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Pearson PLC — Regulatory Filings 2022
Aug 16, 2022
5260_ffr_2022-08-16_cefc6ba5-9582-454d-b7c9-ffd09d8021ab.zip
Regulatory Filings
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6-K 1 a1656w.htm HOLDING(S) IN COMPANY Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2022 Issuer Direct Corporation a1656w
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of August 2022
PEARSON plc
(Exact name of registrant as specified in its charter)
N/A
(Translation of registrant's name into English)
80 Strand
London, England WC2R 0RL
44-20-7010-2000
(Address of principal executive office)
Indicate by check mark whether the Registrant files or will file annual reports
under cover of Form 20-F or Form 40-F:
Form 20-F X Form 40-F
Indicate by check mark whether the Registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934
Yes No X
TR-1: Standard form for notification of major holdings
- Issuer Details
ISIN
GB0006776081
Issuer Name
PEARSON PLC
UK or Non-UK Issuer
UK
- Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
- Details of person subject to the notification obligation
Name
BlackRock, Inc.
City of registered office (if applicable)
Wilmington
Country of registered office (if applicable)
USA
- Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
- Date on which the threshold was crossed or reached
12-Aug-2022
- Date on which Issuer notified
15-Aug-2022
- Total positions of person(s) subject to the notification obligation
| | %
of voting rights attached to shares (total of 8.A) | %
of voting rights through financial instruments (total of 8.B 1 +
8.B 2) | Total
of both in % (8.A + 8.B) | Total
number of voting rights held in issuer |
| --- | --- | --- | --- | --- |
| Resulting situation
on the date on which threshold was crossed or reached | 9.120000 | 0.890000 | 10.010000 | 73834220 |
| Position of
previous notification (if applicable) | 8.640000 | 1.040000 | 9.680000 | |
- Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | % of direct voting rights (DTR5.1) |
|---|---|---|
| GB0006776081 | 67154557 | 9.120000 |
| Sub | ||
| Total 8.A | 67154557 | 9.120000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Number of voting rights that may be acquired if the instrument is
exercised/converted | % of voting rights |
| --- | --- | --- |
| American Depository
Receipt | 1397359 | 0.180000 |
| Securities
Lending | 546595 | 0.070000 |
| Sub
Total 8.B1 | 1943954 | 0.250000% |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Physical or cash settlement | Number of voting rights | % of voting rights |
|---|---|---|---|
| CFD | Cash | 4735709 | 0.640000 |
| Sub | |||
| Total 8.B2 | 4735709 | 0.640000% |
-
Information in relation to the person subject to the notification obligation
-
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking |
|---|---|
| BlackRock, Inc. | |
| (Chain 1) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 1) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 1) | BlackRock |
| International Holdings, Inc. | |
| BlackRock, Inc. | |
| (Chain 1) | BR |
| Jersey International Holdings L.P. | |
| BlackRock, Inc. | |
| (Chain 1) | BlackRock |
| (Singapore) Holdco Pte. Ltd. | |
| BlackRock, Inc. | |
| (Chain 1) | BlackRock HK Holdco |
| Limited | |
| BlackRock, Inc. | |
| (Chain 1) | BlackRock Lux Finco |
| S.a.r.l. | |
| BlackRock, Inc. | |
| (Chain 1) | BlackRock Japan |
| Holdings GK | |
| BlackRock, Inc. | |
| (Chain 1) | BlackRock Japan |
| Co., Ltd. | |
| BlackRock, Inc. | |
| (Chain 2) | Trident |
| Merger, LLC | |
| BlackRock, Inc. | |
| (Chain 2) | BlackRock |
| Investment Management, LLC | |
