,840 |
| 30/10/2015 | Primary Person | Buy | $351,518.94 | 344,694 Ordinary Shares | 344,694 |
| 29/10/2015 | Primary Person | Buy) | $67,910.49 | 66,280 Ordinary Shares | 66,280 |
| 28/10/2015 | Primary Person | Buy | $420,709.63 | 409,689 Ordinary Shares | 409,689 |
| 27/10/2015 | Primary Person | Buy | $25,750.80 | 24,880 Ordinary Shares | 24,880 |
| 26/10/2015 | Primary Person | Buy | $6,969.69 | 6,734 Ordinary Shares | 6,734 |
| 23/10/2015 | Primary Person | Buy | $98,592.81 | 94,956 Ordinary Shares | 94,956 |
| 22/10/2015 | Primary Person | Buy | $138,442.09 | 133,143 Ordinary Shares | 133,143 |
| 21/10/2015 | Primary Person | Buy | $11,501.96 | 11,113 Ordinary Shares | 11,113 |
| 20/10/2015 | Primary Person | Buy | $8,185.82 | 7,909 Ordinary Shares | 7,909 |
| 16/10/2015 | Primary Person | Buy | $92,946.68 | 89,639 Ordinary Shares | 89,639 |
| 15/10/2015 | Primary Person | Buy | $91,701.00 | 88,600 Ordinary Shares | 88,600 |
| 14/10/2015 | Primary Person | Buy | $263,422.67 | 255,775 Ordinary Shares | 255,775 |
| 13/10/2015 | Primary Person | Buy | $2,619.90 | 2,556 Ordinary Shares | 2,556 |
| 12/10/2015 | Primary Person | Buy | $244,261.00 | 236,435 Ordinary Shares | 236,435 |
| 09/10/2015 | Primary Person | Buy | $23,879.98 | 22,745 Ordinary Shares | 22,745 |
|---|---|---|---|---|---|
| 08/10/2015 | Primary Person | Buy | $51,070.29 | 48,643 Ordinary Shares | 48,643 |
| 07/10/2015 | Primary Person | Buy | $24,241.35 | 23,087 Ordinary Shares | 23,087 |
| 06/10/2015 | Primary Person | Buy | $552.82 | 524 Ordinary Shares | 524 |
| 05/10/2015 | Primary Person | Buy | $13,325.52 | 12,813 Ordinary Shares | 12,813 |
| 02/10/2015 | Primary Person | Buy | $288,960.88 | 277,847 Ordinary Shares | 277,847 |
| 01/10/2015 | Primary Person | Buy | $3,475.71 | 3,320 Ordinary Shares | 3,320 |
| 30/09/2015 | Primary Person | Buy | $51,058.24 | 47,589 Ordinary Shares | 47,589 |
| 24/09/2015 | Primary Person | Buy | $62,251.90 | 58,447 Ordinary Shares | 58,447 |
| 18/09/2015 | Primary Person | Buy | $18,225.90 | 17,358 Ordinary Shares | 17,358 |
| 15/09/2015 | Primary Person | Buy | $477,209.30 | 445,990 Ordinary Shares | 445,990 |
| 10/09/2015 | Primary Person | Buy | $220,414.77 | 203,560 Ordinary Shares | 203,560 |
| 08/09/2015 | Primary Person | Buy | $114,493.38 | 104,341 Ordinary Shares | 104,341 |
| 07/09/2015 | Primary Person | Buy | $631,060.98 | 573,423 Ordinary Shares | 573,423 |
| 04/09/2015 | Primary Person | Buy | $140,302.46 | 126,410 Ordinary Shares | 126,410 |
| 02/09/2015 | Primary Person | Buγ | $5,613.27 | 5,057 Ordinary Shares | 5,057 |
| 31/08/2015 | Primary Person | Buy | $7,292.70 | 6,570 Ordinary Shares | 6,570 |
| 28/08/2015 | Primary Person | Buy | $26,017.29 | 23,439 Ordinary Shares | 23,439 |
| 26/08/2015 | Primary Person | Buγ | $455,159.08 | 406,453 Ordinary Shares | 406,453 |
| 25/08/2015 | Primary Person | Buy | $67,519.18 | 60,626 Ordinary Shares | 60,626 |
