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PEAPACK GLADSTONE FINANCIAL CORP Director's Dealing 2022

May 24, 2022

32838_dirs_2022-05-24_fe8257cb-82de-47a1-a1bc-922b041557de.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2022-05-19

Reporting Person: Smith Gregory Martin (SEVP, President Comml Banking)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-19 Common Stock F 1754 $30.11 Disposed 8424.0194 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 0.9263 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (572) 572 Direct
Restricted Stock Units $ Common Stock (30290) 30290 Direct
Restricted Stock Units $ Common Stock (16492) 16492 Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F4: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F5: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.