Pearson PLC — Foreign Filer Report 2017

Jun 2, 2017

6-K 1 a9828g.htm BLOCK LISTING INTERIM REVIEW Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation Blueprint

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

For the month of June 2017

PEARSON plc

(Exact name of registrant as specified in its charter)

N/A

(Translation of registrant's name into English)

80 Strand

London, England WC2R 0RL

44-20-7010-2000

(Address of principal executive office)

Indicate by check mark whether the Registrant files or will file annual reports

under cover of Form 20-F or Form 40-F:

Form 20-F X Form 40-F

Indicate by check mark whether the Registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934

Yes No X

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 2 June 2017

| Name of applicant : — Name of
scheme: | | Pearson
plc — Worldwide
Save for Shares Plan | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 03/12/2016 | To: | 02/06/2017 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 3,039,578 | | |
| Plus: The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for): | | N/A | | |
| Less: Number of securities issued/allotted under scheme(s) during period (see
LR3.5.7G): | | 8,667 | | |
| Equals: Balance under scheme(s) not yet issued/allotted at end of
period: | | 3,030,911 | | |

| Name of applicant : — Name of
scheme: | | Pearson
plc — Employee
Stock Purchase Plan | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 03/12/2016 | To: | 02/06/2017 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 1,539,289 | | |
| Plus: The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for): | | N/A | | |
| Less: Number of securities issued/allotted under scheme(s) during period (see
LR3.5.7G): | | 456,629 | | |
| Equals: Balance under scheme(s) not yet issued/allotted at end of
period: | | 1,082,660 | | |

| Name of
contact: | Donna
Little |
| --- | --- |
| Telephone
number of contact: | 020
7010 2253 |

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 02
June 2017
By: /s/
NATALIE DALE
------------------------------------
Natalie
Dale
Deputy
Company Secretary

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