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Pearson PLC — Regulatory Filings 2017
Feb 9, 2017
5260_ffr_2017-02-09_5c4106cf-0dc7-4ad1-ba4a-6c1ba86ed9ed.zip
Regulatory Filings
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6-K 1 a4466w.htm HOLDING(S) IN COMPANY Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation Blueprint
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of February 2017
PEARSON plc
(Exact name of registrant as specified in its charter)
N/A
(Translation of registrant's name into English)
80 Strand
London, England WC2R 0RL
44-20-7010-2000
(Address of principal executive office)
Indicate by check mark whether the Registrant files or will file annual reports
under cover of Form 20-F or Form 40-F:
Form 20-F X Form 40-F
Indicate by check mark whether the Registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934
Yes No X
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i
| 1. Identity of the issuer or the underlying issuerof existing
shares to which voting rights areattached: ii | |
| --- | --- |
| 2 Reason for the notification (please tick the appropriate box or
boxes): | |
| An acquisition or disposal of voting rights | X |
| An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached | |
| An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify): | |
| 3. Full name of person(s) subject to thenotification
obligation: iii | BlackRock, Inc. |
| 4. Full name of shareholder(s) (if different from 3.): iv | |
| 5. Date of the transaction and date onwhich the threshold is
crossed orreached: v | 7 February, 2017 |
| 6. Date on which issuer notified: | 8 February, 2017 |
| 7. Threshold(s) that is/are crossed orreached: vi,
vii | Voting rights attached to shares holding for BlackRock,
Inc. has
gone below 5% |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares viii, | |||||||
| ix | |||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||
| GB0006776081 | 41,683,989 | 41,683,989 | N/A | N/A | 40,771,533 | N/A | 4.95% |
| B: Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument | ||||
| isexercised/ converted. | % of votingrights | ||||||
| Securities Lending | N/A | N/A | 16,151,724 | 1.96% | |||
| C: Financial Instruments with similar economic effect to Qualifying | |||||||
| Financial Instruments xv, | |||||||
| xvi | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, | ||
| xx | |||||||
| CFD | N/A | N/A | N/A | 579,703 | Nominal | Delta | |
| 0.07% | 0.07% | ||||||
| Total (A+B+C) | |||||||
| Number of voting rights | Percentage of voting rights | ||||||
| 57,502,960 | 6.99% |
| 9. Chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held, if
applicable: xxi | |
| --- | --- |
| See Annex 1 | |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to
hold: | |
| 12. Date on which proxy holder will cease to hold voting
rights: | |
| 13. Additional information: | BlackRock
Regulatory Threshold Reporting Team |
| 14. Contact name: | Marc-Oliver Lesch |
| 15. Contact telephone number: | 020 7743 3650 |
Natalie Dale
Deputy Company Secretary
Pearson plc
9 February 2017
Annex 1
| Name |
|---|
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock Holdco 4, LLC |
| BlackRock Holdco 6, LLC |
| BlackRock Delaware Holdings Inc. |
| BlackRock Fund Advisors |
| BlackRock Institutional Trust Company, National |
| Association |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock Advisors (UK) Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock Investment Management (UK) Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Australia Holdco Pty. Ltd. |
| BlackRock Investment Management (Australia) Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock Holdco 4, LLC |
| BlackRock Holdco 6, LLC |
| BlackRock Delaware Holdings Inc. |
| BlackRock Fund Advisors |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock Investment Management (UK) Limited |
| BlackRock Asset Management Deutschland AG |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Holdco 3, LLC |
| BlackRock Canada Holdings LP |
| BlackRock Canada Holdings ULC |
| BlackRock Asset Management Canada Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock (Singapore) Holdco Pte. Ltd. |
| BlackRock Asia-Pac Holdco, LLC |
| BlackRock HK Holdco Limited |
| BlackRock Cayco Limited |
| BlackRock Trident Holding Company Limited |
| BlackRock Japan Holdings GK |
| BlackRock Japan Co., Ltd. |
| BlackRock, Inc. |
| Trident Merger, LLC |
| BlackRock Investment Management, LLC |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock International Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock (Singapore) Holdco Pte. Ltd. |
| BlackRock Asia-Pac Holdco, LLC |
| BlackRock HK Holdco Limited |
| BlackRock Asset Management North Asia Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock Capital Holdings, Inc. |
| BlackRock Advisors, LLC |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock (Singapore) Holdco Pte. Ltd. |
| BlackRock (Singapore) Limited |
| BlackRock, Inc. |
| BlackRock Holdco 2, Inc. |
| BlackRock Financial Management, Inc. |
| BlackRock International Holdings, Inc. |
| BR Jersey International Holdings L.P. |
| BlackRock Group Limited |
| BlackRock (Netherlands) B.V. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: 09 February 2017 |
| By: /s/ NATALIE DALE |
| ------------------------------------ |
| Natalie Dale |
| Deputy Company Secretary |
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