| 24/08/2015 | Primary Person | Buy. | $180,811.46 | 162,996 Ordinary Shares | 162,996 |
| 21/08/2015 | Primary Person | Buy | $123,817.08 | 110,236 Ordinary Shares | 110,236 |
$\frac{1}{2} \sum_{i=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n$
| 20/08/2015 | Primary Person | Sell | $341,566.10 | 297,014 Ordinary Shares | 297,014 |
|---|---|---|---|---|---|
| 13/08/2015 | Primary Person | Buy | $15,699.04 | 14,358 Ordinary Shares | 14,358 |
| 12/08/2015 | Primary Person | Buy | $74,212.74 | 67,700 Ordinary Shares | 67,700 |
| 11/08/2015 | Primary Person | Buy | $24,050.58 | 21,964 Ordinary Shares | 21,964 |
| 10/08/2015 | Primary Person | Buy | $49,564.20 | 45,161 Ordinary Shares | 45,161 |
| 07/08/2015 | Primary Person | Sell | $344,986.98 | 310,769 Ordinary Shares | 310,769 |
| 28/07/2015 | Primary Person | Buy | $83,346.84 | 77,173 Ordinary Shares | 77,173 |
| 27/07/2015 | Primary Person | Buγ | $84,689.73 | 77,697 Ordinary Shares | 77,697 |
| 24/07/2015 | Primary Person | Buy | $14,939.28 | 13,897 Ordinary Shares | 13,897 |
| 21/07/2015 | Primary Person | Buy | $459,216.00 | 425,200 Ordinary Shares | 425,200 |
| 15/07/2015 | Primary Person | Buy | $2,716.26 | 2,571 Ordinary Shares | 2,571 |
| 14/07/2015 | Primary Person | Buy | $277.13 | 259 Ordinary Shares | 259 |
This is Annexure B of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.
Signature
| print name | capacity | Company Secretary | |
|---|---|---|---|
| sign here | _______----- | date | 16/12/2015----- |
The following entities represent the Passive Substantial Holders. Each is a related body corporate of the Principal Person or a person thatcontrols a related body corporate of the Principal Person and so an associate of t
| AUSTRALIAN | ||
|---|---|---|
| PARTY/ENTITY NAME | COMPANY NO. | |
| Aidem Holdings Pty Limited | 161 624 399 | |
| Arctic Asia GP general partner of the Arctic Asia | ||
| Opportunities Fund, L.P. | ||
| Arctic Capital Ltd | ||
| Arctic LES (Ireland) Limited | ||
| Arctic LES (Luxembourg) Sarl | ||
| Australian Financial Times Pty Ltd | 003 993 682 | |
| Australian Fluorine Chemicals Pty Ltd | 000 333 684 | |
| Bareage Pty Ltd | 060 526 865 | |
| Cairnton Pty Ltd | 001 735 075 | |
| Cairnton Holdings Limited | 008 394 134 | |
| Captwo Pty Ltd | 091 030 929 | |
| Casthree Pty Ltd | 084 494 619 | |
| Castwo Pty Ltd | 084 494 520 | |
| Catone Pty Ltd | 091 030 910 | |
| Cavalane Holdings Pty Ltd | 080 695 754 | |
| CBG Holding Company Pty Limited | 163 161 420 | |
| Chermon Pty Ltd | 123 039 305 | |
| Conpress (Hong Kong) Ltd | ||
| Conpress (Malaysia) Sdn Bhd | ||
| Conpress Cayman, LDC | ||
| Conpress Cayman II, LDC | ||
| Conpress Cayman III, LDC | ||
| Conpress Christchurch Pty Ltd | ||
| Conpress Finance BV | ||
| Conpress Holdings Pty Ltd | 088 047 974 | |
| Conpress International Finance | ||
