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PEAPACK GLADSTONE FINANCIAL CORP — Director's Dealing 2022
May 24, 2022
32838_dirs_2022-05-24_fe8257cb-82de-47a1-a1bc-922b041557de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2022-05-19
Reporting Person: Smith Gregory Martin (SEVP, President Comml Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-19 | Common Stock | F | 1754 | $30.11 | Disposed | 8424.0194 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0.9263 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (572) | 572 | Direct | |
| Restricted Stock Units | $ | Common Stock (30290) | 30290 | Direct | |
| Restricted Stock Units | $ | Common Stock (16492) | 16492 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F3: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F4: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
F5: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
F6: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.