| BlackRock, Inc. | |
| (Chain 3) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 3) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 3) | BlackRock |
| International Holdings, Inc. | |
| BlackRock, Inc. | |
| (Chain 3) | BR |
| Jersey International Holdings L.P. | |
| BlackRock, Inc. | |
| (Chain 3) | BlackRock Holdco 3, |
| LLC | |
| BlackRock, Inc. | |
| (Chain 3) | BlackRock Cayman 1 |
| LP | |
| BlackRock, Inc. | |
| (Chain 3) | BlackRock Cayman |
| West Bay Finco Limited | |
| BlackRock, Inc. | |
| (Chain 3) | BlackRock Cayman |
| West Bay IV Limited | |
| BlackRock, Inc. | |
| (Chain 3) | BlackRock Group |
| Limited | |
| BlackRock, Inc. | |
| (Chain 3) | BlackRock Finance |
| Europe Limited | |
| BlackRock, Inc. | |
| (Chain 3) | BlackRock |
| Investment Management (UK) Limited | |
| BlackRock, Inc. | |
| (Chain 4) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 4) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 4) | BlackRock |
| International Holdings, Inc. | |
| BlackRock, Inc. | |
| (Chain 4) | BR |
| Jersey International Holdings L.P. | |
| BlackRock, Inc. | |
| (Chain 4) | BlackRock Australia |
| Holdco Pty. Ltd. | |
| BlackRock, Inc. | |
| (Chain 4) | BlackRock |
| Investment Management (Australia) Limited | |
| BlackRock, Inc. | |
| (Chain 5) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 5) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 5) | BlackRock |
| International Holdings, Inc. | |
| BlackRock, Inc. | |
| (Chain 5) | BR |
| Jersey International Holdings L.P. | |
| BlackRock, Inc. | |
| (Chain 5) | BlackRock Holdco 3, |
| LLC | |
| BlackRock, Inc. | |
| (Chain 5) | BlackRock Cayman 1 |
| LP | |
| BlackRock, Inc. | |
| (Chain 5) | BlackRock Cayman |
| West Bay Finco Limited | |
| BlackRock, Inc. | |
| (Chain 5) | BlackRock Cayman |
| West Bay IV Limited | |
| BlackRock, Inc. | |
| (Chain 5) | BlackRock Group |
| Limited | |
| BlackRock, Inc. | |
| (Chain 5) | BlackRock |
| International Limited | |
| BlackRock, Inc. | |
| (Chain 6) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 6) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 6) | BlackRock Holdco 4, |
| LLC | |
| BlackRock, Inc. | |
| (Chain 6) | BlackRock Holdco 6, |
| LLC | |
| BlackRock, Inc. | |
| (Chain 6) | BlackRock Delaware |
| Holdings Inc. | |
| BlackRock, Inc. | |
| (Chain 6) | BlackRock |
| Institutional Trust Company, National Association | |
| BlackRock, Inc. | |
| (Chain 7) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 7) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 7) | BlackRock Holdco 4, |
| LLC | |
| BlackRock, Inc. | |
| (Chain 7) | BlackRock Holdco 6, |
| LLC | |
| BlackRock, Inc. | |
| (Chain 7) | BlackRock Delaware |
| Holdings Inc. | |
| BlackRock, Inc. | |
| (Chain 7) | BlackRock Fund |
| Advisors | |
| BlackRock, Inc. | |
| (Chain 8) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 8) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 9) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 9) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 9) | BlackRock |
| International Holdings, Inc. | |
| BlackRock, Inc. | |
| (Chain 9) | BR |
| Jersey International Holdings L.P. | |
| BlackRock, Inc. | |
| (Chain 9) | BlackRock |
| (Singapore) Holdco Pte. Ltd. | |
| BlackRock, Inc. | |
| (Chain 9) | BlackRock HK Holdco |
| Limited | |
| BlackRock, Inc. | |
| (Chain 9) | BlackRock Asset |
| Management North Asia Limited | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock |
| International Holdings, Inc. | |
| BlackRock, Inc. | |
| (Chain 10) | BR |
| Jersey International Holdings L.P. | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock Holdco 3, |
