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PEDEVCO CORP — Director's Dealing 2013
Nov 25, 2013
34546_dirs_2013-11-25_dfb738db-9ad5-4139-abd7-cb2452d5e5cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEDEVCO CORP (PED)
CIK: 0001141197
Period of Report: 2013-11-21
Reporting Person: PETERSON MICHAEL L (Exec VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-25 | Common Stock | G | 8334 | $.24 | Disposed | 682598 | Direct |
| 2013-11-21 | Common Stock | G | 15000 | $.24 | Disposed | 667598 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5209 | Indirect |
| Common Stock | 26668 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (63800) | 63800 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $.24 | 2021-10-07 | Common Stock (100000) | 100000 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $.51 | 2022-06-18 | Common Stock (269534) | 269534 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $67.20 | 2018-05-28 | Common Stock (447) | 447 | Direct |
| Non-Qualified Stock Option (Right to Buy) | $30.24 | 2021-02-02 | Common Stock (2977) | 2977 | Direct |
Footnotes
F1: Reporting Person made a charitable gift of 8,334 shares in a private transaction.
F2: Reporting Person made a charitable gift transfer of 15,000 shares in a private transaction.
F3: Includes 250,000 shares and 325,000 shares issued pursuant to restricted stock agreements, 85,000 balance of vested stock, 7449 shares issued pursuant to debt conversion and 149 issued pursuant to 2008 Blast stock grant (50,000 reverse split 112:1 then reverse split 3:1=149 shares) and inadvertently left off last Form 4.
F4: Represents 13,334 shares of the Issuer's common stock owned by each of the Reporting Persons two minor children.
F5: Represents shares held by Peterson Family Trust.