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PEDEVCO CORP — Director's Dealing 2013
Apr 2, 2013
34546_dirs_2013-04-02_31d6da8d-2b20-4448-9d44-81e8a67faec7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PEDO)
CIK: 0001141197
Period of Report: 2013-03-29
Reporting Person: Clark Moore (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-29 | Common Stock | J | 62920 | — | Disposed | 1805000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-29 | Stock Option | $0.17 | J | 66700 | Acquired | 2022-06-18 | Common Stock (66700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Indirect |
Footnotes
F1: On December 19, 2012, the Reporting Person effected a cashless exercise of the vested portion of a stock option, surrendering 3,780 shares of the Issuer's common stock valued at the fair market value of such shares as calculated under the Issuer?s 2012 Equity Incentive Plan ($3.00 per share). Pursuant to this transaction, the Reporting Person was issued a net of 62,920 shares of the Issuer's common stock. This cashless exercise was rescinded on March 29, 2013.
F2: Represents 50,000 shares of the Issuer's common stock owned by each of the Reporting Person's two minor children.