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PEDEVCO CORP — Director's Dealing 2013
Nov 25, 2013
34546_dirs_2013-11-25_78c8ce7b-2a1f-4466-9c49-32d1d7a8e15c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2013-11-21
Reporting Person: Clark Moore (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-21 | Common Stock | G | 15000 | $.001 | Disposed | 856334 | Direct |
| 2013-11-21 | Common Stock | G | 8600 | $.001 | Disposed | 847734 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33334 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (44467) | 44467 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (188867) | 188867 | Direct |
| Common Stock Warrant (Right to Buy) | $5.25 | 2017-03-22 | Common Stock (953) | 953 | Direct |
Footnotes
F1: Reporting Person made a charitable gift of 15,000 shares.
F2: Reporting Person and his spouse each made a bona fide gift transfer of 4,300 shares from shares held in community property.
F3: Represents 16,667 shares of the Issuer's common stock owned by each of the Reporting Persons' two minor children.
F4: Includes 83,334 shares and 290,000 shares issued pursuant to restricted stock grants and 474,400 balance of founders stock.
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