| LLC | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock Cayman 1 |
| LP | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock Cayman |
| West Bay Finco Limited | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock Cayman |
| West Bay IV Limited | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock Group |
| Limited | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock Finance |
| Europe Limited | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock |
| (Netherlands) B.V. | |
| BlackRock, Inc. | |
| (Chain 10) | BlackRock Asset |
| Management Deutschland AG | |
| BlackRock, Inc. | |
| (Chain 11) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 11) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 11) | BlackRock |
| International Holdings, Inc. | |
| BlackRock, Inc. | |
| (Chain 11) | BR |
| Jersey International Holdings L.P. | |
| BlackRock, Inc. | |
| (Chain 11) | BlackRock Holdco 3, |
| LLC | |
| BlackRock, Inc. | |
| (Chain 11) | BlackRock Canada |
| Holdings LP | |
| BlackRock, Inc. | |
| (Chain 11) | BlackRock Canada |
| Holdings ULC | |
| BlackRock, Inc. | |
| (Chain 11) | BlackRock Asset |
| Management Canada Limited | |
| BlackRock, Inc. | |
| (Chain 12) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 12) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 12) | BlackRock Capital |
| Holdings, Inc. | |
| BlackRock, Inc. | |
| (Chain 12) | BlackRock Advisors, |
| LLC | |
| BlackRock, Inc. | |
| (Chain 13) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 13) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 13) | BlackRock |
| International Holdings, Inc. | |
| BlackRock, Inc. | |
| (Chain 13) | BR |
| Jersey International Holdings L.P. | |
| BlackRock, Inc. | |
| (Chain 13) | BlackRock Holdco 3, |
| LLC | |
| BlackRock, Inc. | |
| (Chain 13) | BlackRock Cayman 1 |
| LP | |
| BlackRock, Inc. | |
| (Chain 13) | BlackRock Cayman |
| West Bay Finco Limited | |
| BlackRock, Inc. | |
| (Chain 13) | BlackRock Cayman |
| West Bay IV Limited | |
| BlackRock, Inc. | |
| (Chain 13) | BlackRock Group |
| Limited | |
| BlackRock, Inc. | |
| (Chain 13) | BlackRock Finance |
| Europe Limited | |
| BlackRock, Inc. | |
| (Chain 13) | BlackRock Advisors |
| (UK) Limited | |
| BlackRock, Inc. | |
| (Chain 14) | BlackRock Holdco 2, |
| Inc. | |
| BlackRock, Inc. | |
| (Chain 14) | BlackRock Financial |
| Management, Inc. | |
| BlackRock, Inc. | |
| (Chain 14) | BlackRock |
| International Holdings, Inc. | |
| BlackRock, Inc. | |
| (Chain 14) | BR |
| Jersey International Holdings L.P. | |
| BlackRock, Inc. | |
| (Chain 14) | BlackRock |
| (Singapore) Holdco Pte. Ltd. | |
| BlackRock, Inc. | |
| (Chain 14) | BlackRock |
| (Singapore) Limited | |
| BlackRock, Inc. | |
| (Chain 15) | Trident |
| Merger, LLC | |
| BlackRock, Inc. | |
| (Chain 15) | BlackRock |
| Investment Management, LLC | |
| BlackRock, Inc. | |
| (Chain 15) | Amethyst |
| Intermediate, LLC | |
| BlackRock, Inc. | |
| (Chain 15) | Aperio |
| Holdings, LLC | |
| BlackRock, Inc. | |
| (Chain 15) | Aperio |
| Group, LLC |
- In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
- Additional Information
BlackRock Regulatory Threshold Reporting Team Jana Blumenstein 020 7743 3650
- Date of Completion
15 th August 2022
- Place Of Completion
12 Throgmorton Avenue, London, EC2N 2DL, U.K
Artiom Bendelston
Company Secretarial Assistant
Pearson plc
16th August 2022
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: 1 6 |
| August 2022 |
| By: /s/ |
| NATALIE WHITE |
| ------------------------------------ |
| Natalie |
| White |
| Deputy |
| Company Secretary |