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PEDEVCO CORP Director's Dealing 2013

Sep 9, 2013

34546_dirs_2013-09-09_22588f72-c40d-4df8-a6d4-2dab1f30833b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEDEVCO CORP (PEDO)
CIK: 0001141197
Period of Report: 2013-09-06

Reporting Person: Ingriselli Frank C (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-06 Common Stock S 4000 $4.50 Disposed 1540469 Direct
2013-09-06 Common Stock S 10000 $4.50 Disposed 1530469 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1890 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock Warrant (Right to Buy) $2.25 2014-10-31 Common Stock (334) 334 Indirect
Common Stock Warrant (Right to Buy) $5.25 2017-03-22 Common Stock (19048) 19048 Indirect
Non-Qualified Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (348267) 348267 Direct
Incentive Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (42533) 42533 Direct

Footnotes

F1: 4,000 shares were sold at $4.50 per share pursuant to Form 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.

F2: 10,000 shares were transferred pursuant to a Gift Transfer Agreement in a private transaction.

F3: Includes 166,667 shares and 450,000 shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 793,334 transferred by Global Venture Investments, LLC to Reporting Person on September 9, 2013 and 80,345 shares remaining from Founders share grant.

F4: Global Venture Investments, LLC, an entity owned and controlled by Reporting Person.