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PEAPACK GLADSTONE FINANCIAL CORP — Director's Dealing 2021
Mar 15, 2021
32838_dirs_2021-03-15_03538eff-8f05-4a7f-9ee3-ae649d759649.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2021-03-11
Reporting Person: Waser Eric H. (EVP, Head of Investment Bkg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-11 | Common Stock | F | 616 | $30.97 | Disposed | 17533 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6959 | Indirect |
| Common Stock | 8349.443 | Indirect |
| Common Stock | 4675.518 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (4963) | 4963 | Direct | |
| Restricted Stock Units | $ | Common Stock (14863) | 14863 | Direct | |
| Restricted Stock Units | $ | Common Stock (7959) | 7959 | Direct |
Footnotes
F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
F3: Includes 401(k) contributions used to purchase PGC stock.
F4: Includes shares received through dividend reinvestment since the last filing.
F5: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F6: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F7: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
F8: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
F9: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.