| Conpress International (Netherlands Antilles) NV | ||
| Conpress International (Netherlands Antilles) II NV | ||
| Conpress Mauritius Limited | ||
| Conpress Securities Pty Limited | 160 602 853 | |
| Consolidated Custodians International Ltd | ||
| Consolidated Custodians Pty Ltd | 008 394 492 | |
| Consolidated Gaming Pty Ltd | 071 513 409 | |
| Consolidated Press Entertainment Pty Ltd | 070 506 606 | |
| Consolidated Press (Finance) Ltd | 001 557 035 | |
| Consolidated Press Financial Services Pty Ltd | 008 457 869 | |
| Consolidated Press (Finance) III Pty Ltd | 604 881 030 | |
| Consolidated Press Holdings Ltd | 008 394 509 | |
| Consolidated Press International Limited |
| AUSTRALIAN | |
|---|---|
| PARTY/ENTITY NAME | COMPANY NO. |
| Consolidated Press International Holdings Limited | |
| Consolidated Press Investments Pty Ltd | 000 089 118 |
| Consolidated Press Property Pty Ltd | 004 160 703 |
| CPH Crown Holdings Pty Limited | 603 296 804 |
| CPH Crown Holdings II Pty Limited | 608 867 036 |
| Consolidated Press (Finance) II Pty Limited | 603 295 834 |
| Consolidated Press (Finance) LLC (USA) | |
| Cairnton Holdings Bahamas Limited (Bahamas) | |
| CP International Investments Ltd | |
| CP International Management Services Limited | |
| CP International Resources Ltd | |
| CP International Securities Ltd | |
| CPH Barbuda Holdings Limited (Bahamas) | |
| CPH Capital Pty Ltd | 096 130 899 |
| CPH Direct Investments Pty Ltd | 122 328 652 |
| CPH Fashion Pty Ltd | 089 304 941 |
| CPH Gaming I Pty Limited | 603 295 674 |
| CPH Gaming II Pty Limited | 603 295 923 |
| CPH Gaming III Pty Limited | 603 296 162 |
| CPH Gaming IVA Pty Limited | 603 296 537 |
| CPH Gaming IVB Pty Limited | 603 296 546 |
| CPH Investments Management Pty Limited | 092 008 172 |
| CPH Products Pty Limited | 106 918 638 |
| CPH Property Pty Limited | 000 031 747 |
| CPH Snow Investments Pty Limited | 163 335 724 |
| CPH WA Investment Co Pty Limited | 129 011 534 |
| DCE America Inc. | |
| ECS Investment Partners Pty Ltd | 166 264 375 |
| Ellerstina Inversiones (Malaysia) Sdn Bhd | |
| Ellerstina Inversiones SA | |
| Ellerston Asian Emerging Opportunities Fund | |
| Ellerston Australian Ex-Top 20 Fund | |
| Ellerston Australian Small Companies Fund | |
| Ellerston Australian Share Fund | |
| Ellerston Australian Market Neutral Fund | |
| Ellerston Capital Limited | |
| Ellerston Capital (Europe) Limited | 110 397 674 |
| Ellerston Capital (Hong Kong) Limited | |
| Ellerston Capital (Resources No.1) Limited | |
| Ellerston Global Equity Managers Offshore Fund | |
| Ellerston Global Equity Managers Fund | |
| Ellerston Leisure Pty Limited | 608 785 753 |
| Ellerston Onassis Polo Pty Limited | 608 392 436 |
| Ellerston Opportunities Pty Ltd | 150 851 666 |
| Ellerston Overlay ASF | |
| Ellerston Pty Ltd | 123 039 341 |
| Ellerston Special Opportunities Platform | |
