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Pearson PLC — Regulatory Filings 2022
Aug 24, 2022
5260_ffr_2022-08-24_2d35e5cf-5226-413f-85ef-3a978862f82c.zip
Regulatory Filings
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6-K 1 a1164x.htm HOLDING(S) IN COMPANY Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2022 Issuer Direct Corporation a1164x
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of August 2022
PEARSON plc
(Exact name of registrant as specified in its charter)
N/A
(Translation of registrant's name into English)
80 Strand
London, England WC2R 0RL
44-20-7010-2000
(Address of principal executive office)
Indicate by check mark whether the Registrant files or will file annual reports
under cover of Form 20-F or Form 40-F:
Form 20-F X Form 40-F
Indicate by check mark whether the Registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934
Yes No X
TR-1: Standard form for notification of major holdings
- Issuer Details
ISIN
GB0006776081
Issuer Name
PEARSON PLC
UK or Non-UK Issuer
UK
- Reason for Notification
An acquisition or disposal of voting rights
- Details of person subject to the notification obligation
Name
Schroders Plc
City of registered office (if applicable)
London Wall, Barbican
Country of registered office (if applicable)
England
- Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
- Date on which the threshold was crossed or reached
22-Aug-2022
- Date on which Issuer notified
23-Aug-2022
- Total positions of person(s) subject to the notification obligation
| | %
of voting rights attached to shares (total of 8.A) | %
of voting rights through financial instruments (total of 8.B 1 +
8.B 2) | Total
of both in % (8.A + 8.B) | Total
number of voting rights held in issuer |
| --- | --- | --- | --- | --- |
| Resulting situation
on the date on which threshold was crossed or reached | 5.173925 | 0.006756 | 5.180681 | 38130667 |
| Position of
previous notification (if applicable) | 9.975 | 0.004 | 9.980 | |
- Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | % of direct voting rights (DTR5.1) |
|---|---|---|
| GB0006776081 | 38079839 | 5.173775 |
| US7050151056 | 1105 | 0.000150 |
| Sub | ||
| Total 8.A | 38080944 | 5.173925% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument |
|---|
| Sub |
| Total 8.B1 |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
|---|---|---|---|---|---|
| CFD | N/A | N/A | Cash | 49723 | 0.006756 |
| Sub | |||||
| Total 8.B2 | 49723 | 0.006756% |
-
Information in relation to the person subject to the notification obligation
-
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable
threshold | Total of both if it equals or is higher than the notifiable
threshold |
| --- | --- | --- | --- |
| Schroders
PLC | | | |
| Schroders
PLC | Schroder
Administration Limited | | |
| Schroders
PLC | Schroder Wealth
Holdings Limited | | |
| Schroders
PLC | Schroder Wealth
Management (US) Limited | | |
| Schroders
PLC | | | |
| Schroders
PLC | Schroder
Administration Limited | | |
| Schroders
PLC | Schroder Wealth
Holdings Limited | | |
| Schroders
PLC | Schroder & Co.
Limited | | |
| Schroders
PLC | | | |
| Schroders
PLC | Schroder
Administration Limited | | |
| Schroders
PLC | Schroder
International Holdings Limited | | |
| Schroders
PLC | Nippon
Life Schroders Asset Management Eu-rope Limited | | |
| Schroders
PLC | | | |
| Schroders
PLC | Schroder
Administration Limited | | |
| Schroders
PLC | Schroder
International Holdings Limited | | |
| Schroders
PLC | Schroder Investment
Management Limited | 4.995219 | 5.001974% |
| Schroders
PLC | | | |
| Schroders
PLC | Schroder
Administration Limited | | |
| Schroders
PLC | Schroder Wealth
International Holdings Limited | | |
| Schroders
PLC | Schroders (C.I.)
Limited | | |
| Schroders
PLC | | | |
| Schroders
PLC | Schroder
Administration Limited | | |
| Schroders
PLC | Schroder
International Holdings Limited | | |
| Schroders
PLC | Schroders IS
Limited | | |
- In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
- Additional Information
This disclosure is being made due to a legal entity, Schroder Investment Management Limited, crossing below the 5% threshold in shares.
- Date of Completion
23-Aug-2022
- Place Of Completion
London
Artiom Bendelston
Company Secretarial Assistant
Pearson plc
24th August 2022
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: 24 |
| August 2022 |
| By: /s/ |
| NATALIE WHITE |
| ------------------------------------ |
| Natalie |
| White |
| Deputy |
| Company Secretary |