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PEAPACK GLADSTONE FINANCIAL CORP — Director's Dealing 2021
Mar 22, 2021
32838_dirs_2021-03-22_7f92c507-3a9e-4a6e-ab46-1ad83b1dcd26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEAPACK GLADSTONE FINANCIAL CORP (PGC)
CIK: 0001050743
Period of Report: 2021-03-20
Reporting Person: GRAMIGNA EDWARD A JR (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-20 | Restricted Stock Units | $ | A | 2072 | Acquired | Common Stock (2072) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6712.4104 | Direct |
| Common Stock | 6271 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $14.68 | 2023-01-02 | Common Stock (2500) | 2500 | Direct |
Footnotes
F1: Includes shares received through dividend reinvestment since the last filing.
F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F4: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
F5: The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.