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PEDEVCO CORP Director's Dealing 2013

Nov 25, 2013

34546_dirs_2013-11-25_dfb738db-9ad5-4139-abd7-cb2452d5e5cd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2013-11-21

Reporting Person: PETERSON MICHAEL L (Exec VP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-25 Common Stock G 8334 $.24 Disposed 682598 Direct
2013-11-21 Common Stock G 15000 $.24 Disposed 667598 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5209 Indirect
Common Stock 26668 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (63800) 63800 Direct
Non-Qualified Stock Option (Right to Buy) $.24 2021-10-07 Common Stock (100000) 100000 Direct
Non-Qualified Stock Option (Right to Buy) $.51 2022-06-18 Common Stock (269534) 269534 Direct
Non-Qualified Stock Option (Right to Buy) $67.20 2018-05-28 Common Stock (447) 447 Direct
Non-Qualified Stock Option (Right to Buy) $30.24 2021-02-02 Common Stock (2977) 2977 Direct

Footnotes

F1: Reporting Person made a charitable gift of 8,334 shares in a private transaction.

F2: Reporting Person made a charitable gift transfer of 15,000 shares in a private transaction.

F3: Includes 250,000 shares and 325,000 shares issued pursuant to restricted stock agreements, 85,000 balance of vested stock, 7449 shares issued pursuant to debt conversion and 149 issued pursuant to 2008 Blast stock grant (50,000 reverse split 112:1 then reverse split 3:1=149 shares) and inadvertently left off last Form 4.

F4: Represents 13,334 shares of the Issuer's common stock owned by each of the Reporting Persons two minor children.

F5: Represents shares held by Peterson Family Trust.