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PEDEVCO CORP — Director's Dealing 2013
Aug 13, 2013
34546_dirs_2013-08-12_eac74fdf-3538-4dfe-ade2-76f2c08c470c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PEDO)
CIK: 0001141197
Period of Report: 2013-08-08
Reporting Person: Clark Moore (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-09 | Common Stock | A | 290000 | $3.75 | Acquired | 891668 | Direct |
| 2013-08-08 | Common Stock | G | 7000 | $.30 | Disposed | 884668 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33334 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (44467) | 44467 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (188867) | 188867 | Direct |
| Common Stock Warrant (Right to Buy) | $5.25 | 2017-03-22 | Common Stock (953) | 953 | Direct |
Footnotes
F1: Common stock of Issuer granted to Reporting Person on August 09, 2013. Grant of restricted stock subject to forfeiture. 40% vests on 6-month anniversary of grant date; 15% vests on 18-month anniversary of grant date; 15% vests on 24-month anniversary of grant date; 15% vests on 30-month anniversary of grant date and the balance 15% vests on the 36-month anniversary of grant date for so long as recipient remains an employee of, or consultant to, the Company.
F2: Represents 16,667 shares of the Issuer's common stock owned by each of the Reporting Person's two minor children.
F3: Initial exercise price of $0.17 and grant of 133,400 options adjusted pursuant to 1:3 stock split of April 23, 2013.
F4: Initial exercise price of $0.17 and grant of 566,500 options adjusted pursuant to 1:3 stock split of April 23, 2013.
F5: Initial exercise price of $1.75 and issuance of 2,859 warrants adjusted pursuant to 1:3 stock split of April 23, 2013.
F6: Includes 250,000 restricted stock grant and 1,555,000 balance of founders shares adjusted pursuant to the 1:3 stock split of April 23, 2013 to 83,334 and 518,334 shares respectively.
F7: Reporting Person made a gift of 7000 shares in a private transaction.