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Pearson PLC — Regulatory Filings 2013
Aug 16, 2013
5260_ffr_2013-08-16_ad7566f0-0bac-475c-8e53-f29a59b10f63.zip
Regulatory Filings
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of August 2013
PEARSON plc
(Exact name of registrant as specified in its charter)
N/A
(Translation of registrant's name into English)
80 Strand
London, England WC2R 0RL
44-20-7010-2000
(Address of principal executive office)
Indicate by check mark whether the Registrant files or will file annual reports
under cover of Form 20-F or Form 40-F:
Form 20-F X Form 40-F
Indicate by check mark whether the Registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934
Yes No X
| NOTIFICATION OF MAJOR INTEREST IN SHARES | |
|---|---|
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Pearson plc |
| 2. Reason for the notification (please tick the appropriate box or boxes): | |
| An acquisition or disposal of voting rights | Yes |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. | |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify): | |
| 3. Full name of person(s) subject to the notification obligation: | Legal & General Group Plc (L&G) |
| 4. Full name of shareholder(s) (if different from 3.): | N/A |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 14 August 2013 |
| 6. Date on which issuer notified: | 15 August 2013 |
| 7. Threshold(s) that is/are crossed or reached: | L&G (Below 3%) |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||
| Direct | Indirect | Direct | Indirect | ||||
| Ordinary 25p | 32,385,175 (As on 27/10/2011) | Below 3% |
| B: Qualifying Financial Instruments | ||||
|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
|---|---|---|---|---|---|---|
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |
| Nominal | Delta |
| Total (A+B+C) | |
|---|---|
| Number of voting rights | Percentage of voting rights |
| Below 3% | |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
| Legal & General Group Plc (Direct and Indirect) (Group) | |
|---|---|
| Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) | |
| Legal & General Investment Management Limited (Indirect) (LGIM) | |
| Legal & General Group Plc (Direct) (L&G) ( Below 3 % = LGAS, LGPL & PMC) | |
| Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD) | Legal & General Insurance Holdings Limited (Direct) (LGIH) |
| Legal & General Assurance (Pensions Management) Limited (PMC) | Legal & General Assurance Society Limited (LGAS & LGPL) |
| Legal & General Pensions Limited (Direct) (LGPL) |
| Proxy Voting: | |
|---|---|
| 10. Name of the proxy holder: | N/A |
| 11. Number of voting rights proxy holder will cease to hold: | N/A |
| 12. Date on which proxy holder will cease to hold voting rights: | N/A |
| 13. Additional information: | Notification using the total voting rights figure of 818,306,238 |
|---|---|
| 14. Contact name: | Angela Hayter (LGIM) |
| 15. Contact telephone number: | 020 3124 3851 |
Natalie Dale
Assistant Company Secretary
Pearson plc
16 August 2013
PEARSON plc
Date: 16 August 2013
By: /s/ STEPHEN JONES
Stephen Jones
Deputy Secretary