AI assistant
Pearson PLC — Major Shareholding Notification 2010
Nov 9, 2010
5260_ffr_2010-11-09_8dadc011-d48e-4e5c-97c1-3c3ee90eee75.zip
Major Shareholding Notification
Open in viewerOpens in your device viewer
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2010
PEARSON plc
(Exact name of registrant as specified in its charter)
N/A
(Translation of registrant's name into English)
80 Strand
London, England WC2R 0RL
44-20-7010-2000
(Address of principal executive office)
Indicate by check mark whether the Registrant files or will file annual reports
under cover of Form 20-F or Form 40-F:
Form 20-F X Form 40-F
Indicate by check mark whether the Registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934
Yes No X
This Report includes the following documents:
- A press release from Pearson plc announcing Holding(s) in Company
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |
|---|---|
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Pearson PLC |
| 2 Reason for the notification (please tick the appropriate box or boxes): | |
| An acquisition or disposal of voting rights | |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify): | |
| 3. Full name of person(s) subject to the notification obligation: iii | BlackRock, Inc. |
| 4. Full name of shareholder(s) (if different from 3.): iv | |
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 5 th November 2010 |
| 6. Date on which issuer notified: | 8 th November 2010 |
| 7. Threshold(s) that is/are crossed or reached: vi, vii | Holding has gone below 5% |
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares viii, ix | |||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||
| GB0006776081 | 39,728,158 | 39,728,158 | N/A | N/A | 38,647,691 | N/A | 4.76% |
| B: Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||
| CFD | 1,156,464 | Nominal | Delta | ||||
| 0.14% | 0.14% | ||||||
| Total (A+B+C) | |||||||
| Number of voting rights | Percentage of voting rights | ||||||
| 39,804,155 | 4.90% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | |
|---|---|
| BlackRock Investment Management (UK) Limited - 39,804,155 (4.90%) | |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: | |
| 13. Additional information: | BlackRock Threshold Reporting Team |
| 14. Contact name: | Stuart Watchorn |
| 15. Contact telephone number: | 020 7743 5741; [email protected] |
| Note: Annex should only be submitted to the FSA not the issuer | |
|---|---|
| Annex: Notification of major interests in share | |
| A: Identity of the persons or legal entity subject to the notification obligation | |
| Full name (including legal form of legal entities) | BlackRock, Inc. |
| Contact address (registered office for legal entities) | 33 King William Street, London, EC4R 9AS |
| Phone number & email | 020 7743 5741; [email protected] |
| Other useful information (at least legal representative for legal persons) | Stuart Watchorn |
| B: Identity of the notifier, if applicable | |
| Full name | |
| Contact address | |
| Phone number & email | |
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
| C: Additional information | |
| For notes on how to complete form TR-1 please see the FSA website. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PEARSON plc
Date: 9 November, 2010
By: /s/ STEPHEN JONES
Stephen Jones
Deputy Secretary