Pearson PLC — Foreign Filer Report 2021

Aug 16, 2021

6-K 1 a8045i.htm STATEMENT RE SEC SETTLEMENT Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2021 Issuer Direct Corporation a8045i

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

For the month of August 2021

PEARSON plc

(Exact name of registrant as specified in its charter)

N/A

(Translation of registrant's name into English)

80 Strand

London, England WC2R 0RL

44-20-7010-2000

(Address of principal executive office)

Indicate by check mark whether the Registrant files or will file annual reports

under cover of Form 20-F or Form 40-F:

Form 20-F X Form 40-F

Indicate by check mark whether the Registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934

Yes No X

Pearson plc

("Pearson" or the "Company")

Statement re SEC settlement

Pearson confirms that it has reached a settlement of an enforcement action with the Securities and Exchange Commission ("SEC") concerning the Company's public disclosures in July 2019 regarding a 2018 data breach in connection with AIMSweb 1.0, a web-based software tool for entering and tracking students' academic performance that was retired in July 2019 in line with a previously scheduled retirement plan. Under the settlement, Pearson has neither admitted nor denied the findings set out in the SEC's order, including the violations. Pearson will be subject to a cease and desist order requiring Pearson not to engage in violations of certain provisions of the federal securities laws and will pay a civil penalty of $1.0 million. In the order, the SEC acknowledged Pearson's cooperation with the SEC staff.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 16 August
2021
By: /s/
NATALIE WHITE
------------------------------------
Natalie
White
Deputy
Company Secretary

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