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PEDEVCO CORP Director's Dealing 2013

Sep 12, 2013

34546_dirs_2013-09-11_c64bf0fd-9c22-4b2f-8426-3fb25139c0eb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2013-09-10

Reporting Person: Ingriselli Frank C (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-10 Common Stock S 2816 $4.50 Disposed 1527653 Direct
2013-09-11 Common Stock S 4852 $4.50 Disposed 1522801 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1890 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock Warrant (Right to Buy) $2.25 2014-10-31 Common Stock (334) 334 Indirect
Common Stock Warrant (Right to Buy) $5.25 2017-03-22 Common Stock (19048) 19048 Indirect
Non-Qualified Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (348267) 348267 Direct
Incentive Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (42533) 42533 Direct

Footnotes

F1: 2,816 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.

F2: 4,852 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.

F3: Includes 166,667 shares and 450,000 shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 793,334 transferred from Global Venture Investments, LLC and 72,677 shares remaining from Founders stock grant.

F4: Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.