| Engine Room Management Pty Limited | 094 993 585 |
| Engine Room Music Pty Ltd | 088 993 104 |
| Holiwest Pty Ltd | 082 627 898 |
| Hoyts Cinemas America Limited | |
| Hoyts Cinemas Argentina Limited | |
| Hoyts Cinemas Chile Limited | |
| Hoyts Cinemas Germany GmbH | |
| Hoyts Cinemas Germany Operations GmbH | |
| Hoyts Cinemas Operations Pty Ltd | 006 530 347 |
| Hoyts Cinemas Overseas Holdings Sdn Bhd | |
| Hoyts Cinemas (South America) Holdings Limited | |
| Hoyts Cinemas (Wood Green) Limited | |
| Hoyts Emerging Territories Ltd | |
| Hoyts Overseas Operations Sdn Bhd | |
| HUSH Holding Company Inc | |
$\mathcal{L}_{\text{max}}$
| AUSTRALIAN | |
|---|---|
| PARTY/ENTITY NAME | COMPANY NO. |
| HUSH Holding Subsidiary Inc | |
| HUSH Holdings US Inc | |
| Hyde Park Gardens (Jersey) Limited | |
| Jadeite Phoenix Pty Limited | 164 098 113 |
| Jaslib Pty Ltd | 065 059 458 |
| Jasopt Pty Ltd | 065 064 164 |
| Jersey Boys LLC | |
| KPE Multiplexthreatre GmbH & Co KG | |
| Lenvoka Pty Limited | 003 274 628 |
| Lutrust Pty Limited | 088 937 428 |
| Magenta Investments Ltd | |
| Murray Leisure Group Pty Limited | 000 090 273 |
| Murray Publishers Pty Limited | 000 067 998 |
| Nicarby Pty Ltd | 086 715 362 |
| Northeast Cinemas, L.L.C. | |
| Northeast Cinemas (Connecticut) L.L.C. | |
| Northeast Cinemas (Maryland) L.L.C. | |
| Northkom Pty Ltd | 082 885 961 |
| Northkom I Pty Limited | 604 022 899 |
| Northkom Bahamas Limited (Bahamas) | |
| Nova One Limited | |
| Nova Two Limited | |
| Park Street Partners Cayman II Limited | |
| Park Street SPV 1 (Cayman) Limited | |
| Perisher Blue Pty Ltd | 061 232 488 |
| Perisher Snow Holidays Pty Limited | 139 766 993 |
| Pretty Girl Fashion Group Pty Ltd | 051 283 900 |
| Raystonel Pty Limited | 123 039 270 |
| RatPac Entertainment II, LLC | |
| RatPac Entertainment, LLC | |
| Ratpac Development LLC | |
| Ratpac Documentary Films LLC | |
| Ratpac Entertainment LLC | |
| Ratpac Film Fund LLC | |
| Ratpac Holding LLC | |
| Ratpac Press LLC | |
| Ratpac Productions LLC | |
| Revlake Pty Limited | 051 765 818 |
| Ridgegate Pty Limited | 058 139 923 |
| Rosgrove Pty Limited | 051 649 560 |
| S. One Holding Company Pty Limited | 601 640 215 |
| Samenic Limited | |
| Savabow Pty Ltd | 066 234 900084 712 774 |
| SBC Burlington Corp | |
| ScrumPac Pty Ltd | 602 375 253 |
| Silthree Pty Ltd | |
| Siltwo Pty Ltd | 084 494 575 |
| Silver City Cinemas, Inc. | 084 494 495 |
| Silver City Holdings, Inc. | |
| Sonomaco Pty Ltd | 169 386 421 |
| Sandpiper Bahamas Limited (Bahamian) | |
| Taringah Pty Ltd | 105 268 862 |
| Toranaga Pty Ltd | 056 229 728 |
| Toray Pty Ltd | 002 348 503 |
| Treysta Pty Ltd | 078 467 080 |
| Wakefield Bahamas Limited | |
| Water Diviner LLC | |
| Western Empire Publications Ltd | |
| W.Lane Pty Ltd | 003 115 124 |
| Wombat Enterprises Pty Ltd | 003 115 124 |
| Wooltech Pty Limited | 010 717 441 |
$\bar{\beta}$