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Pearson PLC — Regulatory Filings 2023
May 19, 2023
5260_ffr_2023-05-19_2edde902-186e-486c-954a-ff61a8d3609a.zip
Regulatory Filings
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6-K 1 a0697a.htm DIRECTOR/PDMR SHAREHOLDING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2023 Issuer Direct Corporation a0697a
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of May 2023
PEARSON plc
(Exact name of registrant as specified in its charter)
N/A
(Translation of registrant's name into English)
80 Strand
London, England WC2R 0RL
44-20-7010-2000
(Address of principal executive office)
Indicate by check mark whether the Registrant files or will file annual reports
under cover of Form 20-F or Form 40-F:
Form 20-F X Form 40-F
Indicate by check mark whether the Registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934
Yes No X
Pearson plc - (the "Company")
Notification of PDMRs' Interests
The following notifications, made in accordance with the requirements of the UK Market Abuse Regulation, give details of purchases of American Depositary Receipts (ADRs) in Pearson plc, each ADR represents one ordinary share of 25 pence in Pearson plc, made under the Company's Dividend Reinvestment Plan ("DRIP").
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Andy Bird | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief Executive | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Pearson plc | |
| b) | LEI | 2138004JBXWWJKIURC57 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | American Depositary Receipts (ADRs) in Pearson plc, each ADR
represents one ordinary share of 25 pence in Pearson
plc ISIN: US7050151056 | |
| b) | Nature of the transaction | Purchase of ADRs arising from Company's Dividend Reinvestment Plan
("DRIP") | |
| c) | Price(s) and volume(s) | Price(s) | Price(s) |
| | | $10.2562 per ADR | 7,565 |
| d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 7,565 Aggregated price: $77,588.15 | |
| e) | Date of the transaction | 17 May 2023 | |
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Thomas ap Simon | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President - Higher Education and Virtual Learning | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Pearson plc | |
| b) | LEI | 2138004JBXWWJKIURC57 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | American Depositary Receipts (ADRs) in Pearson plc, each ADR
represents one ordinary share of 25 pence in Pearson
plc ISIN: US7050151056 | |
| b) | Nature of the transaction | Purchase of ADRs arising from Company's Dividend Reinvestment Plan
("DRIP") | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | $10.2562 per ADR | 294 |
| d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 294 Aggregated price: $3,015.32 | |
| e) | Date of the transaction | 17 May 2023 | |
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Arthur Valentine | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | President - Assessment & Qualifications | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Pearson plc | |
| b) | LEI | 2138004JBXWWJKIURC57 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | American Depositary Receipts (ADRs) in Pearson plc, each ADR
represents one ordinary share of 25 pence in Pearson
plc ISIN: US7050151056 | |
| b) | Nature of the transaction | Purchase of ADRs arising from Company's Dividend Reinvestment Plan
("DRIP") | |
| c) | Price(s) and volume(s) | Price(s) | Price(s) and volume(s) |
| | | $10.2562 per ADR | 138 |
| d) | Aggregated information - Aggregated volume - Price | Aggregated volume: 138 Aggregated price: $1,415.36 | |
| e) | Date of the transaction | 17 May 2023 | |
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: 19 May |
| 2023 |
| By: /s/ |
| NATALIE WHITE |
| ------------------------------------ |
| Natalie |
| White |
| Deputy |
| Company Secretary |